PEOPLE OF MI V GREGORY ALAN RUDOLPH
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STATE OF MICHIGAN
COURT OF APPEALS
PEOPLE OF THE STATE OF MICHIGAN,
UNPUBLISHED
March 2, 2010
Plaintiff-Appellee,
v
No. 287418
Kent Circuit Court
LC No. 07-003362-FC
GREGORY ALAN RUDOLPH,
Defendant-Appellant.
Before: Stephens, P.J., and Gleicher and M.J. Kelly, JJ.
PER CURIAM.
A jury convicted defendant of first-degree premeditated murder, MCL 750.316(1)(a), and
possession of a firearm during the commission of a felony, MCL 750.227b. The trial court
sentenced defendant to life imprisonment without parole for the murder conviction and a
consecutive two-year term of imprisonment for the felony-firearm conviction. Defendant
appeals as of right. We affirm.
Defendant challenges on appeal only the trial court’s ruling to exclude expert
psychological testimony that he contends would have had relevance toward proving his
provocation at the time of the victim’s shooting, thus reducing his culpability for the shooting.
Defendant insists that the trial court’s refusal to admit his proffered expert testimony deprived
him of his constitutional right to present a defense. We review for an abuse of discretion a trial
court’s decision whether to admit expert testimony. People v Smith, 425 Mich 98, 105-106; 387
NW2d 814 (1986). “This Court . . . reviews de novo the constitutional question whether a
defendant was denied h[is] constitutional right to present a defense.” People v Kurr, 253 Mich
App 317, 327; 654 NW2d 651 (2002).
A defendant has a right under the state and federal constitutions, Const 1963, art 1, § 13,
20; US Const, Ams VI, XIV, to present a defense and call witnesses in his defense. People v
Whitfield, 425 Mich 116, 124-125 n 1; 388 NW2d 206 (1986). “Although the right to present a
defense is a fundamental element of due process, it is not an absolute right.” People v Hayes,
421 Mich 271, 279; 364 NW2d 635 (1984). Rather, the right to confront witnesses and present a
defense extends only to relevant and admissible evidence. People v Hackett, 421 Mich 338, 354;
365 NW2d 120 (1984). “‘Relevant evidence’ means evidence having any tendency to make the
existence of any fact that is of consequence to the determination of the action more probable or
less probable than it would be without the evidence.” MRE 401. An expert possessing
specialized knowledge may offer testimony concerning his field of expertise if the following
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three prerequisites exist: “(1) the witness must be an expert; (2) there must be facts in evidence
which require or are subject to expert analysis; and (3) the knowledge of the expert must be in a
field where knowledge belongs more to experts than to the common man.” People v Beckley,
161 Mich App 120, 124-125; 409 NW2d 759 (1987), aff’d 434 Mich 691; 456 NW2d 391
(1990), citing MRE 702. “Generally, the testimony must assist the jury in understanding the
evidence or the factual issues, and the witness must have sufficient qualifications ‘as to make it
appear that his opinion or inference will probably aid the trier in the search for truth.’” Smith,
425 Mich at 106, quoting McCormick, Evidence (3d ed), § 13, p 33.
Defendant did not dispute that in March 2007 he shot the victim repeatedly in a residence
where they cohabited. The victim and defendant shared an intimate relationship that had many
breaks and reunions over the course of its three-year duration. The defense hoped to demonstrate
at trial that defendant behaved with some level of provocation when he fired five bullets into the
victim. The defense specifically intended to call as an expert witness psychologist Dr. Daniel
Rosen, who performed an independent evaluation of defendant before trial. The prosecutor filed
a motion in limine seeking to preclude Dr. Rosen’s testimony, which the prosecutor
characterized as embodying a diminished capacity defense not cognizable under Michigan law.
The prosecutor added that defendant himself could testify concerning the alleged provocation,
and that the jury remained capable of deciding this question of fact. Defendant responded that
Dr. Rosen’s testimony would have high probative value toward establishing that defendant did
not premeditate and deliberate the shooting, but that he committed the murder in a “heat of
passion,” which would reduce his culpability to guilt of voluntary manslaughter. The trial court
ruled Dr. Rosen’s proffered expertise inadmissible, explaining as follows:
. . . I understand the argument being made by the defense. They weren’t
arguing that this psychiatric testimony be permitted for purpose of diminished
capacity, but for other issues they felt would properly be allowed.
Respectfully, however, the Court disagrees, and I adopt the reasoning . . .
of the People in its motion as to the use of psychiatric testimony. I’m satisfied,
after review of the authority, including People v Sullivan, 231 Mich App 510[;
586 NW2d 578 (1998), aff’d 461 Mich 992 (2000),] and perhaps even more
importantly, People v Carpenter, 464 Mich 223[; 627 NW2d 276 (2001)], clearly
the introduction of expert testimony regarding the defendant’s mental state cannot
be used to diminish criminal responsibility, outside the context of legal insanity,
and I believe that, similarly, such evidence relative to defendant’s special traits,
including mental disorders, may not be considered in determining the adequacy of
provocation necessary to invoke the heat of passion defense.
The key here, I think, is that the jury is well able, as individuals, to
determine the objective standard relative to whether a reasonable person would be
adequately provoked, and the Court’s satisfied here that the requested psychiatric
testimony would neither be helpful nor allowed under those circumstances.
In Sullivan, 231 Mich App at 518-520, this Court held that a defendant’s special and
particular mental traits or mental disturbances had no relevance to the issue of provocation.
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The provocation necessary to mitigate a homicide from murder to
manslaughter is that which causes the defendant to act out of passion rather than
reason. Case law has consistently held that the provocation must be adequate,
namely that which would cause a reasonable person to lose control. [Emphasis in
original.]
The determination of what is reasonable provocation is a question of fact
for the factfinder. . . . Where, as a matter of law, no reasonable jury could find
that the provocation was adequate, the court may exclude evidence of the
provocation.
The trial court refused to instruct regarding voluntary manslaughter,
concluding that no reasonable jury could find that the provocation was adequate
to cause a reasonable person to act out of passion. Defendant does not dispute the
court’s finding. Defendant argued, however, that he is not a reasonable person
and that the jury should be entitled to take his weakness of mind into account in
determining the adequacy of the provocation. [Emphasis added.]
The common law measures provocation under a reasonable person
standard. According to this rule, provocation is adequate only if it is so severe or
extreme as to provoke a reasonable man to commit the act. Thus, it is quite
uniformly held that a defendant’s special mental qualities are not to be considered
in measuring the adequacy of provocation.
Case law in Michigan, which has also looked to the common law for the
definition of manslaughter, requires that the provocation be sufficient to excite
passion in a “reasonable man.” . . . Thus, by definition, any special traits of the
particular defendant cannot be considered. The fact that defendant may have had
some mental disturbance is not relevant to the question of provocation.
[Emphasis added]. [Id. at 518-520 (citations omitted).]
Consistent with the principles discussed in Sullivan, we conclude that the trial court correctly
found that any particular psychological defects of defendant, which Dr. Rosen’s proffered
testimony would have substantiated, had no relevance to the question whether defendant
operated under provocation at the time he shot the victim. Consequently, the trial court did not
abuse its discretion when it ruled Dr. Rosen’s testimony inadmissible. Smith, 425 Mich at 105106; Sullivan, 231 Mich App at 518.1
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We find unpersuasive defendant’s argument that the decision in People v Yost, 278 Mich App
341; 749 NW2d 753 (2008), dictates that the trial court should have admitted Dr. Rosen’s expert
testimony under the circumstances of this case. In Yost, we concluded that the “defendant could
present evidence of her limited intellectual capabilities if offered for a relevant purpose other
than to negate the specific intent element of the charged crimes.” Id. at 355 (emphasis added).
However, as set forth above, “[t]he fact that defendant may have had some mental disturbance is
not relevant to the question of provocation.” Sullivan, supra at 519-520 (emphasis added).
Because defendant offered Dr. Rosen’s testimony for the purposes of negating the specific intent
(continued…)
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Furthermore, our review of the trial record leaves us unpersuaded that the trial court’s
decision to exclude testimony by Dr. Rosen operated to deprive defendant of his constitutional
right to present the defense that he acted under provocation when he killed the victim.
Defendant testified at length and in detail at trial with respect to the nature of his relationship
with the victim, the problems in the relationship, and the impact the relationship problems had on
his mental status. The prosecutor also played for the jury a recorded statement defendant gave to
the police shortly after the killing, in which defendant revealed a similar, though more
abbreviated, relationship history and discussion of his mental stresses. Because the reasonable
person standard is a matter within the knowledge of the common man, the trial court correctly
left for the jury a determination whether defendant’s version of events warranted a finding that
he acted with provocation in killing the victim. Sullivan, 231 Mich App at 518.
Affirmed.
/s/ Cynthia Diane Stephens
/s/ Elizabeth L. Gleicher
/s/ Michael J. Kelly
(…continued)
element of premeditated murder and proving provocation, it simply was not relevant to these
issues, and thus inadmissible. Id.; Yost, 278 Mich App at 355.
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