State of Rhode Island v. James Deady

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STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS PROVIDENCE, SC. SUPERIOR COURT (FILED NOVEMBER 12, 2010) STATE OF RHODE ISLAND v. JAMES DEADY : : : : : No. P2-2004-2617A DECISION K. RODGERS, J. Before this Court is Defendant s Motion to Seal the records relating to the deferred sentence received in this case on February 21, 2005. Defendant, James Deady, seeks this relief pursuant to G.L. 1956 § 12-19-19(c), as recently amended. The State objects, adopting its arguments set forth in a similar case decided contemporaneously herewith, State v. Joseph Warzycha, P1-2002-1291A. Specifically, the State adopts herein its arguments in State s Objection to Warzycha s Motion for Exoneration of and Sealing of a Deferred Sentence as well as the State s Surreply in Support of its Objection to Warzycha s Motion for Exoneration of and Sealing of a Deferred Sentence. In those memoranda, the State argues that the amendment to § 12-19-19 does not apply retroactively and that it violates the doctrine of separation of powers. For the reasons that follow, Defendant s Motion is denied. On February 21, 2005, Defendant entered a plea of nolo contendere on a single count of felony assault. He received a deferred sentence which was made retroactive to May 1, 2004. As further conditions of that deferred sentence, Defendant was required to perform community service and pay restitution, and a no contact order was put into effect. Defendant asserts that he has successfully completed that five-year deferred sentence. On August 23, 2010, Defendant 1 filed his Motion to Seal pursuant to § 12-19-19(c), as amended on June 25, 2010. 1 Defendant argues that because he has complied with all of the terms and conditions of his written deferredsentence agreement with the State, he is entitled to have the records in this criminal information sealed. The State has objected. Following the State s initial objection in Warzycha, a briefing schedule was set to allow all interested parties to file memoranda with this Court, including this Defendant and other defendants in unrelated cases who likewise sought to have their records sealed pursuant to § 1219-19(c) after successfully completing the terms of their deferred-sentence agreements. As the State had filed only its memorandum in Warzycha on September 17, 2010, but had not specifically objected in writing to other defendants Motions to Seal, including this Defendant, this Court notified all counsel of record on the various Motions to Seal that any additional memorandum on the respective positions of the State and defense counsel would be accepted up until the close of business on November 1, 2010. Through such correspondence, this Court also notified all counsel that oral argument would be conducted on November 5, 2010, with decisions to be issued on November 12, 2010. The Court did in fact conduct oral argument on November 5, 2010, and decisions in each case in which counsel argued before this Court have been contemporaneously filed herewith. Defendant s counsel submitted an Affidavit in support of his Motion, which Affidavit includes representations that were made to Defendant consistent with the common practice of deferred sentences at the time of the plea. Moreover, at oral argument, counsel for Defendant questioned whether the entry of Defendant s nolo contendere plea was a knowing and voluntary 1 Two substantially similar bills amending § 12-19-19 were passed by the General Assembly in the 2010 legislative session. See 2010 P.L. Ch. 128 (S2646A); 2010 P.L. Ch. 256 (H7923). The Senate version, codified at 2010 P.L. Ch. 128 was enacted on June 25, 2010, prior to the July 1, 2010 enactment of H7923. For purposes of this Decision, the June 25, 2010 date of enactment is used herein. 2 waiver of his rights in light of the failure of the parties to perform their mutual obligations in accordance with the representations that were made to Defendant, namely, that his deferred sentence would be expunged immediately upon his successful completion of the five-year deferred sentence. While compelling, Defendant s argument in this regard is akin to a post conviction relief issue which may be raised in accordance with G.L. 1956 § 10-9.1-1 et seq. Accordingly, should Defendant wish to pursue that argument, a post conviction relief action is the mechanism to have that issue addressed by the Superior Court. For all the reasons set forth in this Court s decision in Warzycha, which is incorporated by reference herein, this Court finds that § 12-19-19, as amended in its entirety, does not apply retroactively because it contains no express language or necessary implication that it is intended to apply retroactively, and because it creates substantive rights that can only be applied prospectively. Further, even if § 12-19-19 did apply retroactively, it would constitute an exercise of judicial power by the Legislature in violation of the separation of powers doctrine. Accordingly, Defendant s Motion to Seal pursuant to § 12-19-19(c) is denied. 3

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