PEOPLE OF MI V PAUL EDISON SMITH
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STATE OF MICHIGAN
COURT OF APPEALS
PEOPLE OF THE STATE OF MICHIGAN,
UNPUBLISHED
May 11, 2004
Plaintiff-Appellee,
v
No. 242738
Grand Traverse Circuit Court
LC No. 02-008796-FC
PAUL EDISON SMITH,
Defendant-Appellant.
Before: Murray, P.J., and Neff and Donofrio, JJ.
PER CURIAM.
Defendant appeals as of right from his jury trial convictions for two counts of first-degree
criminal sexual conduct (CSC) against a person under thirteen years of age, MCL 750.520b(1)a.
Defendant was sentenced to concurrent prison sentences of 30 to 60 years and 285 months to 60
years. On appeal defendant argues that the trial court failed to advise him of the risks of selfrepresentation and abused its discretion in admitting certain evidence. Defendant also argues
that there was insufficient evidence to support his convictions. Because the record does not
support defendant’s arguments, we affirm.
Defendant first argues that when he informed the trial court of his desire to represent
himself on the second day of trial, the court violated the requirements of MRE 6.005(D)(1) by
failing to advise defendant of the charge, the maximum sentence, or the risks of selfrepresentation. Neither defendant nor his attorney objected to the manner the trial court advised
defendant on the risks of self-representation. Issues for appeal must be preserved in the record
by notation of objection. People v Carter, 462 Mich 206, 214; 612 NW2d 144 (2000). Because
this issue is not preserved, we review for plain error. People v Carines, 460 Mich 750, 764-765,
774; 597 NW2d 130 (1999).
A criminal defendant’s right to represent himself is implicitly guaranteed by the United
States Constitution, US Const, Am VI, and explicitly guaranteed by the Michigan Constitution
and statute, Const 1963, art 1, sec 13, MCL 763.1. Martinez v Court of Appeal of California,
Fourth Appellate Dist, 528 US 152; 120 S Ct 684, 687; 145 L Ed 2d 597, 602 (2000). In People
v Hicks, 259 Mich App 518, 523; 675 NW2d 599 (2003), this Court described the framework for
determining whether a defendant has properly waived the assistance of counsel:
‘Proper compliance with the waiver of counsel procedures . . . is a necessary
antecedent to a judicial grant of the right to proceed in propria persona. Proper
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compliance requires that the court engage, on the record, in a methodical
assessment of the wisdom of self-representation by the defendant.’ People v
Adkins (After Remand), 452 Mich 702, 720-721; 551 NW2d 108 (1996). Before a
trial court grants a request for self-representation, the trial court must find (1) that
the request is unequivocal; (2) that the assertion of the right of self-representation
is knowing, intelligent, and voluntary, with the defendant having been made
aware by the trial court of the ‘dangers and disadvantages of self-representation’;
and (3) that the defendant ‘will not unduly disrupt the court while acting while
acting as his own counsel.’ People v Ahumada, 222 Mich App 612, 614-615; 564
NW2d 188 (1997), citing Adkins, supra at 706, 722; People v Anderson, 398
Mich 361, 366-368; 247 NW2d 857 (1976). Additionally, MCR 6.005 imposes a
duty on the trial court to inform the defendant of the charge and penalty he faces,
advise him of the risks of self-representation, and offer him the opportunity to
consult with retained or appointed counsel. Ahumada, supra at 614-615.
Defendant insists the trial court did not comply with MCR 6.005(1) because the trial
court did not specifically advise defendant of the charge and the maximum prison sentence at the
time defendant waived his right to counsel during the second day of trial. MCR 6.005(D)(1)
states:
The court may not permit the defendant to make an initial waiver of the right to be
represented by a lawyer without first
(1) advising the defendant of the charge, the maximum possible prison
sentence for the offense, any mandatory minimum sentence required by law, and
the risk involved in self-representation
Our Supreme Court stated in Adkins, supra, 452 Mich at 731, that if the trial court has already
expressed the nature of the charge and possible punishment to the defendant at the arraignment,
“[t]he fact that the judge did not specifically address the charged offense and the range of
possible punishment is not enough to defeat a finding of substantial compliance with the waiver
procedures . . . .” The Supreme Court continued, stating that the requirements of MCR 6.005 are
“merely vehicles to ensure that the defendant knowingly and intelligently waived counsel with
eyes open. A particular court’s method of inquiring into and satisfying these concepts is
decidedly up to it, as long as the concepts in these requirements are covered.” Id. at 725;
citations omitted.
We find that the trial court substantially complied with the requirements of MCR
6.005(1) because although the court did not—at the time of defendant’s waiver—repeat to
defendant what he was charged with and the maximum prison sentence for those charges, the
record indicates defendant fully acknowledged his understanding of the charges and their
maximum penalty during his arraignment. His argument further demonstrated his knowledge of
the charges, their severity, and punishment.
Defendant next argues that the trial court’s advice concerning the risks involved in selfrepresentation was “meager and conclusory” and did not adequately inform defendant of the
disadvantages of self-representation. In support of this argument, defendant cites People v Blunt,
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189 Mich App 643; 473 NW2d 792 (1991), where this Court held the advice from the trial court
in that case was not adequate for informing a defendant of the risks of self-representation.
Defendant contends the advice was inadequate under the requirements stated in Hicks,
supra, and MCR 6.005 because such statements that self-representation was a “bad idea,” or the
remark that defendant would not look good in front of the jury, were not helpful to defendant in
making his decision to represent himself. But the court does not have to engage in a strict, wordfor-word litany approach to giving its advice against defendants representing themselves.
Adkins, supra, 452 Mich at 727. Rather, a court must substantially comply with the advisory
requirements, engage “in a short colloquy with the defendant, and make an express finding that
the defendant fully understands, recognizes, and agrees to abide by the waiver of counsel
procedures.” Id. “Further, the effectiveness of an attempted waiver does not depend on what the
court says, but rather, what the defendant understands.” Id. at 723.
We find that the record establishes the trial court substantially complied with the advice
requirements for self-representation. The court engaged in a short colloquy with defendant
concerning the risks of self-representation and defendant acknowledged that he understood the
risks of going forward without an attorney, but stated that he wanted to proceed with the trial on
his own, in his own manner. Additionally, we note that in a more recent decision, this Court in
Hicks, supra, held that a trial judge’s statements that the defendant would have to follow the
rules of court, that self-representation would be “very unwise,” and that “a man who represents
himself has a fool for a client,” adequately informed the defendant of the risks of selfrepresentation. Hicks, supra, 259 Mich App at 531. The similarity of the remarks between the
present case and Hicks, warrant a finding that the trial court did not commit error here.
Next, defendant argues his decision to represent himself was not made knowingly and
voluntarily because he was not mentally competent to make such a decision. A defendant’s
general competence is relevant to the determination whether he has knowingly, intelligently, and
voluntarily asserted his right to self-representation. People v Bass, 88 Mich App 793, 803; 279
NW2d 551 (1979). The test for a defendant’s competency to waive counsel is whether the
defendant has the ability to understand the proceedings. Godinez v Moran, 509 US 389, 401;
113 S Ct 2680; 125 L Ed 2d 321 (1993).
In this case, although we observe that defendant’s reasons for wanting to represent
himself were inarticulately conveyed, the dialogue between the court and defendant reflect
defendant’s knowledge of the importance of credibility. Defendant challenged the methodology
of his counsel’s cross-examination because the methodology did not lend itself to an attack on
the victim’s credibility. Defendant also repeatedly acknowledged that he understood the risks of
going forward without an attorney but stated that he wanted to proceed with the trial on his own.
Defendant also acknowledged that he would have to follow courtroom rules and decorum. He
demonstrated a basic understanding of cross-examination when he acknowledged that he
understood he could not ask the victim if she had ever had sex before on cross-examination.
Therefore, we find defendant knowingly, intelligently, and voluntarily made the assertion to
represent himself because he demonstrated a clear understanding of the proceedings and a clear
understanding of the court’s advice concerning those proceedings.
Defendant also maintains that the trial court erred by allowing testimony from the
victim’s mother that defendant would sometimes put a pillow over the mother’s face during sex.
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The trial court ruled that the mother could testify that defendant would occasionally put a pillow
over her face during sex because this information was not character evidence under MRE 404(b)
and because the testimony was relevant under MRE 401 in that defendant used a pillow over the
victim’s face.
The decision to admit evidence is within the discretion of the trial court and will not be
disturbed on appeal absent an abuse of discretion. People v Katt, 468 Mich 272, 278; 662 NW2d
12 (2003). An abuse of discretion is found only if an unprejudiced person, considering the facts
on which the trial court acted, would say that there was no justification or excuse for the ruling
made, People v Snider, 239 Mich App 393, 419; 608 NW2d 502 (2000), or the result is so
palpably and grossly violative of fact and logic that it evidences a perversity of will, a defiance
of judgment, or the exercise of passion or bias, People v Hine, 467 Mich 242, 250; 650 NW2d
659 (2002).
Use of “other acts” as evidence of character is excluded, except as allowed by MRE
404(b), to avoid the danger of conviction based on a defendant’s history of misconduct. People v
Starr, 457 Mich 490, 495; 577 NW2d 673 (1998). Pursuant to MRE 404(b), evidence of other
crimes or wrongs “is not admissible to prove the character of a person in order to show action in
conformity therewith.” People v Knapp, 244 Mich App 361, 378; 624 NW2d 227 (2001).
However, MRE 404(b) is not implicated if evidence of “other acts” is logically relevant and does
not involve the intermediate inference of character. People v VanderVliet, 444 Mich 52, 64; 508
NW2d 114 (1993), mod 445 Mich 1205; 520 NW2d 338 (1994). The question is whether the
other acts evidence is in any way relevant to a fact in issue other than to show a propensity to
commit the crime charged. Id.
We find that the trial court did not abuse its discretion in determining that the evidence of
defendant’s sexual preference for covering his wife’s face with a pillow during sex did not
implicate MRE 404(b) because this evidence was logically relevant to rebutting defendant’s
claims that the victim had fabricated or “dreamed-up” her abuse by defendant. Evidence is
relevant if it has any tendency to make the existence of a fact which is of consequence to the
action more probable or less probable than it would be without the evidence. MRE 401; People
v Crawford, 458 Mich 376, 388; 582 NW2d 785 (1998). In this case, the trial court ruled the
pillow evidence was relevant because it added to the victim’s credibility because she had
testified to similar incidents with a pillow during the alleged sexual abuse. And the record
indicates that during defendant’s cross-examination of the victim, he repeatedly attempted to
insinuate that she had “dreamt up” the experiences and falsely accused others of sexual
misconduct. Therefore, because this evidence was relevant to a purpose wholly separate from
establishing defendant’s propensity to commit the charged offense, it cannot be said that the trial
court’s decision was “grossly violative of fact and logic” constituting an abuse of discretion.
Hine, supra, 467 Mich at 250.
Finally, defendant contends there was insufficient evidence to sustain his convictions. In
evaluating a claim of insufficient evidence, this Court views the evidence in the light most
favorable to the prosecutor to determine whether a rational trier of fact could have found that the
essential elements of the crime were proven beyond a reasonable doubt. People v Johnson, 460
Mich 720, 722-723; 597 NW2d 73 (1999). This Court will not interfere with the jury’s
determination regarding the weight of the evidence or the credibility of the witnesses. People v
Wolfe, 440 Mich 508, 514-515; 489 NW2d 478 (1992). “The standard of review is deferential: a
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reviewing court is required to draw all reasonable inferences and make credibility choices in
support of the jury verdict.” People v Nowack, 462 Mich 392, 400; 614 NW2d 78 (2000).
In this case, the victim gave explicit testimony describing several different occasions of
sexual abuse perpetrated by defendant against her. The victim described separate occasions
when defendant penetrated her vagina with his penis or finger. A counselor for Ohio Child
Services also testified the victim gave “extremely detailed descriptions” of sexual abuse
committed by defendant on her. The victim’s mother also testified the victim told her defendant
abused her. Defendant never provided any rebuttal evidence to contradict the allegations and
testimony provided by the victim or the prosecution’s other witnesses. Viewing the evidence in
a light most favorable to the prosecution, the record does not support defendant’s argument that
there was insufficient evidence to support his convictions.
Affirmed.
/s/ Christopher M. Murray
/s/ Janet T. Neff
/s/ Pat M. Donofrio
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