DEBORAH COMPTON V HELEN ALEXANDRA PASS MD
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STATE OF MICHIGAN
COURT OF APPEALS
DEBORAH COMPTON,
UNPUBLISHED
March 23, 2010
Plaintiff-Appellant/Cross-Appellee,
v
HELEN ALEXANDRA PASS, M.D. JANE E.
PETTINGA, M.D., and WILLIAM BEAUMONT
HOSPITAL,
Defendants-Appellees/CrossAppallants.
No. 260362
2003-048275-NH
LC No. 2003-048275-NH
ON SECOND REMAND
Before: K.F. KELLY, P.J., and MARKEY and METER, JJ.
PER CURIAM.
This medical malpractice action is before this Court for the third time after a second
remand from our Supreme Court. The matter first came before this Court in 2006 when plaintiff
Deborah Compton appealed as of right the judgment of no cause of action entered in favor of
defendants Alexandra Helen Pass, M.D., Jane E. Pettinga, M.D., and William Beaumont
Hospital; and, defendants cross-appealed as of right the trial court’s order denying them
summary disposition on the basis of causation. Originally, we found one issue to be dispositive
of plaintiff’s claim and we reversed the trial court’s order denying defendants’ motion for
summary disposition on the basis of causation. Compton v Pass (Compton I), unpublished
opinion per curiam of the Court of Appeals, issued August 22, 2006 (Docket No. 260362).
Plaintiff appealed our decision to the Supreme Court. Instead of granting leave, the Court
vacated Compton I and remanded “for reconsideration, in light of Stone v Williamson, 482 Mich
144 (2008), of whether this is a lost-opportunity case and whether the defendants are entitled to
summary disposition under MCL 600.2912a(2).” Compton v Pass, 482 Mich 1038; 757 NW2d
119 (2008).
Following the Supreme Court’s remand order, we reconsidered our determination in
Compton I and determined that plaintiff had pled a lost opportunity case and had “failed to
present any evidence to establish that she had a greater than 50 percent chance of [a better
result].” Compton v Pass (On Remand) (Compton II), unpublished opinion per curiam of the
Court of Appeals, issued March 5, 2009 (Docket No. 260362). Accordingly, in Compton II we
again reversed the trial court’s order denying defendants’ summary disposition and remanded to
the trial court for entry of an order in defendants’ favor.
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Plaintiff appealed our decision in Compton II to the Supreme Court. Instead of granting
leave, the Supreme Court reversed our judgment in Compton II. The Court stated:
The Court of Appeals erred in analyzing this case under the lost-opportunity
standard set forth in MCL 600.2912a(2). The plaintiff alleges that the defendants
failed to obtain her informed consent, that this breach of the standard of care
caused her to undergo a more extensive medical procedure with a higher risk of
morbidity than she would have knowingly elected, and that she was injured as a
result. We conclude that the evidence is sufficient to allow a fact-finder to find
that the alleged breach of the standard of care caused the plaintiff to suffer
physical injury (including the removal of additional lymph nodes, axillary
cording, and lymphedema) that more probably than not was proximately caused
by the negligence of the defendants. As a result, the requirements of the first
sentence of MCR 600.2912a(2) are satisfied, and this is a claim of traditional
malpractice. Stone v Williamson, 482 Mich 144 (2008) (see the opinions of
Taylor, C.J., at 147, 153; and Cavanagh, J., at 171). For these reasons, the Court
of Appeals erred in ruling that the Oakland Circuit Court should have granted the
defendants’ motion for summary disposition. We REMAND this case to the
Court of Appeals for consideration of the remaining issues raised by the parties
but not previously addressed by that court. [Compton v Pass, ___ Mich ___; ___
NW2d ___ (2009).]
Accordingly, the issue whether plaintiff pled an ordinary negligence claim or a lost opportunity
claim is no longer before us. Rather, we must now consider each of the issues originally raised
in plaintiff’s appeal and defendants’ cross-appeal in 2006, but not addressed by this Court in
Compton I or Compton II.
I. BASIC FACTS
Compton I set forth the factual background of this matter:
This claim arises out of an axillary lymph node dissection1 treatment for cancer
that Drs. Pettinga and Pass performed on plaintiff at Beaumont Hospital in April
2001. Plaintiff, who sought medical care from Dr. Pass for breast cancer, alleged
that defendants surgically removed at least 18 of her right axillary lymph nodes as
part of NSAB2 Clinical Trial B-32, without obtaining her informed consent.
Plaintiff alleged that if she had been properly informed, she would have opted not
to participate in the B-32 trial, but instead would have chosen to undergo the
sentinel node removal.[3] Plaintiff alleged that, as a result of defendants’ failure
1
Axillary lymph node dissection is the surgical removal of the fat pad that contains the
lymphnodes under the arm.
2
National Surgical Adjuvant Breast and Bowel Project.
3
In the sentinel node procedure, material is injected into the area of the tumor. Only the nodes
(continued…)
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to properly provide her with informed consent, she suffers permanent axillary
cording4 and lymphedema.5 [Non-bracketed footnotes in original.]
A. PRE-TRIAL PROCEDURES
After discovery, plaintiff filed a motion in limine to exclude the deposition testimony of
Sharon Cottingham, a former friend of plaintiff, with regard to plaintiff’s prior use of drugs,
dishonest acts, prior litigation, and cigarette smoking. Defendants responded that Cottingham’s
testimony was admissible under MRE 404(b) to the extent that it demonstrated plaintiff’s scheme
to file fraudulent lawsuits and plaintiff’s demands that Cottingham give false testimony.
Defendants also argued that plaintiff lied in interrogatories about her drug use, making assertions
that were contradicted by medical records, and that evidence that plaintiff forged prescriptions
for muscle relaxers was relevant to her credibility.
The trial court considered plaintiff’s motion at the November 24, 2004, motion hearing.
It stated,
Here, the Court agrees in part with plaintiff. Any reference to prior use of
controlled substances, dishonest acts, prior litigation or prior cigarette smoking
will create unfair prejudice to plaintiff and confuse the issues to be placed before
the jury. The focus is on the facts surrounding plaintiff’s treatment and consent
thereto regarding the surgical procedure. In the absence of a direct link that any
of these caused plaintiff’s condition, the Court grants plaintiff’s request to
preclude any mention of plaintiff’s prior use of controlled substances, prior
litigation or prior cigarette smoking, and the witness Sharon Conningham [sic]
shall be instructed accordingly. However, the Court does not include in its
preclusion the testimony of Conningham [sic] regarding any issue of purported
perjury or fraud. That is directly related to plaintiff’s credibility.
Subsequently, the trial court entered an order granting plaintiff’s motion in part. The trial court
ordered that “Cottingham shall be precluded from offering any evidence of plaintiff’s use of
drugs and controlled substances, plaintiff’s prior litigation, and plaintiff’s cigarette smoking
except for the reasons set forth by the Court in its ruling on November 24, 2004.” The order also
provided that “Cottingham may offer testimony at trial and that defense counsel shall not be
precluded from offering documentary or testimonial evidence regarding plaintiff’s credibility.”6
(…continued)
that accumulate the material are removed.
4
Axillary cording is when the ligaments and tendons scar, shrink, and become less mobile.
5
Lymphedema is a temporary or permanent swelling of the arm.
6
The matter arose again on the first day of trial when defense counsel asserted that Cottingham
would testify that plaintiff asked her to lie in this case and in a prior case plaintiff filed against
Detroit Edison. The trial court ruled that the testimony was admissible, but that the attorneys
could not use conclusory words (such as perjury and felon) when questioning the witnesses.
(continued…)
-3-
Defendants also filed a motion in limine to preclude admission of recordings made by
plaintiff of her conversation about the axillary dissection with Dr. Pass and Amy Liles, a
registered nurse. Defendants asserted that 45 gaps in the tape recording rendered its probative
value outweighed by the danger of unfair prejudice. The trial court denied defendants’ motion to
exclude the taped conversation, noting that an expert would be testifying and defendants could
question him about the gaps in the recording.
In addition, defendants filed a motion for partial summary disposition arguing that Dr.
Pettinga should be dismissed because she was not involved in the informed consent procedure.
Dr. Pettinga had assisted Dr. Pass in performing the axillary dissection, but before the surgery,
plaintiff and Pettinga had never met or spoken. Plaintiff responded alleging that, as the principal
investigator of B-32 trial, Dr. Pettinga had a duty to obtain informed consent. On the record, the
trial court noted that plaintiff presented evidence that Dr. Pettinga was the sole investigator for
the B-32 trial and that she signed the consent form. Thus, the trial court denied defendants’
motion for summary disposition of plaintiff’s claim against Dr. Pettinga.
B. TRIAL
The case proceeded to trial. Plaintiff testified that after she was diagnosed with breast
cancer, she made an appointment to see Dr. Pass. On March 27, 2001, plaintiff met with Dr.
Pass. She took a tape recorder with her to her appointment because she has a learning disability,
she “had a million things going at the time,” and she thought it would help her understanding.
Dr. Pass told plaintiff that the cancer “looks really, really tiny on your mammogram,” but to
determine the course of treatment they would have to find out whether the cancer had spread to
the lymph nodes. Dr. Pass told plaintiff that removing the lymph nodes under the arm does not
really affect the immune system, but “[t]here is a risk of arm swelling if we take out the lymph
nodes . . . .” Dr. Pass further explained that the axillary lymph node dissection is a “good
operation” because it is effective for finding whether cancer has spread, but the “down side is
that you end up with a little drainage tube . . . . You need to do those shoulder exercises because
you get stiff shoulders. Some people get numbness underneath their arm around to their back.”
Dr. Pass stated “The bad thing is it gives all these side effects. . . . So one of the things that
we’re fairly excited about is a new protocol called the sentinel lymph node mapping.”
Explaining the sentinel node biopsy, Dr. Pass stated,
People do much better if we only have to take out two lymph nodes instead of all
the lymph nodes because their shoulder moves faster. You normally don’t need
the drainage tube. Sometimes there’s a risk down the road if we take out just a
few and four days later they’re telling us you know we looked at it underneath the
microscope and there’s cancer in those.
Plaintiff testified that she did not know what lymph nodes do for her and did not know which
procedure was better for her. She stated, “I’m hoping my doctor is going to make that choice.”
Plaintiff testified that she was never informed that she could have a sentinel node biopsy without
(…continued)
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taking part in the B-32 trial. When Dr. Pass explained that the clinical study would let the
computer decide whether plaintiff would have an axillary lymph node or sentinel lymph node
biopsy, plaintiff thought that the computer would decide the choice that was right for her.
After plaintiff spoke with Dr. Pass, she spoke with registered nurse Lyles. Lyles had
given plaintiff a consent form and, when she was talking, she was going through the consent
form. The risk section of the consent form stated,
The procedures in this study have risks and side effects. Most of them are listed
here but they will vary from person to person. There may be side effects we can’t
predict. Your doctor may be able to give you medications to make some of the
side effects less bothersome. Many side effects go away shortly after surgery but
in some cases side effects can be serious, long lasting or permanent and life
threatening. You should discuss the risks and side effects with the study doctor.
Plaintiff did not make any further inquiries because she thought that she knew all the side effects
and they included “stiff shoulder, the numbness, the swelling.” Plaintiff only “breezed through”
the consent form because she was busy planning her mother’s birthday party and her sister was
in town. On March 29, 2001, Lyles called plaintiff at home. Plaintiff did not ask Lyles any
questions, but stated that she would sign and return the consent form. Lyles called plaintiff back
later that day to see if plaintiff had sent in the form. Plaintiff signed the form that day.
Plaintiff met Dr. Pettinga on the date of the surgery. Plaintiff had not talked to Dr.
Pettinga before that time. On the date of the surgery, plaintiff was prepared for surgery and the
computer chose her to undergo the axillary lymph node procedure. But then plaintiff stated “in
general,” not to anyone specifically, that she did not want to be part of the trial. Plaintiff testified
that she was not taken for surgery against her will. Five minutes before the procedure, plaintiff
was given a consent form, which she signed. She did not read the form though because she was
drowsy and in “shock.”
At the close of plaintiff’s proofs, defendants moved for directed verdict. Defendants
argued, in regard to liability, that (1) plaintiff admittedly failed to read the consent form and (2)
plaintiff’s expert testified that he is not an expert in drafting clinical trial consent forms. With
regard to causation, defendants argued that plaintiff’s experts did not provide testimony that it
was more probable than not that she would have had a better result with a sentinel node
dissection. The trial court noted that the standard of care required a surgeon to “reasonably
inform a plaintiff of risks or hazards which may follow the treatment contemplated by the
surgeon. By reasonably informed the Court means that the information must have been given
timely and in accordance with accepted standards of practice among members of the profession
with similar training and experience in this community or a similar one.” The trial court ruled,
According to MCJI 30.02 informed, informed [sic] consent must be timely as I
just read and it must be in accord with the accepted standard of practice among
members of the profession with similar training and experience in this community
or a similar one.
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In analyzing this question the Court does so considering as it must the facts in
light most favorable to the plaintiff.
Here plaintiff admits having at least one of the forms and indeed the most
thorough one in her possession. And by her own admission for at least two
weeks. The issue of timeliness would resolve in defendant’s favor.
In addition, Doctor Steele testified from a prospective [sic] not similar to the one
in Royal Oak from his own admissions on cross examination Royal Oak in
general and Royal Oak Beaumont in particular are considerably larger than in his
own area of practice in Indiana.
Doctor Petersen as to his testimony the Court believes his testimony was deficient
in that there was no record of his having experience in the community or a similar
one. At least the Court could discern.
*
*
*
Even more significantly he was repeatedly asked simply whether there was a
breach of the standard of care. But was not asked if it was among members of the
profession with similar training and experience in this community or a similar
one. If anything he spoke personally about his testimony that that was not what I
would do or he - it was not compliance with the B-32 protocol or in response to
Ms. Joyner’s questioning to the NIC template.
For that reason the Court believes that plaintiff has not established her burden.
The Court also finds that plaintiff’s case fails as a matter of law on the proximate
cause issue as argued for the reasons stated by [defense counsel].
Both parties appealed the trial court’s order. The issues we must now consider, which were
originally raised in 2006 but not addressed in Compton I or Compton II, include whether the trial
court erred by granting a directed verdict in defendants’ favor; whether the trial court erred by
denying defendants motion for partial summary disposition; and, whether the trial court erred by
denying defendants’ motion in limine and granting plaintiff’s motion in limine in part.
II. DIRECTED VERDICT
Plaintiff contends that the trial court erred by granting a directed verdict in defendants’
favor. In particular, plaintiff asserts that the trial court erred by ruling that she was required to
provide expert testimony regarding the local standard of care, by ruling that plaintiff’s expert
only testified about what he would have done personally, and by improperly concluding that she
had not met her burden of proving causation. We agree. We review de novo a trial court’s order
granting a directed verdict. Sniecinski v Blue Cross & Blue Shield, 469 Mich 124, 13 1 ; 666
NW2d 186 (2003). A directed verdict is appropriately granted when the evidence, viewed in a
light most favorable to the nonmoving party, fails to establish a question on which reasonable
minds could differ. Smith v Foerster-Bolser Constr, Inc, 269 Mich App 424,427-428; 7 1 1
NW2d 42 1 (2006).
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To prevail in a medical malpractice action, a plaintiff must prove (1) the applicable
standard of care, (2) the defendant breached the standard, (3) an injury, and (4) the breach
proximately caused the injury. Wiley v Henry Ford Cottage Hosp, 257 Mich App 488,492; 668
NW2d 402 (2003). In a medical malpractice claim, expert testimony is required to establish the
standard of care and to demonstrate the defendant’s alleged failure to conform to that standard.
Birmingham v Vance, 204 Mich App 41 8, 42 1; 5 16 NW2d 95 (1994). When a plaintiff’s claim
of medical malpractice is premised upon the doctrine of informed consent, which requires a
physician to warn a patient of a medical procedure’s risks and consequences, the plaintiff must
establish these same elements. Lincoln v Gupta, 142 Mich App 6 15,625; 370 NW2d 3 12
(1985). Specifically, the Michigan Model Civil Jury Instruction 30.02 provides:
Negligence may consist of the failure on the part of the [Name profession.] to
reasonably inform [name of plaintiff] of risks or hazards which may follow the
[treatment / services] contemplated by the [Name profession.]. By “reasonably
inform” I mean that the information must have been given timely and in
accordance with the accepted standard of practice among members of the
profession with similar training and experience in [this community or a similar
one / [Name particular specialty.]].
“Claims of negligence based on the failure of a physician or surgeon to adequately obtain
informed consent before a procedure or to otherwise fail to instruct or advise a patient come
within the general rule regarding the need for expert testimony.” Paul v Lee, 455 Mich 204, 212;
568 NW2d 510 (1 997), overruled on other grounds Smith v Globe Life Ins Co, 460 Mich
446,456 n 2; 597 NW2d 28 (1999). To survive a directed verdict motion, a plaintiff must make a
prima facie showing of each element. Tobin v Providence Hosp, 244 Mich App 626, 643; 624
NW2d 548 (2001), quoting Locke v Pachtman, 446 Mich 216,223; 521 NW2d 786 (1994).
A. LOCAL OR NATIONAL STANDARD OF CARE
Plaintiff first contends that the trial court erred in ruling that plaintiff was required to
provide expert testimony on the local, rather than a nationwide, standard of care. As quoted
above, MCJI 30.02 provides, in part, that “the information must have been given timely and in
accordance with the accepted standard of practice among members of the profession with similar
training and experience in [this community or a similar one / [Name particular specialty.]]."
Although neither party makes note of it, MCL 600.2912a, which was enacted in 1977 and
amended in 1993 provides:
(1) Subject to subsection (2), in an action alleging malpractice, the plaintiff has
the burden of proving that in light of the state of the art existing at the time of the
alleged malpractice:
(a) The defendant, if a general practitioner, failed to provide the plaintiff the
recognized standard of acceptable professional practice or care in the community
in which the defendant practices or in a similar community, and that as a
proximate result of the defendant failing to provide that standard, the plaintiff
suffered an injury.
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(b) The defendant, if a specialist, failed to provide the recognized standard of
practice or care within that specialty as reasonably applied in light of the
facilities available in the community or other facilities reasonably available under
the circumstances, and as a proximate result of the defendant failing to provide
that standard, the plaintiff suffered an injury. [Emphasis added.]
Since this provision’s enactment, both our Supreme Court and this Court have consistently held
that the standard of care for a general practitioner is a local standard of care while the standard of
care for a specialist is a national standard of care. See e.g., Bahr v Harper-Grace Hosp, 448
Mich 135, 138; 528 NW2d 170 (1995) and Cudnik v William Beaumont Hosp, 207 Mich App
378,383; 525 NW2d 891 (1994). Further, we note that while the standard of care “within that
specialty” applies to a defendant specialist, consideration of “facilities available in the
community or other facilities reasonably available” must also be considered.
MCL
600.2912a(1)(b). However, in this case, the sole allegation was that defendants did not provide
informed consent. Such an allegation does not require any consideration of the facilities
available to defendants.
Here, there is no dispute whether defendants are specialists; all parties agree defendants
are board certified in general surgery, specializing in breast surgery. However, the trial court’s
ruling indicated that it considered plaintiff’s expert witness testimony to be deficient because no
evidence was presented regarding the local standard of care in the community. This was error.
Defendants are specialists and the applicable standard of care is the national standard of care.
Our review of the record reveals that plaintiff met her burden in this regard.
B. WHAT EXPERT WOULD HAVE PERSONALLY DONE?
Plaintiff also contends that the trial court erred when it ruled,
Even more significantly [Dr. Petersen] was repeatedly asked simply whether there
was a breach of the standard of care. But was not asked if it was among members
of the profession with similar training and experience in this community or
similar one. If anything he spoke personally about his testimony that that was not
what I would do or he - it was not in compliance with the B-32 protocol or in
response to Ms. Joyner’s questioning to the NCI template.
We agree that the trial court improperly discredited Dr. Petersen’s testimony. The trial court
correctly noted that it is generally improper for an expert to testify about the appropriate standard
of care from the basis of what he or she would have personally done in a situation. May v
William Beaumont Hosp, l80 Mich App 728, 761; 448 NW2d 497 (1989). However, as plaintiff
points out, when plaintiff’s counsel posed a question to Dr. Petersen about what he would tell a
patient about the B-32 trial, defense counsel objected, and both plaintiff’s counsel and the trial
court clarified that the question is what a “reasonably prudent doctor” would tell a patient. Dr.
Petersen indicated his understanding and proceeded to answer the question. Furthermore, before
this objection was made, Dr. Petersen testified about the proper standard of care for the
researcher (Dr. Pass), without reference to what he personally would have done. He also
testified on the standard of care for the principal investigator (Dr. Pettinga) without reference to
what he would have done. Therefore, the trial court erred in finding that plaintiff’s expert
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testified only about what he would have done and by discrediting Dr. Peterson’s testimony for
that reason.
C. CAUSATION
Plaintiff also contends that she produced sufficient evidence of causation and that the trial
court’s contrary conclusion was in error. According to plaintiff, the evidence presented was
sufficient to create a question of fact for the jury. “To establish proximate cause, the plaintiff
must prove the existence of both cause in fact and legal cause.” Weymers v Khera, 454 Mich
639, 647; 563 NW2d 647 (1997). As noted, expert testimony is essential to establish a causal
link between the alleged negligence and the alleged injury. Dykes v Williams Beaumont Hosp,
246 Mich App 471,476-482; 633 NW2d 440 (2001); Thomas v McPherson Community Health
Ctr, 155 Mich App 700, 705; 400 NW2d 629 (1996). The plaintiff must introduce evidence
which affords a reasonable basis for the conclusion that it is more likely than not that the conduct
of the defendant was a cause in fact of the result. Skinner v Square D Co, 445 Mich 153, 165;
516 NW2d 475 (1994).
Here, the trial court ruled that plaintiff’s case “fails as a matter of law on the proximate
cause issue . . . .” This was error. Our review of the record reveals that plaintiff elicited
testimony about her chances of avoiding the arm morbidity that she now suffers. For example,
the following colloquy occurred between plaintiff’s counsel and Dr. Steele:
[Plaintifs Counsel]. . . . To a reasonable degree of medical certainty, Doctor, as a
professional medical oncologist, do you believe that if Ms. Compton had the
sentinel node biopsy procedure that more likely than not she would have avoided
all of these problems morbidity, sequali now that she suffers from?
[Dr. Steele]. Yes.
This testimony alone is prima facie evidence of causation and is sufficient, in light of other
contradictory evidence produced at trial, to create a question of fact for the jury. Taking all the
foregoing errors together,7 and after a review of the record evidence, we conclude that plaintiff
met her burden of showing a prima facie case of medical malpractice premised on a theory of
informed consent. The trial court’s order granting a directed verdict in defendants’ favor was
error.
7
We note that plaintiff also argues that the trial court’s ruling that plaintiff timely received an
informed consent form is immaterial because defendants did not provide enough information
about the risks of the axillary node dissection or the option not to take part in the trial. However,
we do not consider plaintiff’s argument because the court’s ruling in this regard was not
dispositive with respect to its ruling granting a directed verdict.
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III. SUMMARY DISPOSITION
On cross-appeal, defendants contend that the trial court erred in denying their motion for
partial summary disposition because there was no genuine issue of fact as to whether Dr.
Pettinga was involved in obtaining plaintiff’s consent. Defendants argue that the evidence
demonstrates that Dr. Pettinga was not involved in obtaining plaintiff’s consent. Although they
do not frame their argument this way, defendants essentially contend that Dr. Pettinga had no
duty to ensure that plaintiff was properly informed. We disagree. The existence of a legal duty
is a question of law for the court to decide. Oja v Kin, 229 Mich App 184, 187; 58 1 NW2d 739
(1998). Further, we review de novo a trial court’s decision on a motion for summary disposition.
Dressel v Ameribank, 468 Mich 557, 561; 664 NW2d 151 (2003). Summary disposition is
proper under MCR 2.1 16(C)(10) if the documentary evidence submitted by the parties, viewed
in the light most favorable to the nonmoving party, shows that there is no genuine issue
regarding any material fact and the moving party is entitled to judgment as a matter of law.
Veenstra v Washtenaw Country Club, 466 Mich 155, 164; 645 NW2d 643 (2002).
Here, plaintiff testified in her deposition that she met Dr. Pettinga for the first time on the
morning of her surgery. Dr. Pettinga never discussed with plaintiff the clinical trial or the risks
of complications that could result. Dr. Pettinga testified that her role was to ensure that Dr. Pass
performed the sentinel node mapping properly and to comfort plaintiff. She had no involvement
in obtaining plaintiff’s informed consent. Dr. Pettinga further indicated that, as the principal
investigator, she assigned the duty of obtaining informed consent to the nurse. She also signed
the consent form. Furthermore, Dr. Petersen testified that the principal investigator has the duty
to ensure that the risks and benefits are explained to the patient. He testified that, as the only
investigator for the B-32 trial at Beaumont, Dr. Pettinga had the duty to go over consent with
every patient. The language of the consent form supports Dr. Petersen’s opinion. The signature
page states, “I have explained this study and have offered the study subject an opportunity for
any further discussion or clarification.” Under this language appears Dr. Pettinga’s name and
signature.
Thus, although the evidence demonstrates that Dr. Pettinga did not meet with plaintiff
before the surgery and did not inform plaintiff of the risks of the surgery, it nonetheless
demonstrates that Dr. Pettinga had a duty to ensure that informed consent was properly given.
Accordingly, we conclude that the trial court did not err by denying defendants’ motion for
partial summary disposition of plaintiff’s claim against Dr. Pettinga.
IV. EVIDENTIARY RULINGS
Defendants next contend that the trial court made several erroneous evidentiary rulings.
We consider each point of error in turn.
A. AUDIOTAPE RECORDING
Defendants argue that the trial court erred by denying in part their motion in limine to
exclude the taped recordings made by plaintiff of her discussions with Dr. Pass and Lyles. In
defendants’ view, the probative value of the taped recordings, which contained 45 inaudible
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gaps occurring when Dr. Pass and Lyles were explaining the B-32 trial to plaintiff, is
outweighed by the danger of unfair prejudice and should have been excluded under MRE
403. We disagree with defendants. We review a trial court’s decision to admit or exclude
evidence for an abuse of discretion. Craig v Oakwood Hosp, 471 Mich 67, 76; 684 NW2d
296 (2004).
MRE 403 provides: “Although relevant, evidence may be excluded if its probative
value is substantially outweighed by the danger of unfair prejudice, confusion of the issues,
or misleading the jury, or by considerations of undue delay, waste of time, or needless
presentation of cumulative evidence.” See also Waknin v Chamberlain, 467 Mich 329, 334;
653 NW2d 176 (2002). Evidence is not unfairly prejudicial unless it threatens the
fundamental goals of accuracy and fairness. The danger is that a jury will decide that the
evidence is more probative of a fact than it actually is. Id. at 334-335 n 3.
Michigan law generally permits audio recordings to be admitted into evidence despite
technical defects. In People v Frison, 25 Mich App 146, 148; 181 NW2d 75, (1970), this Court
held:
The fact that a recording may not reproduce an entire conversation, or may be
indistinct or inaudible in part, has usually been held not to require its exclusion,
however, the recording may be excluded if it is so inaudible and indistinct that the
jury must speculate as to what was said. It has been held that unless the
unintelligible portions of a tape recording are so substantial as to render the
recording as a whole untrustworthy, the recording is admissible and the decision
whether to admit it should be left to the sound discretion of the trial judge.
[Citation and punctuation omitted.]
See also People v Parker, 76 Mich App 432; 257 NW2d 109 (1977) (inaudible portions of a tape
of a victim summoning help did not render the tape untrustworthy); People v Berkey, 437 Mich
40, 52; 467 NW2d 6 (1991) (with regard to an audiotape’s admissibility, the Court stated, “It is
axiomatic that proposed evidence need not tell the whole story of a case, nor need it be free of
weakness or doubt. It need only meet the minimum requirements for admissibility. Beyond that,
our system trusts the finder of fact to sift through the evidence and weigh it properly.”).
The recording in the instant matter is not so inaudible and indistinct that the jury must
speculate as to what was said. The unintelligible portions of the audiotape generally last
approximately ½ a second each. And, although there are 45 such segments, the tape nonetheless
meets the minimum requirements of admissibility. Thus, the problems with the audiotape relate
to the weight it is to be afforded by the jury, not to its admissibility. Moreover, we note that
defendants had the opportunity to probe the reliability of the recording through crossexamination of the witnesses. Under these circumstances, the evidence did not threaten the
fundamental goals of accuracy and fairness. The trial court’s decision was within the principled
range of outcomes and it did not err by denying defendants’ motion.
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B. PRIOR TESTIMONY
Defendants next assert that the trial court erred in granting in part plaintiff’s motion in
limine to exclude evidence of plaintiff’s prior drug use, dishonest acts, litigation, and smoking
elicited through plaintiff’s former friend, Cottingham. Specifically, defendants’ only complaint
on appeal as to the exclusion of Cottingham’s testimony is that the trial court improperly
excluded it as it pertained to plaintiff’s credibility. However, our review of the record reveals
that the trial court allowed evidence on these matters to the extent it bore on plaintiff’s
credibility. Thus, defendants’ argument lacks merit.
Reversed in part and remanded for further proceedings not inconsistent with this opinion.
We do not retain jurisdiction.
/s/ Kirsten Frank Kelly
/s/ Jane E. Markey
/s/ Patrick M. Meter
-12-
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