Willie James Thomas v. State of Mississippi
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IN THE COURT OF APPEALS OF THE STATE OF MISSISSIPPI
NO. 2002-CA-01928-COA
WILLIE JAMES THOMAS
APPELLANT
v.
STATE OF MISSISSIPPI
DATE OF TRIAL COURT JUDGMENT:
TRIAL JUDGE:
COURT FROM WHICH APPEALED:
ATTORNEY FOR APPELLANT:
ATTORNEY FOR APPELLEE:
DISTRICT ATTORNEY:
NATURE OF THE CASE:
TRIAL COURT DISPOSITION:
DISPOSITION:
MOTION FOR REHEARING FILED:
CERTIORARI FILED:
MANDATE ISSUED:
APPELLEE
11/13/2002
HON. FORREST A. JOHNSON, JR.
ADAMS COUNTY CIRCUIT COURT
BOBBY T. VANCE
OFFICE OF THE ATTORNEY GENERAL
BY: SCOTT STUART
RONNIE LEE HARPER
CIVIL - POST-CONVICTION RELIEF
THE MOTION FOR POST-CONVICTION
RELIEF WAS DISMISSED.
REVERSED AND REMANDED - 06/01/2004
BEFORE SOUTHWICK, P.J., LEE AND CHANDLER, JJ.
CHANDLER, J., FOR THE COURT:
¶1.
Willie James Thomas pled guilty to two counts of sale of cocaine. He filed a motion for post-
conviction relief (PCR), arguing (1) that the plea was involuntary because he was misinformed by counsel
about his parole eligibility and (2) that he received ineffective assistance due to his counsel's erroneous
advice, failure to investigate, and failure to file an appeal from the conviction. The Circuit Court of Adams
County summarily dismissed the PCR. Thomas appeals, arguing that he is entitled to an evidentiary hearing
at which he will prove the merits of his claims.
FACTS
¶2.
Thomas was indicted for two counts of sale of cocaine on July 30, 1996. Thomas pled guilty to
both counts at a hearing on December 3, 1996, in the Circuit Court of Adams County. After exploring the
voluntariness of Thomas' plea, the circuit court accepted the pleas and sentenced Thomas to serve twelve
years on each count of sale of cocaine, to run concurrently and to run concurrently with a prior sentence
for armed robbery that had been imposed by the Circuit Court of Adams County in a separate proceeding.
¶3.
Thomas filed a timely PCR attacking the guilty plea. In the PCR, Thomas alleged that, during plea
negotiations, his attorney informed him that he would be eligible for parole if he pled guilty to the cocaine
sales. He asserted that, contrary to counsel's advice, his prior armed robbery conviction rendered him
ineligible for parole. Thomas stated that, if he had known that he was actually ineligible for parole, he
would not have entered the guilty plea and would have proceeded to trial. Thomas contended that his
reliance on the attorney's erroneous advice rendered his plea involuntary, and that the erroneous advice
constituted ineffective assistance of counsel. Thomas further argued that his counsel's performance was
ineffective due to failure to investigate the crime and failure to file an appeal from the conviction or to advise
Thomas of his right to appeal.
¶4.
Thomas filed an amended PCR that included his own affidavit. In the affidavit, Thomas made the
following allegations:
1. On September 12, 1996, I was indicted by the Grand Jury of Adams County for an
Armed Robbery of which I was not guilty.
2. The attorney who represented me on that charge failed to investigate the case against
me and instead, insisted that I enter a guilty plea.
3. Although I repeatedly asked my attorney to file a motion for discovery he refused to
do so. My attorney told me that I should enter a guilty plea and did not need discovery.
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4. My attorney told me that if I entered a guilty plea to the charge of Armed Robbery that
I would be eligible for parole.
5. It was only after I entered the plea and was sentenced that I learned that I was not
eligible for parole for that charge. If I had known that I was ineligible for parole, I would
not have entered a guilty plea, but would have insisted on a trial.
6. My attorney did not tell me that I had a right to appeal my conviction. If I had been so
informed I would have file [sic] an appeal, because my plea was involuntary and based on
incorrect information from my attorney.
¶5.
The circuit court found that, while Thomas' PCR sought relief from the cocaine sales conviction,
his arguments were directed at his separate plea and conviction for armed robbery. The court found that
Thomas' guilty plea to the cocaine sales was knowingly and voluntarily entered. The court held that
Thomas was not entitled to any relief and dismissed the PCR without a hearing.
STANDARD OF REVIEW
¶6.
According to Mississippi Code Annotated section 99-39-11 (2) (Rev. 2000), the lower court may
summarily dismiss a PCR "[i]f it plainly appears from the face of the motion, any annexed exhibits and the
prior proceedings in the case that the movant is not entitled to any relief." The procedural posture of an
appeal from the summary dismissal of a PCR is analogous to that of an appeal from the dismissal of a civil
action for failure to state a claim. Young v. State, 731 So. 2d 1120, 1122 (¶ 6) (Miss. 1999). The
appellate court must review the record de novo to determine whether the movant has demonstrated a claim
that is procedurally alive and that "present[s] a substantial showing of the denial of a state or federal right."
Miss. Code Ann. § 99-39-27(5) (Supp. 2003); Young v. State, 731 So. 2d 1120, 1122 (¶ 9) (Miss.
1999).
LAW AND ANALYSIS
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¶7.
The basis for the lower court's dismissal of Thomas' PCR was its finding that Thomas' arguments
attacked a separate judgment of conviction from the one identified for collateral attack. Mississippi Code
Annotated section 99-39-9(1) (Supp. 2003) requires that a movant for post-conviction relief state "[t]he
identity of the proceedings in which the prisoner was convicted" and swear to "specific facts" within his
personal knowledge. Miss. Code Ann. § 99-39-9(1)(a) and (d) (Supp. 2003). Thomas' PCR clearly
identifies his judgment of conviction for two sales of cocaine as that which he intends to collaterally attack.
However, Thomas' affidavit addresses the events of a plea of guilty to armed robbery, a conviction that was
not embraced by the judgment of conviction for two sales of cocaine.
¶8.
Besides Thomas' affidavit, none of the documents in the record pertain to the armed robbery
conviction; the entirety of the record concerns the cocaine sales conviction. Notwithstanding the affidavit,
Thomas' amended motion and memorandum of law contain sworn, specific allegations of fact that attack
his cocaine sales conviction, as required by Mississippi Code Annotated section 99-39-9(1)(d). The lower
court erred by finding that Thomas failed to allege flaws in his cocaine sales conviction because he clearly
did so in his motion and memorandum of law. Thus, we proceed to the merits of Thomas' arguments
concerning his cocaine sales plea. We observe that we are unable to review the legality of Thomas' armed
robbery plea because a post-conviction movant may claim relief against one judgment only. Miss. Code
Ann. § 99-39-9(2) (Supp. 2003).
I. Involuntary plea
¶9.
Thomas alleges that his plea was involuntary because it was entered in response to erroneous
advice from his attorney that he was eligible for parole. A guilty plea is binding on a defendant only if it is
entered voluntarily and intelligently. Alexander v. State, 605 So. 2d 1170, 1172 (Miss. 1992). A plea
is considered "voluntary and intelligent" only if the defendant is informed of the nature of the charge against
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him and the consequences of the plea. Id. Before the trial court may accept a guilty plea, the court must
"determine that the plea is voluntarily and intelligently made and that there is a factual basis for the plea."
URCCC 8.04 (3). As part of its voluntariness inquiry, the court must determine whether the accused
understands the minimum and maximum sentences for the charge. URCCC 8.04 (4)(b).
¶10.
Because parole is a matter of legislative grace, parole eligibility or non-eligibility is not considered
a "consequence" of a guilty plea. Ware v. State, 379 So. 2d 904, 907 (Miss. 1980). Therefore, it is not
a prerequisite to a voluntary plea that the defendant understand the nature of parole, his eligibility for parole,
and the circumstances under which it may be granted. Id. However, a plea is involuntary if a defendant
is affirmatively misinformed regarding the possibility of parole and pleads guilty in reliance on the
misinformation. Fairley v. State, 834 So. 3d 704, 706 (¶ 8) (Miss. 2003). In this case, Thomas alleges
that he pled guilty to the cocaine sales in reliance on advice from his attorney that he was eligible for parole.
Thomas contends he later discovered that, pursuant to Mississippi Code Annotated section 47-7-3 (d)(ii)
(Supp. 2003), he was not eligible for parole because of his status as a convicted armed robber.
¶11.
A prisoner may be released early on parole if eligible and pursuant to a determination by the State
Parole Board. Miss. Code Ann. § 47-7-17 (Rev. 2000). Thomas correctly argues that he was never
eligible for parole release from his cocaine sale sentences, but he has misidentified the controlling statutory
law. Mississippi Code Annotated section 47-7-3 (d)(ii) (Supp. 2003) pertains to convictions for robbery,
attempted robbery, or carjacking through the display of a deadly firearm, and to drive-by shooting
convictions. The statute indeed forecloses armed robbers convicted after October 1, 1994, from parole
eligibility. Thomas argues that, pursuant to this statute, his sentence for armed robbery precluded his
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eligibility to be paroled from his concurrent sentences for two sales of cocaine.1 Thomas contends that,
but for his service of the overlapping sentence for armed robbery, he would have been eligible for parole
release from his cocaine sale sentences.
¶12.
Thomas' ineligibility to be paroled from his cocaine sale sentences actually emanated from a
different subsection of the statute. Section 47-7-3 (g) (Rev. 2000) provides that "[n]o person shall be
eligible for parole who is convicted or whose suspended sentence is revoked after June 30, 1995."2
Thomas was convicted of two sales of cocaine on December 3, 1996. Therefore, despite Thomas' creative
argument under subsection (d)(ii), he was plainly ineligible for parole release from the cocaine sales
sentences pursuant to subsection (g). Any advice by counsel that Thomas would have been eligible for
parole if he pled guilty to the cocaine sales was erroneous. If, as Thomas alleges, he pled guilty in response
to the erroneous advice, then the guilty plea was involuntary. Hall v. State, 800 So. 2d 1202, 1206 (¶ 13)
(Miss. Ct. App. 2001).
¶13.
Even if a defendant receives erroneous advice from defense counsel, any misunderstanding created
by this advice may be corrected by the court during the voluntariness inquiry. Donnelly v. State, 841 So.
2d 207, 211 (¶ 7) (Miss. Ct. App. 2003). We look to the transcript of Thomas' plea hearing to determine
whether the alleged misadvice by Thomas' attorney was corrected by the circuit court. The transcript
reveals that, while the court informed Thomas of the maximum and minimum sentences and of his eligibility
for earned time release, the court never said anything about parole. As the court never discussed parole
1
The record does not disclose the date of Thomas' armed robbery conviction. Due to Thomas'
reliance on § 47-7-3 (d)(ii), we assume arguendo that the conviction occurred after October 1, 1994.
2
Mississippi Code Annotated section 47-7-3 (g) was modified in 2002 to provide parole
eligibility for some first offenders convicted of nonviolent crimes after January 1, 2000. As Thomas'
cocaine sales conviction occurred before January 1, 2000, the amendment is inapplicable to his
conviction.
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eligibility with Thomas, the alleged misadvice by counsel went uncorrected. Further, although the docket
sheet reflects that Thomas filed a petition to enter a guilty plea, that petition is not in the record. Therefore,
we are unable to discern whether or not Thomas was correctly informed about his parole eligibility by the
plea petition. See Rodolfich v. State, 858 So. 2d 221, 224 (¶¶ 9-11) (Miss. Ct. App. 2003).
¶14.
"Our supreme court has held that a defendant who alleges that his plea is not voluntary because of
his reliance on his attorney's faulty advice regarding the possibility of parole, is entitled to an evidentiary
hearing on the question of voluntariness." Stewart v. State, 845 So. 2d 744, 747 (¶ 10) (Miss. Ct. App.
2003) (citing Washington v. State, 620 So. 2d 966, 967 (Miss. 1993)). Thomas made exactly these
allegations in his PCR motion, and his allegations stand uncontradicted by the record. Therefore, Thomas
is entitled to an evidentiary hearing.
II. Ineffective assistance of counsel
¶15.
Thomas claims that he received ineffective assistance of counsel because his attorney misadvised
him about parole eligibility, failed to investigate the charges, and failed to advise him of his right to appeal
or to file an appeal on his behalf. This Court applies the two-part test from Strickland v. Washington to
a claim for reversal of a guilty plea. Harris v. State, 806 So. 2d 1127, 1130 (¶ 10) (Miss. 2002) (citing
Strickland v. Washington, 466 U.S. 668 (1984)). Under Strickland, a claimant bears the burden of
proof to show (1) that counsel's performance was deficient and (2) that the deficiency prejudiced the
claimant. Leatherwood v. State, 473 So. 2d 964, 968 (Miss. 1985). In order to succeed, the claimant
must overcome the strong presumption that counsel's performance was reasonable. Id. at 969. The
claimant may overcome the presumption by showing that, but for counsel's deficient performance, a
different result would have occurred. Id. at 968 (quoting Strickland, 466 U.S. at 694). When determining
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whether a claimant received ineffective assistance, this Court examines the totality of the circumstances.
McQuarter v. State, 574 So. 2d 685, 687 (Miss. 1990). We address Thomas' claims one at a time.
A. Advice on parole eligibility
¶16.
Thomas alleges that his attorney erroneously told him that he would be eligible for parole if he
entered a guilty plea. As discussed above, Thomas was not eligible for parole. Any contrary advice by
counsel was wrong and constituted deficient performance. See Donnelly, 841 So. 2d at 211 (¶ 8). To
show prejudice, Thomas must prove that he would not have pled guilty but for the incorrect advice.
Harris, 806 So. 2d at (¶ 11). In his PCR motion, Thomas states that, if he had known he was not eligible
for parole, he would have opted for a trial. This contention is grounds for showing prejudice under
Strickland unless the record reveals that Thomas received correct advice from some other source.
Donnelly, 841 So. 2d at 211 (¶ 8). The plea hearing transcript and other evidence submitted in this case
do not show that Thomas ever received correct information about his parole eligibility. Therefore, Thomas
has successfully alleged that he received ineffective assistance of counsel due to his attorney's incorrect
advice about parole eligibility. He is entitled to an evidentiary hearing to explore the merits of this claim.
B. Failure to investigate
¶17.
Thomas argues that his attorney deficiently failed to perform an independent investigation of the
case and to file for discovery. Thomas contends that his attorney should have interviewed potential
witnesses and otherwise investigated the facts and circumstances of the case. Thomas contends that a
proper investigation of the case by counsel would have revealed sufficient evidence of Thomas' innocence
to imbue Thomas with the confidence to go to trial.
¶18.
Thomas states that there was evidence to be discovered by counsel that would have supported
his innocence, but he does not specifically allege what favorable evidence existed and how it would have
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benefitted his case. Allegations of ineffective assistance of counsel must be made with specificity and detail.
Garner v. State, 864 So. 2d 1005, 1008 (¶ 13) (Miss. Ct. App. 2004). "[I]n order to establish that
failure to investigate a line of defense constituted ineffective assistance, a petitioner must show that
knowledge of the uninvestigated evidence would have caused counsel to vary his course." King v. State,
503 So. 2d 271, 275 (Miss. 1987). Thomas' general allegation that an investigation by counsel would have
discovered evidence that would have prompted Thomas to opt for a trial is too nebulous to overcome the
presumption that counsel's actions were reasonable. This issue is without merit.
C. Failure to file an appeal or inform Thomas of the right to appeal
¶19.
Thomas next argues that his counsel was ineffective for failure to pursue an appeal from his
conviction. This argument is without merit. At the plea hearing, the court fully informed Thomas that a
guilty plea would waive his right to appeal from an adverse judgment after a trial. As there is no right of
appeal from a conviction entered pursuant to a guilty plea, counsel could not have been ineffective for failing
to assist Thomas in filing an appeal from his conviction.
CONCLUSION
¶20.
We reverse and remand for an evidentiary hearing consistent with this opinion on the issues of (1)
whether or not Thomas' plea was involuntary due to his reliance on incorrect information about his parole
eligibility and (2) whether Thomas received ineffective assistance of counsel due to incorrect advice about
parole eligibility.
¶21. THE JUDGMENT OF THE CIRCUIT COURT OF ADAMS COUNTY IS REVERSED
AND REMANDED FOR AN EVIDENTIARY HEARING ON THE ISSUES OF
INVOLUNTARY PLEA AND INEFFECTIVE ASSISTANCE OF COUNSEL. ALL COSTS OF
THIS APPEAL ARE ASSESSED TO THE APPELLANT.
KING, C.J., BRIDGES AND SOUTHWICK, P.JJ., THOMAS, LEE, MYERS AND
GRIFFIS, JJ., CONCUR. IRVING, J., CONCURS IN RESULT ONLY.
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