New Mexico v. Stephenson
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Defendant Jennifer Stephenson placed her two-year-old son Isaiah in his room at bedtime and locked the door for the night. Isaiah’s father heard Isaiah whimpering the next morning and found him with his legs pinned between a dresser and a crossbar on the bed. Isaiah developed "compartment syndrome," which required an aggressive surgery to correct. A jury convicted Defendant of one count of second-degree abandonment of a child resulting in great bodily harm after being unable to find that she committed child abuse by failing to act for Isaiah’s welfare and safety. The Court of Appeals reversed the conviction, holding that Defendant's conduct did not fall within the meaning of “leaving or abandoning” because she did not leave Isaiah with the intent not to return. The State petitioned for certiorari review to determine whether the Court of Appeals’ definition of “leaving or abandoning” was correct and whether the evidence was sufficient as a matter of law to support the conviction. The Supreme Court interpreted NMSA 1978, Section 30-6-1(B) (2009) differently than the Court of Appeals did, but agreed with the outcome. "Perhaps the most important lesson from this case is that the Legislature must clarify its intent with respect to the crime of child abandonment. Nevertheless, we agree with the Court of Appeals that Defendant could not be found guilty of abandoning Isaiah because there is no evidence that Defendant intentionally left Isaiah with the intent not to return." The Court also concluded that there was not sufficient evidence to support the finding that Defendant intentionally departed from Isaiah, leaving him under circumstances where Isaiah might have or did suffer neglect - where his well-being was at risk of harm. The Court therefore reversed Defendant’s conviction and remanded for an entry of a judgment of acquittal.
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1 IN THE SUPREME COURT OF THE STATE OF NEW MEXICO 2 Opinion Number:______________ 3 Filing Date: September 26, 2016 4 NO. S-1-SC-35035 5 STATE OF NEW MEXICO, 6 Plaintiff-Petitioner, 7 v. 8 JENNIFER STEPHENSON, 9 Defendant-Respondent. 10 ORIGINAL PROCEEDING ON CERTIORARI 11 Michael E. Vigil, District Judge 12 13 14 15 Hector H. Balderas, Attorney General Joel Jacobsen, Assistant Attorney General Maris Veidemanis, Assistant Attorney General Santa Fe, NM 16 for Petitioner 17 Bennett J. Baur, Chief Public Defender 18 B. Douglas Wood, III, Assistant Appellate Defender 19 Santa Fe, NM 20 for Respondent 1 OPINION 2 CHÁVEZ, Justice. 3 {1} Defendant Jennifer Stephenson placed her two-year-old son Isaiah in his room 4 at bedtime and locked the door for the night. Isaiah’s father heard Isaiah whimpering 5 the next morning and found him with his legs pinned between a dresser and a 6 crossbar on Isaiah’s bed. Isaiah developed a painful condition described as 7 compartment syndrome, which required an aggressive surgery to correct. A jury 8 convicted Defendant of one count of abandonment of a child resulting in great bodily 9 harm, a second-degree felony, contrary to NMSA 1978, Section 30-6-1(B) (2009), 10 after being unable to find that Defendant committed child abuse by failing to act for 11 Isaiah’s welfare and safety, contrary to Section 30-6-1(D). The Court of Appeals 12 reversed Defendant’s conviction, holding that her conduct did not fall within the 13 meaning of “leaving or abandoning” because she did not leave Isaiah with the intent 14 not to return. State v. Stephenson, 2015-NMCA-038, ¶¶ 23, 25, 346 P.3d 409. We 15 granted the State’s petition for writ of certiorari to determine whether the Court of 16 Appeals’ definition of “leaving or abandoning” was correct and whether the evidence 17 was sufficient as a matter of law to support the conviction. 2015-NMCERT-001. 18 {2} We conclude that the Legislature intended the crime of abandonment of a child 19 under Section 30-6-1(B) to include the situations (1) where a parent intentionally 1 leaves a child with the intent not to return, whereby the child may or does suffer 2 neglect, which would constitute “abandoning”; and (2) where a parent or other 3 caregiver intentionally departs from a child, leaving the child under circumstances 4 whereby the child may or does suffer neglect, which would constitute “leaving.” 5 Thus, we interpret Section 30-6-1(B) differently than the Court of Appeals. The 6 dissent offers a third interpretation of Section 30-6-1(B)—as causing a child to 7 remain in some specified condition—which we interpret to be consistent only with 8 the crime of permitting child abuse by failing to act for the child’s safety, a crime that 9 the jury rejected. Perhaps the most important lesson from this case is that the 10 Legislature must clarify its intent with respect to the crime of child abandonment. 11 Nevertheless, we agree with the Court of Appeals that Defendant could not be found 12 guilty of abandoning Isaiah because there is no evidence that Defendant intentionally 13 left Isaiah with the intent not to return. We also conclude that there was not sufficient 14 evidence to support the finding that Defendant intentionally departed from Isaiah, 15 leaving him under circumstances where Isaiah might have or did suffer 16 neglect—where his well-being was at risk of harm. We therefore reverse Defendant’s 17 conviction and remand for an entry of a judgment of acquittal. 18 BACKGROUND 2 1 {3} Anthony Apodaca, Isaiah’s father, worked the late night shift until 1:30 a.m. 2 the morning of January 28, 2010. Anthony arrived at Defendant’s apartment at 3 approximately 2:00 a.m., and because the door was locked, he knocked to awaken 4 Defendant to let him into the apartment. Anthony was hungry, so he asked Defendant 5 to go to McDonald’s to get him some food. Meanwhile Anthony went into his 6 daughter Neveah’s room and found her awake on the floor outside her crib, so he 7 picked her up to feed her a bottle of milk. He did not check on Isaiah, his son, 8 because he assumed that Isaiah was asleep and Anthony did not want to disturb him. 9 Isaiah had been locked in his room for the night. 10 {4} After Defendant returned with food from McDonald’s, Anthony shared his 11 food with Neveah before putting her back to sleep in her crib. Anthony asked 12 Defendant to check on Isaiah. Defendant told Anthony that Isaiah was fine, but it is 13 not clear whether she actually checked on him, although in her statement to the 14 police, Defendant said that Isaiah was asleep when she checked on him at 2:30 a.m. 15 Anthony did not check on Isaiah that night. Both parents went to sleep and did not 16 leave the apartment after Defendant returned from McDonald’s. There is no evidence 17 that the parents heard Isaiah crying or screaming when they went to bed or in the 18 middle of the night. Anthony testified that he woke up in the middle of the night and 3 1 did not hear Isaiah crying or screaming. 2 {5} Anthony woke up the next morning around 7:00 a.m. and heard Isaiah 3 whimpering, so he unlocked Isaiah’s bedroom door and saw Isaiah pinned between 4 a dresser and a crossbar from his toddler bed. Anthony could tell that Isaiah’s legs 5 were swollen and reddish purple and that he was in pain. Defendant took Isaiah to 6 the hospital after picking up her father, Calvin Stephenson, on the way to the hospital. 7 Calvin testified that Isaiah whimpered but did not cry on the way to the hospital. 8 {6} Dr. Meher Best was the first doctor to see Isaiah at the hospital and he could 9 immediately tell that Isaiah was in pain. Isaiah’s lower extremities were unusually 10 hard with strange marks and lesions that later proved to be pressure lesions from 11 being pinned for a prolonged time. Isaiah did not have bruises or broken bones which 12 Dr. Best would have expected to see if a toddler suffered a crush injury from a 13 dresser. By the time Isaiah was in the emergency room, he was “inconsolable.” 14 {7} Isaiah was diagnosed with compartment syndrome of both legs as a result of 15 being pinned between the dresser and the crossbar on his toddler bed. There is no 16 evidence as to how the dresser actually fell on Isaiah, although Anthony testified that 17 Isaiah liked to climb on furniture. 18 {8} Compartment syndrome usually results from a crush injury that can be limb- 4 1 or even life-threatening. Several medical doctors testified that compartment 2 syndrome takes hours to develop. The orthopedic surgeon who treated Isaiah testified 3 that he thought Isaiah would have had to have been trapped for at least “eight to 4 twelve hours and, more likely, twenty-four hours.” The pediatric intensive care 5 doctor testified that she thought Isaiah would have been trapped for “a minimum of 6 six to twelve hours.” The doctors agreed that it was extremely rare to see 7 compartment syndrome in a child. 8 {9} Isaiah underwent a fasciotomy, which is a surgery performed by slicing open 9 the legs, removing the dead muscle tissue, and leaving the swollen muscles exposed 10 outside of the skin until the muscles recede back into their respective compartments. 11 Once the muscles recede, skin grafts are required to replace the skin that was removed 12 during the fasciotomy. Isaiah needed a walker to help him walk for some time and 13 his lower legs will be disfigured for the rest of his life. 14 {10} Dr. Best reported Defendant to the authorities for potential child abuse because 15 although Defendant was polite, Dr. Best thought Defendant’s reaction to her child 16 being in such serious condition was too casual. Defendant was indicted for 17 negligently causing, or in the alternative, negligently permitting Isaiah to be placed 18 in a situation which endangered his life or health, when Defendant knew or should 5 1 have known of the danger involved and acted with reckless disregard for Isaiah’s 2 safety, in violation of Section 30-6-1(D). 3 {11} At trial the State abandoned the count for negligently causing child abuse and 4 pursued the count for negligently permitting child abuse. The district court instructed 5 the jury that if it had a reasonable doubt as to whether Defendant committed the crime 6 of negligently permitting child abuse resulting in great bodily harm, then the jury 7 should consider the crime of abandonment resulting in great bodily harm. The jury 8 returned a verdict finding Defendant guilty of abandonment. 9 DISCUSSION 10 {12} The question we must address is whether the evidence was sufficient to convict 11 Defendant of abandonment resulting in great bodily harm. The answer to this 12 question depends on the scope intended by the Legislature for the crime of 13 abandonment. State v. Rowell, 1995-NMSC-079, ¶ 8, 121 N.M. 111, 908 P.2d 1379 14 (“The main goal of statutory construction is to give effect to the intent of the 15 legislature.”). “Questions of statutory interpretation are reviewed de novo . . . .” 16 State v. Tafoya, 2012-NMSC-030, ¶ 11, 285 P.3d 604. A criminal statute must be 17 strictly construed and “may not be applied beyond its intended scope [for] it is a 18 fundamental rule of constitutional law that crimes must be defined with appropriate 6 1 definiteness.” State v. Chavez, 2009-NMSC-035, ¶ 10, 146 N.M. 434, 211 P.3d 891 2 (internal quotation marks and citation omitted). Therefore, we will not read a 3 criminal statute to apply to particular conduct “unless the legislative proscription is 4 plain.” State v. Bybee, 1989-NMCA-071, ¶ 12, 109 N.M. 44, 781 P.2d 316 (citing 5 United States v. Scharton, 285 U.S. 518 (1932)). “We are generally unwilling to 6 construe one provision of a statute in a manner that would make other provisions null 7 or superfluous.” State v. Rivera, 2004-NMSC-001, ¶ 18, 134 N.M. 768, 82 P.3d 939. 8 {13} Section 30-6-1(B) defines “abandonment” as a “parent, guardian or custodian 9 of a child intentionally leaving or abandoning the child under circumstances whereby 10 the child may or does suffer neglect.” Neglect means that a child is without proper 11 parental care and control necessary for the child’s well-being, including the child’s 12 health, education, or subsistence. Section 30-6-1(A)(2). The statute does not define 13 “leaving or abandoning.” See § 30-6-1. Thus, to determine whether Defendant’s 14 conviction was supported by sufficient evidence, we must first examine the scope of 15 Section 30-6-1(B), and in particular, must for the first time ascertain the definitions 16 of “leaving” and “abandoning” as they are used in Section 30-6-1(B). 17 {14} The Court of Appeals referred to Black’s Law Dictionary for the definitions of 18 “leave” and “abandonment” because what constitutes leaving or abandoning under 7 1 Section 30-6-1 is a matter of first impression in New Mexico. Stephenson, 20152 NMCA-038, ¶ 15. Black’s Law Dictionary (9th ed. 2009) defines “leave” as “[t]o 3 depart; voluntarily go away” or “[t]o depart willfully with the intent not to return,” 4 id. at 973 (emphasis added), and “abandonment” as “[t]he relinquishing of a right or 5 interest with the intention of never reclaiming it,” or “[t]he act of leaving a spouse or 6 child willfully and without an intent to return,” id. at 2 (emphasis added). See 7 Stephenson, 2015-NMCA-038, ¶ 15. The Court of Appeals also compared the 8 dictionary definitions of “abandonment” with definitions provided by legal 9 encyclopedias and concluded that all definitions of “abandonment” require deserting 10 the child with the intent to never return. See Stephenson, 2015-NMCA-038, ¶ 16. 11 The Court of Appeals did not discuss the definition of “leaving” at length, nor did it 12 address the disjunctive nature of “leaving or abandoning” in Section 30-6-1(B). See 13 Stephenson, 2015-NMCA-038, ¶¶ 15-16. We conclude that a principled distinction 14 exists between “leaving” and “abandoning,” and therefore, to avoid rendering either 15 word superfluous, each word must be construed consistent with the Legislature’s 16 intent, which was to create independent theories of criminal culpability for both 17 “leaving” and “abandoning.” 18 The Legislature intended “leaving” in Section 30-6-1(B) to create an independent 19 theory of criminal culpability distinct from “abandoning” 8 1 {15} We must interpret criminal statutes consistent with the purpose of the 2 legislation and the evils sought to be addressed by giving legislative language a 3 reasonable and common-sense construction. State v. Morales, 2010-NMSC-026, ¶ 4 13, 148 N.M. 305, 236 P.3d 24. The purpose of Section 30-6-1 is to protect children 5 from harm. See State v. Lujan, 1985-NMCA-111, ¶ 16, 103 N.M. 667, 712 P.2d 13. 6 {16} To ascertain the common-sense meaning of the terms “leave” and “abandon” 7 in Section 30-6-1, we turn to the dictionary for guidance. See State v. Segotta, 8 1983-NMSC-092, ¶ 8, 100 N.M. 498, 672 P.2d 1129 (“We, as other courts, often 9 make reference to dictionaries and to the case law to determine the probable 10 legislative intent in using a particular word.” (internal quotation marks and citation 11 omitted)). The definitions of “leave” that are consistent with the intent of the 12 legislation are “to take leave of or withdraw oneself from whether temporarily or 13 permanently: go away or depart from” and “to cause to be or remain in some 14 specified condition.” Webster’s Third New International Dictionary of the English 15 Language Unabridged 1287 (1971) (emphasis added). The definition of “abandon” 16 that is consistent with the intent of the legislation is “to forsake or desert [especially] 17 in spite of an allegiance, duty, or responsibility: withdraw one’s protection, support, 18 or help from.” Webster’s Third New International Dictionary of the English 9 1 Language Unabridged 2 (1971). A juror relying on the ordinary meaning of the word 2 “abandon” could reasonably conclude that for a parent to abandon a child, he or she 3 must have left the child with the intent of never returning. The State argues that 4 adding an intent never to return even to the word “abandon” does not make sense 5 because the statute also applies to someone who is temporarily responsible for the 6 care and protection of the child. We agree that if the purpose of the statute is the 7 protection of children, Lujan, 1985-NMCA-111, ¶ 16, it should not matter whether 8 the defendant was permanently or temporarily responsible for the custody and control 9 of the child. However, the Legislature addressed this concern by eliminating any 10 ambiguity with respect to the purpose of its legislation and the evil it sought to 11 address—exposing the well-being of a child to harm—by making it a crime for a 12 person who has custody and control of the child to either temporarily or permanently 13 leave the child without the control and protection necessary to prevent harm to the 14 child. Section 30-6-1(B) criminalizes either intentionally “leaving”—even 15 temporarily—or intentionally “abandoning” a child, but only under circumstances 16 where doing so exposes the child to a risk of harm, whether to the child’s health, 17 education, or subsistence. See id. (emphasis added). We hold that a parent, guardian, 18 or custodian who simply departs from the child does not violate the statute unless at 10 1 the time the parent, guardian, or custodian departs from the child, the circumstances 2 are such that the child’s well-being is at risk of harm. 3 The evidence was not sufficient to find Defendant guilty of leaving or 4 abandoning her child 5 {17} The Court of Appeals concluded that the evidence did not support the guilty 6 verdict of abandonment because although Defendant locked Isaiah in his bedroom, 7 she remained in the apartment, and therefore the State did not prove that Defendant 8 left Isaiah without an intent to return. Stephenson, 2015-NMCA-038, ¶ 23. We have 9 already held that the State does not have to prove that Defendant left Isaiah with the 10 intent not to return. The question is whether there was sufficient evidence for a 11 reasonable juror to find that Defendant intentionally left Isaiah at a time and under 12 circumstances when Isaiah’s well-being was at risk of harm. We must view the 13 evidence in the light most favorable to the verdict, indulging all permissible 14 inferences in favor of the verdict and disregarding all evidence and inferences 15 opposed to the verdict. State v. Treadway, 2006-NMSC-008, ¶ 7, 139 N.M. 167, 130 16 P.3d 746. We will not “weigh the evidence or substitute [our] judgment for that of 17 the fact finder as long as there is sufficient evidence to support the verdict.” State v. 18 Mora, 1997-NMSC-060, ¶ 27, 124 N.M. 346, 950 P.2d 789, abrogated on other 19 grounds by Kersey v. Hatch, 2010-NMSC-020, ¶ 17, 148 N.M. 381, 237 P.3d 683. 11 1 {18} We preface our discussion of the sufficiency of the evidence by revisiting the 2 relevant procedural history of this case. Defendant was indicted for negligently 3 causing, or in the alternative, negligently permitting Isaiah to be placed in a situation 4 which endangered his life or health, when Defendant knew or should have known of 5 the danger involved and acted with reckless disregard for Isaiah’s safety, both in 6 violation of Section 30-6-1(D). Causing and permitting child abuse are two distinct 7 legal concepts. State v. Leal, 1986-NMCA-075, ¶ 14, 104 N.M. 506, 723 P.2d 977. 8 “ ‘[P]ermit’ refers to the proscribed act, the passive act of allowing the abuse to 9 occur.” Id. ¶ 19. “[C]ausing child abuse is synonymous with inflicting the abuse.” 10 State v. Nichols, 2016-NMSC-001, ¶ 33, 363 P.3d 1187. When the endangerment is 11 allegedly based on medical neglect, the appropriate theory is causing the child’s life 12 or health to be endangered by medical neglect. Id. ¶ 35. 13 {19} During trial the State abandoned the count for negligently causing child abuse 14 and pursued the count for negligently permitting child abuse. The district court also 15 instructed the jury on abandonment. The district court gave this instruction, despite 16 the fact that neither party believed that abandonment is a true lesser-included offense 17 of permitting child abuse. The district court considered the instruction because 18 Defendant argued that pursuant to State v. Darkis, she was entitled to a step-down 12 1 instruction on the lesser offense of abandonment because the evidence and the State’s 2 theory fit that crime. See 2000-NMCA-085, ¶¶ 14-20, 129 N.M. 547, 10 P.3d 871 3 (recognizing that State v. Meadors, 1995-NMSC-073, ¶ 12, 121 N.M. 38, 908 P.2d 4 731 provides the test for determining when a court should grant the State’s request 5 for an instruction on a lesser-included offense, and concluding that “a defendant’s 6 right to a lesser-included offense instruction is effectively greater than the State’s”). 7 The district court agreed with Defendant and granted her request to give the jury a 8 step-down instruction from permitting child abuse to child abandonment. Because 9 neither party challenges the district court’s ruling that Defendant was entitled to the 10 abandonment instruction, we do not decide that issue here. 11 {20} The district court instructed the jury that to find Defendant guilty of negligently 12 permitting child abuse resulting in great bodily harm, the State had to prove beyond 13 a reasonable doubt that: 14 15 1. The Defendant permitted Isaiah Apodaca to be placed in a situation which endangered the life or health of Isaiah Apodaca; 16 17 18 19 20 21 22 2. The Defendant acted with reckless disregard. To find that the Defendant acted with reckless disregard, you must find that the Defendant knew or should have known that her failure to act created a substantial and foreseeable risk, that she disregarded that risk and that she was wholly indifferent to the consequences of her failure to act, and to the welfare and safety of Isaiah Apodaca; 13 1 2 3 3. The Defendant was a parent, guardian or custodian of the child, or the Defendant had accepted responsibility for the child’s welfare; 4 5 4. The Defendant’s failure to act resulted in great bodily harm to Isaiah Apodaca; 6 5. Isaiah Apodaca was under the age of 18; and 7 8 6. This happened in New Mexico on or between the 27th day of January 2010 and the 28th day of January 2010. 9 {21} The State’s ultimate theory of the case was that although the dresser falling on 10 Isaiah was an accident, Defendant’s failure to respond to the cries and screams the 11 doctors would have expected from Isaiah is what permitted Isaiah to be placed in a 12 situation that endangered his life or health. According to the State, Defendant’s 13 failure to act was with reckless disregard because she knew or should have known 14 that her failure to act created a substantial and foreseeable risk to Isaiah. We note that 15 this instruction tracked UJI 14-603 NMRA (2010, withdrawn effective April 3, 2015). 16 In State v. Consaul we recently called into question the legal accuracy of the uniform 17 jury instructions for crimes under Section 30-6-1, see 2014-NMSC-030, ¶ 35, 332 18 P.3d 850, and the instruction has since been modified by UJI 14-615 NMRA. 19 However, we need not address this concern because the jury did not find Defendant 20 guilty under the State’s theory that she negligently permitted child abuse. 14 1 {22} The district court instructed the jury that if it had a reasonable doubt as to 2 whether Defendant committed the crime of negligently permitting child abuse 3 resulting in great bodily harm, then the jury should consider the crime of 4 abandonment resulting in great bodily harm. We presume that the jury followed this 5 instruction, see Britton v. Bouldon, 1975-NMSC-029, ¶ 6, 87 N.M. 474, 535 P.2d 6 1325, and because the jury proceeded to find Defendant guilty of abandonment, the 7 jury had a reasonable doubt as to whether Defendant negligently permitted child 8 abuse.1 9 {23} The district court instructed the jury that to find Defendant guilty of 10 abandonment of a child resulting in great bodily harm, the State had to prove beyond 11 a reasonable doubt that: 12 1. Jennifer Stephenson was a parent of Isaiah Apodaca; 13 14 2. Jennifer Stephenson intentionally left or abandoned Isaiah Apodaca; 15 16 3. As a result of Jennifer Stephenson’s leaving or abandoning Isaiah Apodaca, Isaiah Apodaca was without proper parental care and 17 18 19 20 21 22 1 If child abandonment is a lesser-included offense of negligently permitting child abuse, an issue we do not decide, the jury’s verdict is an implicit acquittal of negligently permitting child abuse. See State v. Medina, 1975-NMCA-033, ¶ 8, 87 N.M. 394, 534 P.2d 486 (citing State v. Goodson, 1950-NMSC-023, ¶ 9, 54 N.M. 184, 217 P.2d 262 (stating that it is well settled in New Mexico that a conviction of a lesser-included offense is an implicit acquittal of a greater offense)). 15 1 control necessary for Isaiah Apodaca’s well-being; 2 3 4. Jennifer Stephenson had the ability to provide proper parental care and control necessary for Isaiah Apodaca’s well-being; 4 5 6 5. Jennifer Stephenson’s failure to provide proper parental car[e] and control necessary for Isaiah Apodaca’s well-being resulting in great bodily harm to Isaiah Apodaca; 7 6. Isaiah Apodaca was under the age of 18; 8 9 7. This happened in New Mexico on or between the 27th and 28th days of January 2010. 10 (Emphasis added.) 11 {24} The State contends that the “most reasonable inference from the evidence is 12 that Defendant left the apartment, leaving Isaiah alone, for the first part of the evening 13 and night, including the time period when the dresser fell on Isaiah’s legs.” The State 14 asserts that Defendant did not testify, and therefore her whereabouts are not 15 accounted for until Anthony arrived at 2:00 a.m. The State further explains that the 16 reasonable inference that Defendant left Isaiah alone in the apartment is supported by 17 the testimony of multiple doctors who would have expected Isaiah to scream, and 18 therefore Isaiah must have screamed, only quieting through exhaustion and despair 19 once he realized that his screams were futile. Because Defendant did not hear 20 screams, the State argues that the reasonable inference is that she was not in the 16 1 apartment. The State also contends that even if Defendant did not leave the 2 apartment, she still left Isaiah unattended while he was screaming. 3 {25} Defendant cites State v. Vigil, 1975-NMSC-013, ¶ 12, 87 N.M. 345, 533 P.2d 4 578 for the proposition that mere speculation cannot support a guilty verdict, and 5 contends that it is pure speculation that she left Isaiah alone in the apartment. 6 Defendant also notes that the jury was instructed not to draw any inferences from the 7 fact that she did not testify, and the jury is presumed to follow jury instructions. 8 Defendant emphasizes that Anthony did not hear Isaiah scream, and argues that Isaiah 9 likely did not scream during the night because compartment syndrome takes a 10 considerable amount of time to become painful. 11 {26} We conclude that there was not sufficient evidence for a reasonable juror to 12 find that at the time Defendant put Isaiah in his bedroom, intentionally departing from 13 him, the circumstances were such that Isaiah’s well-being was at risk of harm. The 14 State’s contention that the evidence supports a reasonable inference that Defendant 15 left the apartment is not tied to the facts in the case, and is therefore speculative. 16 “ ‘[E]vidence from which a proposition can be derived only by speculation among 17 equally plausible alternatives is not substantial evidence of the proposition.’ ” State 18 v. Slade, 2014-NMCA-088, ¶ 14, 331 P.3d 930 (quoting Baca v. Bueno Foods, 1988- 17 1 NMCA-112, ¶ 15, 108 N.M. 98, 766 P.2d 1332), cert. granted, 2014-NMCERT-008, 2 cert. quashed, 2015-NMCERT-001. The evidence before the jury was that Defendant 3 put Isaiah to bed for the night and locked his bedroom door. According to Anthony, 4 he and Defendant exchanged numerous text messages throughout the night, and 5 Defendant eventually invited him to spend the night with her once he got off work. 6 In Defendant’s statement to the police, she stated that she did not hear any screaming 7 or crying from Isaiah that night. Anthony also testified that he did not hear any 8 screaming or crying. 9 {27} Defendant departed from Isaiah the moment she put him in his room. There is 10 no evidence that the dresser that had been in Isaiah’s room for months was wobbly 11 or unsteady, or that he had climbed on the dresser in the past. There is no evidence 12 that Isaiah’s well-being was in jeopardy if he was left alone in his room to go to sleep. 13 During closing arguments, the State emphasized that Isaiah had to have been 14 screaming and Defendant ignored him. However, this evidence is relevant only to the 15 question of whether Defendant permitted Isaiah to be in a situation that endangered 16 his health or life, which the jury determined she did not. It is not relevant to 17 Defendant placing Isaiah in his room for the night. 18 {28} Our review of the sufficiency of the evidence takes into account “both the 18 1 jury’s fundamental role as factfinder” and our independent responsibility to ensure 2 that a jury’s conviction of a defendant is supported “by evidence in the record, rather 3 than mere guess or conjecture.” State v. Flores, 2010-NMSC-002, ¶ 2, 147 N.M. 542, 4 226 P.3d 641. In this case, we conclude that there was not sufficient evidence to 5 support the conviction for child abandonment. Because the crime of leaving or 6 abandoning a child is at a minimum a misdemeanor, and possibly a felony if the child 7 suffers great bodily harm or death, and we have noted that by creating criminal 8 liability under Section 30-6-1, “the Legislature did not intend to criminalize conduct 9 creating ‘a mere possibility, however remote, that harm may result’ to a child,” State 10 v. Graham, 2005-NMSC-004, ¶ 9, 137 N.M. 197, 109 P.3d 285 (citation omitted), we 11 cannot affirm Defendant’s conviction. Indeed, to uphold Defendant’s conviction 12 could potentially criminalize parents’ actions every single time they tuck their 13 children into bed and harm befalls their children at night through some unfortunate 14 accident, which we refuse to do. 15 CONCLUSION 16 {29} We affirm the result reached by the Court of Appeals and remand to the district 17 court for entry of a judgment of acquittal. 18 {30} IT IS SO ORDERED. 19 1 2 ______________________________ EDWARD L. CHÁVEZ, Justice 3 4 WE CONCUR: 5 ___________________________________ 6 CHARLES W. DANIELS, Chief Justice 7 ___________________________________ 8 BARBARA J. VIGIL, Justice 9 JUDITH K. NAKAMURA, Justice, concurring in part and dissenting in part 10 PETRA JIMENEZ MAES, Justice, joining in special concurrence and dissent 20 1 Nakamura, Justice (concurring in part and dissenting in part). 2 {31} An appellate court’s review of whether sufficient evidence supports a jury’s 3 verdict is settled: We draw every reasonable inference in favor of the verdict and then 4 evaluate whether the evidence, so viewed, supports the verdict beyond a reasonable 5 doubt. E.g., State v. Cantrell, 2008-NMSC-016, ¶ 26, 143 N.M. 606, 179 P.3d 1214. 6 Under this standard of review, a rational jury could have found beyond a reasonable 7 doubt that Stephenson violated NMSA 1978, Section 30-6-1(B) (2009) by 8 intentionally leaving Isaiah under circumstances whereby Isaiah suffered neglect. 9 Accordingly, I respectfully dissent. 10 {32} The Legislature intended “leaving” and “abandoning” to create independent 11 theories of criminal culpability under Section 30-6-1(B). The majority concludes 12 that, when enacting Section 30-6-1(B), the Legislature intended “leaving” to reflect 13 its ordinary, dictionary definitions—i.e., first, “ ‘to take leave of or withdraw oneself 14 from whether temporarily or permanently: go away or depart from’ ” and, second, “ 15 ‘to cause to be or remain in some specified condition.’ ” Maj. Op., ¶ 16 (quoting 16 Webster’s Third New International Dictionary of the English Language Unabridged 17 1287 (1971) (emphasis omitted)). I agree that the Legislature intended “leaving” to 18 denote these dictionary definitions. I also agree that there was insufficient evidence 21 1 for the jury to convict under the first definition of “leaving”: At the time Stephenson 2 put Isaiah to bed and locked the door, there was not sufficient evidence for a 3 reasonable jury to conclude that she left Isaiah under circumstances in which he may 4 have suffered or did in fact suffer neglect. 5 {33} Yet, I disagree with the majority’s ultimate conclusion that there was 6 insufficient evidence to support the jury’s finding that Stephenson intentionally left 7 Isaiah under circumstances whereby he suffered neglect. At some point during the 8 night, the dresser fell upon Isaiah and pinned his legs to the crossbar of his toddler 9 bed. Sufficient evidence was presented at trial for a reasonable jury to find that 10 Stephenson both apprehended that Isaiah was injured and intentionally left him in that 11 condition. In other words, Stephenson “caused” Isaiah “to remain in some specified 12 condition”—i.e., pinned underneath the dresser, expressing his pain, for many, many 13 hours. Leave, Webster’s Third New International Dictionary of the English 14 Language Unabridged 1287 (1971)). In light of this second dictionary definition of 15 “leave,” the Legislature could not have intended the statute to focus exclusively on 16 the moment a parent or guardian initially departs from a child. The statute is also 17 implicated where a parent or guardian knows that a child is in peril (even if in the 18 next room) and intentionally leaves that child in peril. 22 1 {34} Under the second dictionary definition of “leaving” that the Legislature 2 intended in Section 30-6-1(B), sufficient evidence supports the jury’s verdict. The 3 jury heard testimony regarding the grave and abnormal extent of Isaiah’s injuries. As 4 a result of being trapped underneath the dresser, Isaiah suffered compartment 5 syndrome. The jury heard testimony from Dr. Dale Hoekstra, M.D., an orthopedic 6 surgeon with University of New Mexico’s Children’s Hospital (U.N.M.H.) and 7 medical director of Carrie Tingley Hospital in Albuquerque. Dr. Hoekstra testified 8 that compartment syndrome “is a condition that arises as a result of an injury to an 9 extremity, almost invariably between the knee and the ankle, in which the pressures 10 in the leg build up to the point that the blood can no longer supply the muscles in the 11 leg, and they start to die or necrose.” Elevated creatine kinase [“CK”] levels in 12 Isaiah’s blood indicated that Isaiah suffered from compartment syndrome. Dr. 13 Hoekstra testified that the normal range for CK is between 72 to 367 units, and at 14 9:57 a.m., shortly after his arrival, Isaiah’s CK level was 36,605 units, which 15 indicated extensive trauma that threatened the loss of Isaiah’s legs and the failure of 16 Isaiah’s kidneys. Because Isaiah urgently needed the care of a pediatric nephrologist, 17 pediatric surgeons, and pediatric intensive care doctors, Isaiah was airlifted from 18 Christus St. Vincent Hospital in Santa Fe to U.N.M.H. in Albuquerque. Once Isaiah 23 1 arrived at UNMH, his CK peaked at 123,000 units. At UNMH, Dr. Hoekstra 2 performed an emergency fasciotomy on both of Isaiah’s legs and found extensive 3 damage, including some tissue death, in Isaiah’s leg muscles. 4 {35} The jury was also presented with evidence establishing that, in order for Isaiah 5 to have developed such an extraordinarily high CK level, Isaiah had to have been 6 trapped under the dresser for eight to twelve hours. Dr. Hoekstra opined that the 7 extent of Isaiah’s injuries indicated that Isaiah had been pinned under the dresser for 8 “at least twelve hours.” Dr. Denise Coleman, M.D., a pediatric critical care physician 9 at U.N.M.H., who observed Isaiah immediately before his surgery, conservatively 10 estimated that Isaiah was pinned under the dresser for “a minimum of six to twelve 11 hours.” 12 {36} The jury also heard testimony from Stephenson’s expert witness, Dr. Steven 13 Gabaeff, M.D., who is board certified in emergency medicine and operates a clinical 14 forensic medical practice. Even Dr. Gabaeff testified that Isaiah’s CK levels were the 15 highest he had ever seen and estimated that Isaiah’s “muscles had no oxygen for a 16 very long time to get that condition.” Dr. Gabaeff estimated that Isaiah had been 17 pinned under the dresser for four-and-a-half to eight hours, that “[i]t could have been 18 a little longer even,” and that “[b]ased on the [CK levels] going so high, [he] tended 24 1 to really believe that it was on the longer side.” Dr. Gabaeff further opined that “if 2 something happen[ed], say, at 10:30 or 11:00 or 11:30, you know, we’re talking about 3 eight hours, and that seems to me to be about what I’d expect . . . we already have 4 numbers that, you know, lead us in a direction.” Therefore, from the expert testimony 5 presented by the State and by Stephenson, the jury was permitted to find that Isaiah 6 was underneath the dresser for eight to twelve hours. Consequently, the jury was 7 permitted to infer that the dresser fell on Isaiah between 10:30 p.m. and 11:00 p.m. 8 and remained on top of him until 7:00 a.m. the next morning. 9 {37} Critically, the jury was presented with additional evidence from which it was 10 permitted to infer the following two findings: First, Isaiah would have expressed 11 audible and sustained indications of pain. Second, Stephenson was both home and 12 awake throughout the night and into the morning, during the time that Isaiah was 13 pinned and expressing pain. Dr. Coleman testified that Isaiah would have been able 14 to scream and that “he would have been in pain for a very long time.” Dr. Coleman 15 further testified that the impairment of blood flow in Isaiah’s legs would have caused 16 him extreme pain and compared Isaiah’s pain to the pain of having an arterial blood 17 clot. Dr. Coleman referenced her training in critical care in Seattle, where she cared 18 for children who had been pinned under fallen trees during the course of lumbering 25 1 accidents, and testified, “[I]t’s painful. Oftentimes, the pain never goes away. . . . I 2 can tell you it hurt until they could get I.V. pain meds.” 3 {38} Apodaca, Isaiah’s father, testified that he worked that night from 6:00 p.m. 4 until 1:25 a.m. or 1:30 a.m. and that he received text messages from Stephenson 5 during the “whole time [he] was working” in which Stephenson invited Apodaca to 6 come spend the night with her at her apartment. Apodaca went to Stephenson’s 7 apartment after he left work and arrived at approximately 2:00 a.m. She was home. 8 Upon Apodaca’s request, Stephenson went to McDonald’s to buy some food. 9 Stephenson returned home at approximately 2:45 a.m. Apodaca asked Stephenson 10 to check on Isaiah at about 3:00 a.m. Stephenson and Apodaca then ate, had sex, and 11 went to sleep at approximately 4:00 a.m. or 4:15 a.m. 12 {39} From this evidence, the jury was permitted to draw reasonable inferences to 13 reach its verdict. The jury was permitted to rely on the medical expert 14 testimony—and on its common sense and experience—to infer from the severity of 15 Isaiah’s injuries, coupled with the shock and pain that a falling dresser would cause 16 to a toddler, that Isaiah cried and screamed loudly, for a prolonged duration. The jury 17 was permitted to infer—based on the estimations of Doctors Hoekstra, Coleman, and 18 Gabaeff—that during the entire time from Apodaca’s arrival to the time of their going 26 1 to sleep, Isaiah was pinned underneath a dresser, enduring and expressing his pain. 2 Based on those same estimations, the jury was entirely free to reject Stephenson’s 3 affidavit testimony that she checked on Isaiah at 2:00 a.m., and that he was fine. The 4 jury was rather permitted to infer that, given the severity of Isaiah’s injuries and the 5 copious medical expert testimony as to the cause of those injuries, at 2:00 a.m. Isaiah 6 was pinned under the dresser. The jury was also permitted to rely on its common 7 sense to infer that the type of crying and screaming that Isaiah expressed as the 8 dresser fell upon him and as his muscle tissue was dying was abnormal—different in 9 both kind and duration from the type of crying that a follower of Dr. Ferber’s method 10 of parenting may recognize as normal. And the jury was permitted to find that if 11 Isaiah had expressed his pain, Stephenson would have heard it. Detective Van Etten 12 testified that Stephenson’s apartment was small, such that “anybody would be able 13 to hear anybody from one end of the apartment to the other.” In sum, the jury was 14 permitted to find that Stephenson intentionally left Isaiah under circumstances 15 whereby he suffered neglect. 16 {40} The majority worries that a decision which upholds the jury’s verdict “could 17 potentially criminalize parents’ actions every single time they tuck their children into 18 bed and harm befalls their children at night through some unfortunate accident.” Maj. 27 1 Op., ¶ 28. While I understand this concern, I do not share it. Two bulwarks prevent 2 a decision upholding the jury’s verdict from threatening well-meaning parents with 3 criminal liability. First, to establish a violation of Section 30-6-1(B), the State must 4 prove that the child is exposed to neglect, which is specifically defined by Section 305 6-1(A)(2), and which clearly excludes criminal liability for accidental injuries that 6 befall children unbeknownst to well-meaning parents. Second, and more 7 fundamentally, it is the hard and jagged facts of cases which prevent legal 8 conclusions from tumbling down the slippery slope. For example, in this case, the 9 jury had much more to consider than just the scenario of a parent putting a child down 10 to sleep for the night, only to wake up in the morning to discover that the child had 11 experienced some injury as a result of an accident unbeknownst to the parent. Here, 12 the jury was permitted to infer that Stephenson knew Isaiah was suffering an 13 abnormal degree of pain but, nevertheless, intentionally left him in that condition. 14 Drawing every reasonable inference in favor of the verdict, as we are required to do, 15 the jury had sufficient evidence to make that finding. 16 {41} Accordingly, I respectfully dissent. 17 18 ______________________________ JUDITH K. NAKAMURA, Justice 28 1 I CONCUR: 2 ________________________________ 3 PETRA JIMENEZ MAES, Justice 29
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