PEOPLE OF MI V RODERICK R HOLMES
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STATE OF MICHIGAN
COURT OF APPEALS
PEOPLE OF THE STATE OF MICHIGAN,
UNPUBLISHED
February 26, 1999
Plaintiff-Appellee,
v
No. 189499
Lake Circuit Court
LC No. 95-003093 FC
RODERICK R. HOLMES,
Defendant-Appellant.
Before: Hood, P.J., and Neff and Markey, JJ.
PER CURIAM.
Defendant was convicted by a jury of armed robbery, MCL 750.529; MSA 28.797, and
unlawfully driving away a motor vehicle, MCL 750.413; MSA 28.645.1 He was sentenced to
concurrent terms of twenty-five to forty years, and forty to sixty months, respectively, and appeals as of
right. We affirm.
Defendant first argues that he was denied his right of confrontation, and deprived of a fair trial,
when the prosecutor referred to a co-defendant’s expected testimony in his opening statement and
called him to testify, knowing that the witness was likely to assert his Fifth Amendment right to remain
silent. Defendant argues that he was prejudiced not only because the jury relied on what they expected
the witness to say, but also because defendant’s own attorney referred to the witness’ expected
testimony during his opening statement, and because the witness was allowed to assert his rights in the
jury’s presence. We disagree. We review this constitutional question de novo. People v Pitts, 222
Mich App 260, 263; 564 NW2d 93 (1997).
When a witness asserts the right to remain silent in the presence of the jury, the issues are: (1)
whether any constitutional error occurred and, (2) if not, whether an evidentiary error occurred and, (3)
if it did, whether the error was harmless “because it is highly probable that the evidence did not
contribute to the verdicts in light of the strength and weight of the untainted evidence.” People v
Gearns, 457 Mich 170, 173, 207; 577 NW2d 422 (1998). We start with the constitutional issues.
The Confrontation Clause guarantees defendant “the right to conduct cross-examination”
whenever “substantive evidence” is “placed before the jury.” Gearns, supra, 457 Mich at 185.
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However, “a witness must put forth some testimony before the defendant’s right of confrontation
comes into play;” there is “no right to confront a witness who does not provide any evidence at trial.”
Gearns, supra, 457 Mich at 186-187 (emphasis original). On the other hand, substantive evidence
may come in as the “equivalent .. . of testimony,” such as when a confession or the statement of a
witness is read into the record to provide a “crucial link” adding “critical weight” to the prosecutor’s
case. Gearns, supra, 457 Mich at 181-182 (quoting Douglas v Alabama, 380 US 415, 419-420; 85
S Ct 1074; 13 L Ed 2d 934 (1965)). Defendant’s right of confrontation is violated when such evidence
is introduced in “a form ‘not subject to cross-examination.’” Gearns, supra, 457 Mich at 182, 187
(quoting Douglas, supra). However, when there is some “separation” between the problematic
evidence and “the witness’ refusal to testify on the stand,” and “the proposed testimony was not
critical,” and the trial court gives a “general limiting instruction,” there is no violation of defendant’s right
of confrontation. Gearns, supra, 457 Mich at 182-185 (discussing and following the holding of
Frazier v Cupp, 394 US 731, 733; 89 S Ct 1420; 22 L Ed 2d 684 (1969)).
In the present case, the prosecutor summarized the witness’ expected testimony during his
opening statement, which statement the jury was immediately told not to consider as evidence. Two
days later, when the witness was called to testify, he admitted to being involved in the robbery and
pleading guilty, but then asserted his right to remain silent. No further questions were asked. There is
no indication that anyone, other than the witness’ private attorney, knew that the witness planned to
refuse to testify.2 Additionally, there was substantial circumstantial evidence tying defendant to the
robbery. Thus, this case is similar to Gearns and Frazier, and we find no violation of defendant’s right
of confrontation.
Regarding due process, a constitutional violation is established when the prosecution makes a
“conscious and flagrant attempt to build its case out of inferences arising from the use of the testimonial
privilege,” and thereby denies defendant a fair trial. Gearns, supra, 457 Mich at 187-188. The
prosecutor’s conduct must “amount to a deliberate attempt to ‘make capital’ out of the refusals to
testify,” but the most important factor is the fairness of the trial, not the culpability of the prosecutor’s
conduct. Gearns, supra, 457 Mich at 188 (quoting Namet v United States, 373 US 179, 189; 83 S
Ct 1151; 10 L Ed 2d 278 (1963)). Thus, merely “calling a witness to the stand and procuring his
invocation of the [Fifth Amendment] privilege is not a [due process] violation” unless the prosecutor
continues questioning the witness about the crime. Gearns, supra, 457 Mich at 190. Here, however,
the prosecutor stopped questioning the witness when he invoked his right to remain silent, and did not
allude to his refusal to testify at any time. Therefore, we find no violation of due process.
As to the evidentiary issue, it is error and “an ethical violation for an attorney to put a witness on
the stand knowing that the witness will validly assert the Fifth Amendment.” Gearns, supra, 457 Mich
at 196. The possibility of prejudice to the defendant escalates “when the witness is an accomplice or
codefendant,” or is otherwise “intimately connected” or “substantially related” to the crime. Gearns,
supra, 457 Mich at 196. The validity of the witness’ assertion of privilege is important but not
controlling, “the error lies in the prosecutor knowingly putting a witness on the stand who is going to
assert a privilege . . .” Gearns, supra, 457 Mich at 197-199 (emphasis original).
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Here, contrary to defendant’s argument, there is no indication that the prosecutor knew that the
witness was going to refuse to testify. The witness had entered into a plea bargain that required him to
testify. He had testified at another co-defendant’s trial, but, when defendant first attempted to impanel a
jury two months earlier, he had not informed the prosecution that he intended not to testify.
Simultaneously, his private attorney claimed to have told the prosecutor that “we haven’t made up our
minds yet.” Thus, only the witness’ own lawyer was aware that he intended to remain silent, and he did
not inform anyone until after the witness took the stand and admitted his participation in the crime.3
There is, therefore, no indication of bad faith on the part of the prosecutor and no evidentiary violation.
It is true that once the witness’ attorney interrupted the examination and asked to confer with his
client, and a discussion was held outside of the presence of the jury, everyone was aware that the
witness would likely refuse to testify any further. At that time, it would have been preferable to ask the
witness whether he intended to assert his Fifth Amendment privilege before bringing the jury back into
the courtroom. However, we conclude that, even if this was error, “it was highly probable that, in the
light of the strength and weight of the untainted evidence,” the witness’ refusal to testify “did not
contribute to the verdicts.” Gearns, supra, 457 Mich at 203-205, 207.
Next, defendant argues that the prosecutor shifted the burden of proof and denied him a fair trial
when, in closing, he argued that defendant’s explanation for the cash found on his person was
unsupported by the evidence. We disagree.
We evaluate “the prosecutor’s remarks in context to determine whether the defendant was
denied a fair and impartial trial.” People v Lawton, 196 Mich App 341, 353; 492 NW2d 810 (1992).
It is well settled, however, that “where a defendant testifies at trial or advances, either explicitly or
implicitly, an alternate theory of the case that, if true, would exonerate the defendant, comment on the
validity of the alternate theory cannot be said to shift the burden of proving innocence to the defendant.”
People v Fields, 450 Mich 94, 115; 538 NW2d 356 (1995). Because that is precisely what the
prosecutor did in this case, we find no error.
Defendant also asserts that the prosecutor elicited inaccurate testimony and hearsay and used it
in his closing and rebuttal arguments. Because defendant did not object to either of those alleged errors,
reversal is unwarranted unless the resulting prejudice was so great that it could not have been cured by a
timely requested instruction, or unless a failure to consider the issue would result in a miscarriage of
justice. People v Stanaway, 446 Mich 643, 687; 521 NW2d 557 (1994). After carefully reviewing
the record, we find neither.
Lastly, defendant argues that because his role in the crime was small, it was his first adult felony,
and he was only eighteen years old at the time of the offense, his sentence is disproportionately severe.
We disagree.
Although severe, defendant’s sentence is at the highest end of the minimum range recommended
by the sentencing guidelines, and is therefore presumptively proportionate. People v Broden, 428 Mich
343, 354-355; 408 NW2d 789 (1987); see also People v Milbourn, 435 Mich 630, 656; 461 NW2d
1 (1990). Defendant has a serious juvenile record including petty larceny, carrying a concealed
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weapon, attempted robbery, larceny in a building, retail fraud, and unarmed robbery. We have found
no evidence of unusual circumstances showing that a downward departure from the recommended
range would have been appropriate. People v Sharp, 192 Mich App 501, 505-506; 481 NW2d 773
(1992). The sentence imposed is proportionate to the crime and the offender.
Affirmed.
/s/ Harold Hood
/s/ Janet T. Neff
/s/ Jane E. Markey
1
Defendant was acquitted of kidnapping, MCL 750.349; MSA 28.581, and of possession of a firearm
during the commission of a felony, MCL 750.227(b); MSA 28.424(2).
2
The witness was apparently required to testify as part of his plea bargain.
3
Because the prosecutor did not attempt to have the witness held in contempt or to persuade him to
change his mind about testifying, there was no need to hold an immediate hearing (out of the presence of
the jury) to ascertain the validity of the witness’ claim of privilege. See Gearns, supra, 457 Mich at
194-196, 197-200. At least arguably, the assertion of privilege in this case was invalid.
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