Estate of Hendrickson v. Genesis Health Venture, Inc

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NO. COA01-604 NORTH CAROLINA COURT OF APPEALS Filed: 2 July 2002 THE ESTATE OF DORIS B. HENDRICKSON BY LARRY W. HENDRICKSON, Administrator, LARRY W. HENDRICKSON, LORETTA T. MILLER and ANGELA T. MILLER Plaintiffs, v. Rowan County No. 97-CVS-721 GENESIS HEALTH VENTURE, INC., MERIDIAN HEALTH, INC., GENESIS ELDER CARE NETWORK SERVICES INC., and GENESIS ELDERCARE REHABILITATION SERVICES, INC. Defendants. Appeal by defendants Genesis ElderCare Network Services, Inc., and Genesis ElderCare Rehabilitation Services, Inc., from judgment and order entered 5 January 2000 by Judge Larry G. Ford in Rowan County Superior Court. Heard in the Court of Appeals 21 February 2002. Kluttz, Reamer, Blankenship, Hayes & Randolph, L.L.P., by Roman C. Pibl, for plaintiff-appellees. Golding, Holden, Pope & Baker, L.L.P., by John G. Golding; and Smith, Helms, Mulliss & Moore, L.L.P., by James G. Middlebrooks, for defendant-appellants. MARTIN, Judge. Plaintiffs filed their complaint in this action asserting claims for negligence, breach of contract, and negligent infliction of emotional distress against Genesis Health Venture, Inc., Meridian Health, Inc., Genesis ElderCare Network Services, Inc., -2Genesis ElderCare Rehabilitation Healthcare, Inc. Services, Inc., and Meridian The claims arise out of the death of Doris Hendrickson on 30 October 1996 while she was a resident at the Salisbury Center, a nursing home facility in Rowan County. Plaintiffs sought actual and punitive damages. Defendants filed an answer in complaint. which they denied the material allegations of the Prior to trial, the trial court granted defendants motion for a bifurcated trial and ordered that the issues with respect to defendants liability, if any, for compensatory damages be tried separately from the issue of defendants liability, if any, for punitive damages. The evidence at trial tended to show that Doris Hendrickson suffered a massive stroke while she was a patient at Rowan Regional Medical Center in the summer of 1996. The stroke left her totally dependent on others for her daily care. After Mrs. Hendrickson was discharged from the hospital, she was admitted to Salisbury Center, a nursing home, which was operated by defendant Genesis ElderCare Network Services, Inc. home from 8 August Mrs. Hendrickson remained in the nursing 1996 to 11 August 1996, when she was hospitalized again, and she returned to the nursing home on 30 August 1996 and remained there until her death on 30 October 1996. While Mrs. Hendrickson was a patient in the Salisbury Center, her husband, Larry Hendrickson, and her two daughters, Angela and Loretta Miller each visited her daily. Mrs. Hendrickson s treating Dr. Yuthapong Sukkasem was physician while she was at the Salisbury Center. Dr. Sukkasem ordered that Mrs. Hendrickson s bed -3be equipped with side rails times two for positioning and safety. He testified that he did not consider the side rails on Mrs. Hendrickson s bed to be restraints, explaining that side rails are restraints if they inhibit a patient from doing what the patient wants to do. Since Mrs. Hendrickson could not get out of bed by herself, the side rails were not obstructing her and therefore, he did not consider them to be restraints. During their numerous visits, none of the plaintiffs noticed any hazardous or unsafe condition with respect to the side rails on Mrs. Hendrickson s bed, nor were there any indications that she could move herself sufficiently to injure herself in connection with them. testified In fact, both Mr. Hendrickson and Loretta Miller that when they found a side rail down on Mrs. Hendrickson s bed, they would either pull the rail up or advise the staff and have them pull the rail up. When Loretta Miller was asked if the side rails on her mother s bed were restraints, she stated I feel like she needed that. of bed. I didn t want her to fall out She indicated that the side rails were for her mother s safety. The evidence conflicted with respect to Mrs. Hendrickson s ability to move on her bed while in the nursing home. Mrs. Hendrickson s stroke left her paralyzed on the right side so she was unable to move her right arm and leg. Angela Miller testified that occasionally her mother would hold onto the nearest side rail with her left hand. Angela Miller saw her mother wiggle some and move her left leg and arm some but never saw her move from side to -4side on the bed. Mr. Hendrickson and Loretta Miller agreed with Angela that while in their presence, Mrs. Hendrickson never moved on her own to any significant degree. However, other evidence showed that Mrs. Hendrickson often slid to the left side of the bed, and would get caught between the side rail and the bed, so that the nursing assistants would have to reposition her. According to Dr. Sukkasem, Mrs. Hendrickson could move her left hand and left leg. He testified that Mrs. Hendrickson could hold on to something with her left hand and pull herself toward a side of the bed, and he presumed that Mrs. Hendrickson could slide some in her bed since he saw her in different positions when he examined her. However, Dr. Sukkasem testified that he had never actually seen Mrs. Hendrickson move around in her bed. While at the Salisbury Center, Mrs. Hendrickson never progressed to the point of being able to talk but she was able to make whispering sounds. Because she was unable to swallow, she had to be fed by a feeding tube. Additionally, the entire time Mrs. Hendrickson was in the nursing home, she remained incontinent of bowel and bladder. When questioned about the prospects for Mrs. Hendrickson s improvement considering her age and medical problems, Dr. Sukkasem stated that had she lived, she could have possibly been able to feed herself and sit in a wheelchair, but would be incontinent of her bladder, still unable to move on one side, and would require total care for everything else. Due to their dissatisfaction with the quality of care Mrs. Hendrickson was receiving at the Salisbury Center, her husband and -5daughter had planned to remove her from the nursing home to their home on 2 November 1996, and to provide care for her themselves. On the evening of 29 October 1996, Mr. Hendrickson visited his wife and stayed with her until she went to sleep. When he left, Mrs. Hendrickson was in the middle of the bed, with pillows on each side of her. Mr. Hendrickson testified that he thought his wife was in a safe position. At 12:00 or 12:15 a.m. on 30 October 1996, Ginger Ferguson, a CNA, was in Mrs. Hendrickson s room, trying to calm her roommate down. Ms. Ferguson observed that Mrs. Hendrickson was resting on her left side with her eyes closed and with pillows propped up against her back to help support her at a 35 to 40 degree angle with her head raised so that she would not aspirate fluids with the feeding tube in her stomach. Ms. Ferguson further testified that Mrs. Hendrickson s mattress appeared to be evenly spaced and normal. Between 1:00 and 1:15 a.m., Ms. Ferguson went into Mrs. Hendrickson s room again while making rounds and found that although Mrs. Hendrickson s body was still on the mattress, her head was wedged between the mattress and the adjacent bed rail. Ms. Ferguson observed that the mattress was pushed up against the bed rail on the opposite side of the bed. Ms. Ferguson immediately called for assistance, and Mrs. Hendrickson was removed from the position in which she had been found. Mrs. Hendrickson had no vital signs. CPR was not initiated because Mr. Hendrickson and two physicians had signed a Do Not Resuscitate form. Mrs. Hendrickson s family was notified of the death and went -6to the nursing home. cleaned up. When Angela Miller saw her mother, she was She had on a gown. She was positioned up in the bed. She was like she was asleep . . . . Angela also noticed a substance that she thought was saliva on the floor directly below where her mother s head had been. Hendrickson s neck. There was a large bruise on Mrs. Since the family had questions concerning the manner in which Mrs. Hendrickson had died, Dr. Sukkasem attempted to re-create what he thought had occurred by actually getting in the bed and placing his left arm and head in the gap between the mattress and the bed rail. After conversing with Dr. Sukkasem, the family decided Hendrickson s not to body. have The an police autopsy report performed indicated on Mrs. that Mrs. Hendrickson died of accidental strangulation. At trial, a portion of Genesis ElderCare Centers Administration Manual was admitted for purposes of showing the nursing home s policy regarding restraints. According to the nursing home s policy, Genesis ElderCare residents have the right to be free from any physical or chemical restraint. Under no circumstances will restraints be applied to control resident behavior for the convenience of the staff. Physical Restraints will be considered any manual method or physical or mechanical device, material or equipment attached or adjacent to the resident s body that: 1. 2. The individual cannot remove easily; and Restricts freedom of movements or normal access to one s body In the policy, side rails were listed as an example of physical -7restraints. The policy described the following process required in using restraints on patients: 1. A physician restraint. order is required for a 2. All residents who require the use of restraints will be assessed using the Restraint Assessment Form then referred to the Restraint Alternative Team/Committee. 3. In all cases, less restrictive measures such as pillows, self-releasing belts, pads, removable lap trays, behavioral management and appropriate exercises will be utilized before any restraining device. 4. Nursing will document the effectiveness of less restrictive measures. If the resident still appears to require a restrictive device, consultation with an appropriate professional, such as Occupational or Physical Therapist may be obtained. 5. A physical order is required for a restraint. No routine or standing orders for restraints or protective devices will be accepted on admission, readmission, or during the stay. Vivian Brown, who was qualified as an expert witness in the proper care in nursing homes, testified that the Salisbury Center had failed to follow Genesis process for using the side rails as restraints on Mrs. Hendrickson s bed. Ms. Brown testified that she found no Restraint Assessment Form regarding the side rails used for Mrs. Hendrickson nor did she find any nurses notes documenting the effectiveness of less restrictive measures. Ms. Brown testified that the nursing home s failure to fill out a restraint evaluation for the side rails violated the applicable standard of -8care. Ms. Brown also testified that there were other measures that could have been used to ensure Mrs. Hendrickson s safety such as padded side rails, half side rails, and bed alarms. At the close of plaintiffs evidence, directed verdicts were granted in favor of all defendants except Genesis ElderCare Network Services, Inc., and Genesis ElderCare Rehabilitation Service, Inc.; motions for directed verdicts by those defendants at the close of plaintiffs evidence and at the close of all the evidence were denied. A jury found that Mrs. Hendrickson s death was caused by the negligence of defendants Genesis ElderCare Network Services, Inc., ( GENS ) and Genesis ElderCare Rehabilitation Service, Inc., ( GERS ) and awarded damages to her estate in the amount of $125,000. Loretta In addition, the jury found that Larry Hendrickson, Miller, and Angela Miller had each suffered severe emotional distress as a proximate result of defendants negligence. The jury awarded Larry Hendrickson damages for emotional distress in the amount of $900,000 and awarded Loretta Miller and Angela Miller damages for emotional distress in the amount of $225,000 each. The trial court granted defendants motion to dismiss plaintiffs claims for punitive damages, but denied both defendants motions for judgment notwithstanding the verdict. Both defendants appeal from the judgment entered upon the verdict. I. By their first argument, each defendant contends the trial court erred by denying its motion for directed verdict and motion for judgment notwithstanding the verdict with respect to the claim -9of plaintiff administrator for Mrs. Hendrickson s wrongful death. Both defendants contend the evidence was insufficient to show that her death was proximately caused by their negligence. In order to establish a claim for negligence, a plaintiff must introduce evidence tending to establish that, (1) defendant failed to exercise proper care in the performance of a duty owed to plaintiff; (2) the negligent breach of that duty was a proximate cause of plaintiff s injury; and (3) a person of ordinary prudence should have foreseen that plaintiff s injury was probable under the circumstances as they existed. Rose v. Steen Cleaning, Inc., 104 N.C. App. 539, 541, 410 S.E.2d 221, 222 (1991). A defendant s motion for directed verdict made pursuant to G.S. § 1A-1, Rule 50(a) tests the legal sufficiency of the evidence to support a verdict for the plaintiff. Whaley v. White Consolidated Industries, Inc., 144 N.C. App. 88, 92, 548 S.E.2d 177 180, disc. review denied, 354 N.C. 229, 555 S.E.2d 277 (2001) (citing Manganello v. Permastone, Inc., 291 N.C. 666, 231 S.E.2d 678 (1977)). A motion for judgment notwithstanding the verdict pursuant to G.S. § 1A-1, Rule 50(b) is a renewal of an earlier motion for directed verdict. Id., (citing Bryant v. Nationwide Mut. Ins. Co., 313 N.C. 362, 329 S.E.2d 333 (1985)). Therefore, the standard of review for both motions is the same, and the question presented is whether the evidence was sufficient to go to the jury. Id. All conflicts in the evidence must be resolved in favor of the plaintiff and the plaintiff must be given the benefit of all reasonable inferences that may be drawn from the evidence, -10and the motion should be allowed only where the evidence is legally insufficient to sustain a verdict in favor of the plaintiff. Id. It has been said that the motion should be denied if there is more than a scintilla of plaintiff s case. evidence supporting each element of the Little v. Matthewson, 114 N.C. App. 562, 442 S.E.2d 567 (1994), affirmed, 340 N.C. 102, 455 S.E.2d 160 (1995). Issues arising in negligence cases are ordinarily not susceptible of summary adjudication because application of the prudent man test, or any other applicable standard of care, is generally for the jury. Taylor v. Walker, 320 N.C. 729, 734, 360 S.E.2d 796, 799 (1987). A. Genesis ElderCare Network Services, Inc. Defendant Genesis ElderCare Network Services, Inc., ( GENS ) argues the evidence was deficient in several respects as to any negligence on its part or that the incident which led to Mrs. Hendrickson s death was reasonably foreseeable. First, GENS contends plaintiff administrator failed to show that it knew or should have known of the risk of injury to Mrs. Hendrickson from the side rails. We disagree. Viewed in the light most favorable to plaintiff administrator, there was evidence tending to show that nursing assistants employed by GENS were aware that Mrs. Hendrickson, on several occasions before her death on 30 October 1996, had slid to the edge of the bed and had become caught between the edge of the mattress and the bed rail. In addition, plaintiffs offered evidence through the testimony of their expert witness, -11Vivian Brown, as to the known risk of patients in the same or similar condition as Mrs. Hendrickson being caught between a bed rail and mattress. Plaintiffs also offered evidence tending to show that GENS had in effect, at the time of Mrs. Hendrickson s stay at the Salisbury Center, a restraint policy which mandated an assessment, utilizing a Restraint Assessment Form, of any resident for whom the use of restraints was required, and the nursing staff was required to document the effectiveness of less restrictive measures. The assessment was required to be reviewed by a Restraint Alternative Team/Committee. Plaintiffs offered evidence that no Restraint Assessment Form had been completed for Mrs. Hendrickson and her medical records contained no nursing notes documenting the use of less restrictive measures than the bed rails. Defendant argues, however, the bed rails were required for positioning and safety and were not restraints, so that no restraint assessment was required. While the evidence was conflicting as to whether the bed rails were used as a restraint or as a safety measure, plaintiffs offered evidence that the rails should have been considered a restraint in connection with Mrs. Hendrickson s care. As noted above, the trial court is required to resolve such conflicts in the plaintiff s favor when ruling on a defense motion for directed verdict. Taken in the light most favorable to plaintiffs, there was sufficient evidence to show that GENS violated its own policies and the applicable standard of care in failing to undertake a restraint assessment for the side rails. -12For the foregoing reasons, we conclude that plaintiffs offered sufficient evidence to sustain a finding by the jury that defendant GENS was negligent in failing to conform to applicable standards of care and its own policies with respect to the use of physical restraints and that such negligence was a proximate cause of Mrs. Hendrickson s death. The motions by defendant GENS for directed verdict and judgment notwithstanding the verdict were properly denied. B. Genesis ElderCare Rehabilitation Services,Inc. We reach defendant ( GERS ). a different Genesis result, ElderCare however, Rehabilitation with respect Services, to Inc., The evidence in this case, even viewed in the light most favorable to plaintiffs, does not disclose that Mrs. Hendrickson s death was proximately caused by any breach of a duty owed her by GERS, while a patient at the Salisbury Center. Therefore, the trial court erred in denying the motion for directed verdict by defendant GERS and the judgment entered in favor of the Estate of Doris Hendrickson against that defendant is reversed. II. By a single assignment of error, defendant GENS next argues that the trial court erred in three evidentiary rulings by: (1) allowing Angela treatment did Miller s not meet testimony the that applicable defendant s standard of care and care; (2) allowing Angela Miller s opinion that after Mrs. Hendrickson had demonstrated that she would not use a regular call bell or a paddle type device which had been provided, there should have been -13something else provided . . . and that defendant s failure to provide another mechanism for her safety increased the risk of Mrs. Hendrickson strangling to death; and (3) allowing expert Vivian Brown s testimony that there were other safety measures that could have been used such as bed alarms. Defendant GENS argues that such testimony was prejudicial to it in the jury s consideration of proximate cause and entitles it to a new trial. We are unpersuaded. Angela Miller was accepted by the trial court as an expert witness in the field of registered nursing and Vivian Brown was accepted by the trial court as an expert witness with respect to the proper care in a nursing home. The testimony of expert witnesses is governed by G.S. § 8C-1, Rule 702, which provides as follows: (a) If scientific, technical or other specialized knowledge will assist the trier of fact to understand the evidence or to determine a fact in issue, a witness qualified as an expert by knowledge, skill, experience, training, or education, may testify thereto in the form of an opinion. In applying Rule 702, the trial court is afforded wide discretion and will be reversed only for an abuse of that discretion. v. Evangelista, 319 N.C. 152, 353 S.E.2d 375 (1987). State Further, under Rule 403 even relevant evidence may properly be excluded by the trial court if its probative value is outweighed by the danger that it would confuse the issues or mislead the jury. Mason, 315 N.C. 724, 340 S.E.2d 430 (1986). State v. Whether to exclude expert testimony for this reason also rests within the sound -14discretion of the trial court. Id. Having reviewed the testimony of both witnesses, we discern no abuse of discretion in the rulings complained of by defendant GENS. Both witnesses were amply qualified by training, experience and knowledge to assist the jury in understanding the evidence with respect to nursing procedures and the applicable standard of care required of GENS. Nor do we believe the testimony had such potential to confuse or mislead the jury so as to outweigh its probative value. This assignment of error is overruled. III. By three assignments of error joined in a single argument, defendant GENS contends the court erred in its instructions to the jury (1) by failing to submit separate issues as to the alleged negligence of GENS and GERS, (2) by giving contentions not supported by admissible evidence, and (3) by giving instructions not supported by any evidence. We reject these contentions. With respect to the first contention, GENS and GERS argue, in their joint brief, that the failure of the trial court to submit separate issues as to the negligence of each defendant was prejudicial to GERS, since there was no evidence that any conduct on the part of GERS had proximately caused Mrs. Hendrickson s death. In view of our determination that GERS should have been granted a directed verdict and our reversal of the judgment against that defendant, the assignment of error has become moot and we need not consider the issue. Defendant GENS argues that the trial court erred by -15instructing the jury that the failure of GENS to provide other safety or emergency call devices when it knew Mrs. Hendrickson could not, or would not, use the emergency call bell could be negligence. GENS argues there was no evidence that alternative devices such as those described by Angela Miller or Vivian Brown were in general use in facilities similar to the Salisbury Center in October of 1996 or that such devices would probably have gone off under the circumstances in which Mrs. Hendrickson was found. This Court is required instructions in their entirety. to consider and review jury Robinson v. Seaboard System R.R., Inc., 87 N.C. App. 512, 361 S.E.2d 909 (1987), disc. review denied, 321 N.C. 474, 364 S.E.2d 924 (1988). Under the applicable standard of review, the appealing party must show not only that error occurred in the jury instructions but also that such error was likely, in light of the entire charge, to mislead the jury. Id. Bearing these principles in mind, we find no error in the trial court s instructions to the jury with respect to the standard of care required of GENS. There was expert testimony that devices other than those employed by the Salisbury Center should have been used for Mrs. Hendrickson s safety. Testimony that such devices were in use in similarly situated nursing homes in the community is not required where the alleged breach of duty does not involve the provision of medical services requiring special skills; in such cases, the standard of care of the reasonable, prudent person is the standard courts have generally applied. Burns v. Forsyth County Hosp. Authority, Inc., 81 N.C. App. 556, 344 S.E.2d 839 -16(1986); Norris v. Rowan Memorial Hospital, Inc., 21 N.C. App. 623, 205 S.E.2d 345 (1974). GENS also asserts there was no evidence to support the court s instruction that it could be found liable for the failure of GENS to follow its own policies with regard to the use of restraints, because the evidence showed that Mrs. Hendrickson could not get out of bed by herself and the bed rails were, therefore, for safety and positioning rather than restraint. As noted previously, however, there was other evidence from which the jury could find that the side rails were restraints. These assignments of error are overruled. IV. GENS next contends the trial court erred in its jury instructions with respect to the issue of damages recoverable by Mrs. Hendrickson s estate for her wrongful death. Defendants specifically argue that the court improperly instructed the jury that it was required to consider the pain and suffering of decedent after injury and before death; net income of the deceased; and society, companionship, comfort, guidance, advice of the deceased to her next of kin. kindly offices and Defendants claim that there was no evidence supporting these factors and therefore, the jury should not have been instructed to consider them. When charging a jury in a civil case, the trial court has the duty to explain the law and apply it to the evidence on the substantial issues of the action. Wooten v. Warren, 117 N.C. App. 350, 358, 451 S.E.2d 342, 347 (1994). The trial court is permitted -17to instruct a jury on a claim or defense only if the evidence, when viewed in the light most favorable to the proponent, supports a reasonable inference of such claim or defense. Id. Thus, [t]o instruct on an element of damages, absent evidence thereof, is error. Goble v. Helms, 64 N.C. App. 439, 447, 307 S.E.2d 807, 813 (1983), disc. review denied, 310 N.C. 625, 315 S.E.2d 690 (1984). Damages in a wrongful death action, must be proved to a reasonable level of certainty, and may not be based on pure conjecture. DiDonato v. Wortman, 320 N.C. 423, 431, 358 S.E.2d 489, 493 (1987). We are mindful that by necessity, some speculation is necessary in determining damages under our wrongful death statute. Beck v. Carolina Power and Light Co., 57 N.C. App. 373, 291 S.E.2d 897, affirmed, 307 N.C. 267, 297 S.E.2d 397 (1982). award may not be based on sheer speculation. However, a damage Id. Defendant GENS argues that the trial court erred in charging the jury on pain and suffering since there was no evidence that Mrs. Hendrickson was conscious between the time her head became lodged between the bed rail and the edge of the mattress, and her death. We conclude, however, that it can be reasonably inferred from the testimony of Dr. Sukkasem that Mrs. Hendrickson was in pain and suffered before her death by strangulation. The trial court did not err in instructing the jury that plaintiffs could recover damages for decedent s pain and suffering. GENS also argues that the jury should not have been permitted to consider the loss of society, companionship, comfort, guidance, kindly offices and advice of the deceased to her next of kin in -18awarding damages to plaintiffs. We disagree. Though the evidence tended to show that, as a result of her stroke, Mrs. Hendrickson was totally disabled and was unable to communicate verbally prior to her death, Dr. Sukkasem testified as to the possibility that she could have recovered to the point of being able to feed herself and sit in a wheelchair. We conclude this evidence was sufficient to permit the recovery for loss of Mrs. Hendrickson s society, companionship, comfort, guidance, kindly offices and advice of the deceased to her next of kin. Finally, GENS argues that the jury should not have been allowed to award damages for the loss of Mrs. Hendrickson s net income because there was no evidence that she had income in excess of living expenses. This argument has merit. Dr. Ward Brian Zimmerman, who was permitted to testify as an expert in economic loss and wrongful death cases, testified that based on Mrs. Hendrickson s Social Security benefits that she received from 1992 to 1996 and assuming a life expectancy of 84 years, income loss to Mrs. Hendrickson s estate was $80,131. Dr. Zimmerman acknowledged, however, that he had not estimated Mrs. Hendrickson s medical, food, or clothing expenses. In order to recover damages for loss of net income of the decedent, a plaintiff must offer evidence demonstrating that the decedent was potentially capable of earning money in excess of that which would be required for her support. Greene v. Nichols, 274 N.C. 18, 29, 161 S.E.2d 521, 528 (1968). Though Greene was decided under former G.S. § 28-174, before our wrongful death -19statute was amended in 1969, see DiDonato, 320 N.C. at 429, 358 S.E.2d at 492, our current wrongful death statute also requires proof of income in excess of expenses in order to recover damages for the loss of the net income of a decedent. N.C. Gen. Stat. § 28A-18-2(b)(4) (compensation for loss of reasonably expected net income). In the instant case, no evidence was offered showing that the decedent was potentially capable of earning money in excess of that which would be required for her support. Therefore, the jury s award as to these damages would necessarily be based on speculation and not supported by evidence. Consequently, the trial court erred in instructing the jury that it could award damages for loss of Mrs. Hendrickson s net income. The error requires that we award defendant a new trial as to the issue of damages for Mrs. Hendrickson s wrongful death. V. Defendant GENS next assigns error to the trial court s denial of its motion for directed verdict and judgment notwithstanding the verdict as to the claims of the individual plaintiffs, Larry Hendrickson, Angela Miller, and Loretta Miller, for negligent infliction of emotional distress. The elements of a claim for negligent infliction of emotional distress are: (1) the defendant negligently engaged in conduct, (2) it was reasonably foreseeable that such conduct would cause the plaintiff severe emotional distress . . ., and (3) the conduct did in fact cause the plaintiff severe emotional distress. Johnson v. Ruark Obstetrics and Gynecology Associates, P.A., 327 -20N.C. 283, 304, 395 S.E.2d 85, 97 (1990). evidence was reasonably insufficient foreseeable to a verdict defendant s that support GENS contends the conduct that it would was cause plaintiffs severe emotional distress or that plaintiffs did, in fact, suffer severe emotional distress. Factors to be considered in determining whether it was reasonably foreseeable that a defendant s conduct would cause a plaintiff severe emotional distress include: the plaintiff s proximity to the negligent act, the relationship between the plaintiff and the other person for whose welfare that plaintiff is concerned, and whether the plaintiff personally observed the negligent act. Id. at 305, 395 S.E.2d at 98. not present Hendrickson at had the been time In the instant case, plaintiffs were of the Mrs. last Hendrickson before her death. of Hendrickson s plaintiffs death. to visit Mr. Mrs. He stayed with Mrs. Hendrickson on the evening of 29 October 1996 until she had fallen asleep. When Mr. Hendrickson left, his wife was in the middle of the bed, with pillows on both sides of her and was in what Mr. Hendrickson believed to be a safe position. Before any of the family members arrived at the nursing home after Mrs. Hendrickson s death, Mrs. Hendrickson had been removed from the position in which she had been found, and she was in the middle of the bed. Angela Miller testified that when she saw her mother, she was cleaned up. positioned up in the bed. She had on a gown. She was She was like she was asleep. . . . The family noticed a large bruise on Mrs. Hendrickson s neck and Angela -21Miller observed a substance on the floor directly below where her mother s head had been that she presumed was saliva. Since plaintiffs were not present to observe the alleged negligent conduct which caused Mrs. Hendrickson s death and did not observe her being injured or in an injured condition, their evidence was insufficient to support the necessary element that it was reasonably foreseeable that defendant s negligent conduct would cause plaintiffs severe emotional distress. Several cases support our conclusion. In Hickman v. McKoin, 337 N.C. 460, 446 S.E.2d 80 (1994), our Supreme Court held that the trial court properly granted the defendant s motion to dismiss the plaintiffs claim for negligent infliction of emotional distress. The plaintiffs claimed that they suffered from severe emotional distress caused by their mother s injury automobile accident involving the defendant. resulting from an The plaintiffs were at home at the time of the accident but saw their mother briefly in the intensive care unit. The plaintiffs also witnessed their mother in pain and observed her undergo operations and treatment for several years after the accident. The Court concluded that the plaintiffs were unable to establish the necessary element of reasonable foreseeability. Similarly, in Gardner v. Gardner, 334 N.C. 662, 435 S.E.2d 324 (1993), our Supreme Court held that the trial court properly granted summary judgment in favor of defendant upon the plaintiff s claim for negligent infliction of emotional distress. In Gardner, it was stipulated that the plaintiff mother suffered severe -22emotional distress upon seeing her son in the emergency room undergoing resuscitative [automobile] death. accident, efforts and a upon period learning Id. at 667, 435 S.E.2d at 328. of time after subsequently of the his The plaintiff was several miles away at the time of the accident and was informed of the accident by telephone. The Court concluded that the parent-child relationship was not sufficient to compensate for the plaintiff s lack of close proximity to the observation of the negligent act. the plaintiff failed to negligent act and lack of Therefore, the Court held that establish the element of reasonable foreseeability. Conversely, in Fox-Kirk v. Hannon, 142 N.C. App. 267, 542 S.E.2d 346, disc. review denied, 353 N.C. 725, 551 S.E.2d 437 (2001), where this Court affirmed the trial court s denial of the defendant s motion for directed verdict, the plaintiff mother was present in the car, personally observed the defendant s negligent act, and immediately daughter. unlike perceived the injuries suffered by her In the present case, as in Hickman and Gardner, but Fox-Kirk, plaintiffs neither witnessed the injuries sustained by Mrs. Hendrickson nor did they see her in the position in which she was found. We also conclude that plaintiffs presented insufficient evidence to support a finding that defendant s negligent conduct did in fact cause them severe emotional distress. Our Supreme Court has defined severe emotional distress as any emotional or mental disorder, such as, for example, neurosis, psychosis, chronic -23depression, phobia, or any other type of severe and disabling emotional or mental condition which may be generally recognized and diagnosed by professionals trained to do so. Johnson, 327 N.C. at 304, 395 S.E.2d at 97. [M]ere temporary fright, disappointment or regret will not suffice to satisfy the element of severe emotional distress. The evidence at trial tended Id. to show that after Mrs. Hendrickson s death, plaintiff Angela Miller had trouble sleeping and eating and had nightmares. Angela Miller saw a counselor at Tri-County Mental Health and told her that she was feeling a lot of guilt for not having taken her mother home and taken care of her. She scheduled another tentative appointment with the counselor for January 1997 but missed that appointment because her son was in the hospital after having a seizure. total of three counselors. She testified that she saw a She continued in her employment after her mother s death and there was no evidence that she took time off from work due to emotional problems. Loretta Miller testified that when she found out what had happened to her mother she was emotionally distraught and in shock. Loretta Miller took a week off from work after her mother s death. In November or December of 1996, she went to a doctor prescribed and psychiatrist was for several an antidepressant months. She was and she saw hospitalized a for emotional problems on two occasions subsequent to her mother s death. The first hospitalization occurred approximately a week after she had broken up with the man with whom she had been living; -24she was admitted on a Sunday and released the following Monday. She was again admitted to the hospital the following week and stayed approximately eight days. No healthcare provider offered testimony to show a causal relationship between the effect of her mother s death and Loretta Miller s treatment or to show that her emotional distress was not caused by problems preceding the death or stresses after the death. Indeed, there was evidence showing that Loretta Miller had seen a physician for nervousness, upset stomach and digestive problems due to nerves prior to her mother s stroke. Mr. Hendrickson testified that when he arrived at the nursing home after his wife s death, he was met at the front of the facility by Connie Morgan, who as Mr. Hendrickson stated, wanted to warn me that Doris was going to have a bruise across her neck and that she, you know, kind of prepared me . . . . Mr. Hendrickson stated that after his wife s death, he saw a counselor provided by his employer on at least two occasions and that he went once or twice to Tri-Mental Health. counselor was 3 December 1996. His first appointment with a Mr. Hendrickson was out of work for approximately two weeks after his wife s death. The evidence also showed that Mr. Hendrickson went to a physician prior to his wife s death and medication. was given a prescription for an anti-depressant Between her death in 1996 and the time of trial, in October 1999, he had the prescription filled only twice and still had some pills left at the time of trial. Mr. Hendrickson returned to the same physician, Dr. McNeil, the month following his wife s -25death and was given a gastro-intestinal examination and received a referral for a CT scan on his lungs. We hold that this evidence is insufficient to show severe emotional distress. were emotionally Although there was evidence that plaintiffs distressed due to Mrs. Hendrickson s death, plaintiffs failed to present evidence, even viewed in the light most favorable to them, that such distress was severe. The trial court erred in denying defendant GENS motion for directed verdict as to plaintiffs claims for the negligent infliction of emotional distress. In summary, as to defendant Genesis Eldercare Rehabilitation Services, Inc., the judgment is reversed. As to defendant Genesis Eldercare Network Services, Inc., we find no error with respect to the jury s verdict finding that Doris Hendrickson s death was caused by the negligence of that defendant. For the reason stated in Part IV of this opinion, however, we award defendant Genesis ElderCare Network Services, Inc., a new trial on the issue of damages to which the Estate of Doris Hendrickson is entitled for her wrongful death. The judgment awarding damages to Larry W. Hendrickson, Loretta T. Miller, and Angela T. Miller for negligent infliction of emotional distress is reversed. No error in part, reversed in part, remanded in part for a new trial. Judges HUDSON and CAMPBELL concur.

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