PEOPLE OF MI V GEORGE ANDREW SCALF
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STATE OF MICHIGAN
COURT OF APPEALS
PEOPLE OF THE STATE OF MICHIGAN,
UNPUBLISHED
December 1, 1998
Plaintiff-Appellee,
v
No. 200535
Marquette Circuit Court
LC No. 95-030710 FC
GEORGE ANDREW SCALF,
Defendant-Appellant.
Before: Saad, P.J., and Hood and Gribbs, JJ.
PER CURIAM.
Defendant appeals by right from his convictions by a jury of assault with intent to do great
bodily harm less than murder, MCL 750.84; MSA 28.279, and inmate in possession of a weapon,
MCL 800.283(4); MSA 28.1623(4). The trial court, applying a fourth offense habitual offender
enhancement under MCL 769.12; MSA 28.1084, sentenced him to fifteen to thirty years in prison on
the assault charge and to ten to twenty years on the possession charge. We affirm.
Defendant argues that the trial court abused its discretion in allowing him to proceed in propria
persona because it did not conduct a searching inquiry into his request to represent himself and did not
make specific substantive findings on the record regarding the request. We do not agree.
Before allowing a defendant to proceed in propria persona, a trial court must comply with
waiver of counsel requirements. On the record, the court must assess the propriety of self
representation and ensure that the defendant is intentionally giving up his or her right to counsel. People
v Adkins, 452 Mich 702, 720-721; 551 NW2d 108 (1996). There are three main requirements,
originally laid out in People v Anderson, 398 Mich 361, 366-367; 247 NW2d 857 (1976), for a valid
waiver of counsel: (1) the defendant’s request to represent himself or herself must be unequivocal; (2)
the request must be made knowingly, intelligently, and voluntarily -- the defendant must understand the
dangers and disadvantages of self-representation; and (3) the trial court must determine that self
representation by the defendant will cause no undue disruption. Adkins, supra at 721-722; Anderson,
supra at 366-367. Furthermore, a trial court must comply with MCR 6.005, which requires it to (1)
advise the defendant of the charge and the possible sentence; (2) explain the risk of self-representation
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to the defendant; and (3) offer the defendant an opportunity to consult with an attorney. The
requirements of Anderson and MCR 6.005 need not be strictly adhered to in order for a valid waiver
to occur. As the Supreme Court stated in Adkins, supra at 723, “. . . the effectiveness of an attempted
waiver does not depend on what the court says, but rather, what the defendant understands.” Only
substantial compliance with the waiver requirements is necessary. A “word-for-word litany
approach” is not required in assessing whether a defendant should represent himself or herself. Id. at
727.
In this case, defendant’s request was unequivocal. Defendant clearly indicated that there was a
large, irreconcilable conflict between himself and his attorney and that he wanted to represent himself.
Defendant asserted his right to self-representation knowingly, voluntarily, and intelligently. The trial
court adequately advised defendant of the dangers of self-representation and noted that defendant was
articulate and knowledgeable; defendant subsequently maintained his desire to represent himself. The
trial court took steps to ensure that defendant would not disrupt the trial proceedings, indicating that if
defendant wanted to move about the courtroom as an attorney might, he would have to remain shackled
and that he should ask his former attorney for help in marking exhibits. Moreover, the court laid out a
method for ensuring security, advised defendant to avoid aiming the laser pointer at anyone, and
indicated that defendant should not speak after the prosecutor objects. Defendant agreed to abide by
all of these “ground rules” laid out by the judge.
Under MCR 6.005, the trial court was to advise defendant of the risks of self-representation; as
indicated above, the court did so. The court was also to advise defendant of the charges against him
and the potential sentences. This would have been done at defendant’s arraignment; furthermore, the
court reiterated the charges at the start of trial and defendant acknowledged that he was facing a
possible life sentence. This was sufficient to satisfy the court rule. See Adkins, supra at 731. MCR
6.005’s requirement that defendant be offered the opportunity to consult with an attorney was also
satisfied. The court required defense counsel to remain and assist defendant throughout the trial and
invited defendant to “seek his counsel.” Because the trial court substantially complied with the
requirements of Anderson, supra at 361, and MCR 6.005, the decision to allow defendant to represent
himself was not an abuse of discretion.
Next, defendant argues that the trial court erred by instructing the jury that he had a duty to
retreat if possible. Defendant maintains that the Marquette Branch State Prison was his “home,” as well
as the victim’s home, for purposes of the “no duty to retreat in one’s home” rule. In Michigan, there is
“no duty to retreat in the face of an attack when it occurs in the home where both the assailant and the
assailed have an equal right to be. . . .” People v Garrett, 82 Mich App 178, 180; 266 NW2d 458
(1978). As recognized in People v Fisher, 166 Mich App 699, 711; 420 NW2d 858 (1988), rev’d
after second remand on different grounds 442 Mich 560; 503 NW2d 50 (1993), there exists no precise
definition of “home” for purposes of the “no retreat” rule. However, we can obtain some guidance by
looking to the purposes of the rule:
The justification for [the no retreat rule] is difficult to pinpoint. Justice Cardozo
[has observed,] ‘It is not now, and never has been the law that a man assailed in his
own dwelling, is bound to retreat. If assailed there, he may stand his ground, and resist
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the attack. He is under no duty to take to the fields and the highways, a fugitive from his
own home.’ See People v McGrandy, 9 Mich App 187; 156 NW2d 48; 26 ALR3d
1292 (1967).
Dean Prosser has suggested that the no retreat rule is based on ‘“an instinctive
feeling that a home is sacred, and that is it improper to require a man to submit to
pursuit from room to room in his own house.”’ Prosser, Torts (4th ed), § 19, p 111,
quoting from Restatement of Torts, Tentative Draft, Commentary to § 84.
On a more pragmatic level it can be argued that one’s own dwelling is
presumptively the safest haven from attack and retreat therefrom would correspondingly
increase the risk of harm and thus be impractical and unnecessary. [Fisher, supra at
711-712, quoting People v Godsey, 54 Mich App 316, 319; 220 NW2d 801
(1974).]
These justifications indicate that the Marquette Branch Prison did not constitute defendant’s “home”
under the “no retreat” rule. First of all, in the absence of a “no duty to retreat” instruction, defendant
would not have been forced to “take to the fields and the highways, a fugitive from his own home” in
order to avoid an attack. Nor would defendant be forced to “submit to pursuit from room to room” in
the absence of a “no duty to retreat” instruction, as the movement of prisoners is highly regimented and
regulated in prison. In the structured prison environment, corrections officers were immediately at hand.
Because a prison does not have the characteristics of a home, a prison is not an inmate’s “home” for
purposes of the “no duty to retreat” rule. This conclusion is supported in State v McCray, 312 NC
519, 533; 324 SE2d 606 (1985), in which the Court stated “. . . the entire Caledonia Prison simply
may not be considered as the defendant’s ‘home’ for purposes of the self defense and defense of one’s
habitation doctrines.”
Finally, defendant argues that the trial court abused its discretion in requiring defendant to wear
shackles during trial. Generally, a defendant may be shackled during trial to prevent escape, to prevent
harm to those in the courtroom, and to maintain order during trial. People v Jankowski, 130 Mich
App 143, 146; 342 NW2d 911 (1983). In the case at bar, the trial court based its decision to shackle
defendant on his potential to harm people in the courtroom. During the hearing on the shackling
decision, the following testimony was elicited: (1) defendant had been implicated in the death of a fellow
inmate; (2) defendant had been found in possession of dangerous weapons and a hacksaw blade while
he was in another prison; (3) defendant was currently ranked as a level five security risk, the highest
level available at the Marquette Branch Prison; (4) defendant had stabbed a fellow inmate in a different
prison; and (5) defendant had previously been convicted of bank robbery. Defendant had a criminal
and institutional record which indicated a lack of discipline and a tendency toward violence and the trial
court’s decision to have defendant shackled during trial was not an abuse of discretion. See People v
Dixon, 217 Mich App 400, 405; 552 NW2d 663 (1996).
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Affirmed.
/s/ Henry William Saad
/s/ Harold Hood
/s/ Roman S. Gribbs
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