MELISSA HELTON V. COMMONWEALTH OF KENTUCKY
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AS MODIFIED : JANUARY 26, 2010
AS CORRECTED : JANUARY 21, 2010
RENDERED : AUGUST 27, 2009
TO BE PUBLISHED
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OT jUrUTUrRU
2008--SC-000141-MR
APPELLANT
MELISSA HELTON
V.
ON APPEAL FROM JESSAMINE CIRCUIT COURT
HONORABLE C . HUNTER DAUGHERTY, JUDGE
NO . 06-CR-00275
COMMONWEALTH OF KENTUCKY
APPELLEE
OPINION OF THE COURT BY JUSTICE NOBLE
VACATING AND REMANDING
Appellant Melissa Helton was convicted of multiple counts of wanton
murder and several other charges stemming from a car accident in which she
was driving under the influence of alcohol . The evidence that she challenges is
a blood sample, which the police took at the hospital while she was
unconscious or nearly so after the accident . She claims that this practice
violates KRS 189A. 105(2)(b), which requires a warrant to test blood in a fatality
accident, and which she argues controls over the "implied consent" statute,
KRS 189A .103 . She also claims that even if the statutes are not in conflict,
then the consent statute and the practice of taking a blood sample from
unconscious DUI suspects in general are unconstitutional.
1. Background
On August 26, 2006, Appellant Melissa I Icltc>r~ drove hc,r c .l1il(ircil,
Nicholas Helton ;ind Madison I-leltc~n, leer friend I,()n I,<'tt hn)p, ,reel two~ ether
children, Emily Preston and Caleb I-lildebrandt, 1()a locld creek t.() swim] .
Appellant. and Lathrop drank alcohol while the chlldl-ell swam and played .
That evening, Appellant packed Lathr- op and the (I)ilciren into leer v;rrn to drive
home.
Appellant drove the van off the road and sirr_ick sonic trees and shRabs .
Nicholas Helton, Emily Preston and Caleb Hildebrandt were killed by the
impact . Madison Helton suffered a broken arm and lacerations . Lori Lathrop
sustained injuries that required hospitalization ; she later died from her
injuries . Appellant suffered an ankle fuact tire cant severe head lacerat IMls.
The crash victims were all transported to t he University of Kentucky
Hospital. Appellant was admitted to the hospital . Sometime later, two~
Jessamine County Sheriff's Deputies visited Appellant, who was unconscious .
Despite having no search warrant, the deputies took a blood sample, which,
when tested, showed Appellant had a blood alcohol content of .16% .
Appellant was indicted for four counts of wanton murder, one count of
wanton endangerment, and one count of first-offense driving under the
influence . She moved to suppress the evidence of her blood alcohol level,
arguing that the sample was taken without her consent and in violation of KRS
189A . 105(2)(b) . The trial court denied the motion, finding that Appellant "was
unconscious or otherwise in a condition rendering her incapable of refusal,"
and thus there was "[s]tatutory consent under KRS 189A .103 ."
2
Appc1lant sul)seducntly entercd <c c~c~i7clitic~i~<tl guilty plea to , III ch~irgcs,
preserving for appeal the issue ofwhethcr the Wood <~lc~c~ltcrl cvidencc shottlcl
have been suppressed . She was sentenced to~ twenty--lour y(1~tr-s in prison .
She now appeals to this Court <as a rn.i t ter of right- Ky. Const .
110 (2) (b) .
11 . Analysis
A. Compliance with KRS 189A. 105(2)(b)
Appellant's first: contention is that t:hc t.~tkint and test:inl of her blond
violated KRS 189A . 105(2)(b), which states in part. that. "if the incident involves
a motor vehicle accident in which there w,,:is a f(it,tlity, the invcstig~:.f ing peace.
officer shall seek . . . a search warr.int for l)loc>d, breath, or urine testing unless
the testing has already been done by consent.."' She ;trgues that this statute,
r KRS 189A. 105(2)(b) reads in its entirety:
Nothing in this subsection shall be construed to prohibit a judge of a
court of competent jurisdiction from issuing a search warrant or other
court order requiring a blood or urine test, or a combination thereof, of a
defendant charged with a violation of KRS 189A .010, or other statutory
violation arising from the incident, when a person is killed or suffers
physical injury, as defined in KRS 500 .080, as a result of the incident in
which the defendant has been charged . However, if the incident involves
a motor vehicle accident in which there was a fatality, the investigating
peace officer shall seek such a search warrant for blood, breath, or urine
testing unless the testing has already been done by consent . If testing
done pursuant to a warrant reveals the presence of alcohol or any other
substance that impaired the driving ability of a person who is charged
with and convicted of an offense arising from the accident, the
sentencing court shall require, in addition to any other sentencing
provision, that the defendant make restitution to the state for the cost of
the testing.
conflicts with 1{RS 189A .103(3)(ii), presmrt~rbly rrw<ming KW-) 189 . 11) :3(1), 1
which states :
The following provisions shall ~rpply to ,111y person wl1o operates or
is in physic<d control of a rn()t()l' velride ()r- it vehicle tlr,rt is rant it
motor vehicle in this Cor-nmc)nwe<dt h :
(1) He car she fits given leis ()r 11( consent to ()1)(- (1) or filore
.rtests of his ()r her blood, breath, <rrid Lit- 111c, or conlhirr,"ition tl1crcof,
for the purpose of dclermining alcolic~l cortcentr~lhc~n car l~re~scr~ee of
a substance which may impair one's driving t-rbility, 1f an officer
has reasonable grounds to be-f cve t liat . it violation of KISS
189A.010(l) or 189 .520(1) his occurred . . . .
(Emphasis added .) Appellant: claitY7s that KRS 189A . 105(2)(b)'s warrant
requirement trumps any consent provision because it is inure specific .
This argument, however, depends on they interplay bOwceri tlic consent .
provision and the possibility of a refusal
t_0
submit to testing by a suspect .
.
KRS 189A.103 lays out a framework [Or i mplied consent See Cornr1lo rlwe.i lt.h
v. Hernandez-Gonzalez, 72 S .W .3d 914, 915 (Ky . 2002) (stat_ing t11i.i t implied
consent was "unmistakable" after the 2000 amendment of the stcltute to read
"has given his consent" rather than "deemed to have given his consent.") ;
Combs v. Commonwealth, 965 S .W .2d 161, 164 (Ky. 1998) ("KRS 189A .103
implies consent in DUI cases generally.") ; Commonwealth v . Wirth, 936 S .W .2d
78, 82 (Ky. 1996) ("By virtue of KRS 189A .103, one who operates a motor
2 Though Appellant actually cites to "KRS 189A. 103A(3)," her brief quotes language
from KRS 189A. 103(3)(a), which states:
Tests of the person's breath, blood, or urine, to be valid pursuant to this
section, shall have been performed according to the administrative
regulations promulgated by the secretary of the Justice and Public Safety
Cabinet, and shall have been performed, as to breath tests, only after a
peace officer has had the person under personal observation at the
location of the test for a minimum of twenty (20) minutes .
vehicle consents to
~I
tcst of ills blood, brc~alla car tarine for Hie Mar- pose of
determining alcohol concentration .") .
If a driver refuses the test, he or slac c41COively withdraws consent For the
test . KRS 189A .105(1) states that to "reftasal to sribrnit to tests tinder KRS
189A .103 shall rcstalt in revocation caf, Ills driving hr-ivilegc,
(IS
l)rovided in this
chapter," and KR',-)' 189A . l05(2)(a) 1<=ays out. requirements that an officer warn -.I
suspect of certain things when the officer tandertfakes to test a person's blood,
breath, or urine. Thus, it is clear that refusals rare- anticipated t_rnder the
statutory scheme. See also Hernandel-Gon o lez, 72 S .W.3d at y 15 (noting; that
suspects may avoid the test by refusing to submit, though thereby making
themselves subject to other sanctions) ;
W~, 9,36 S .W .2d at: 82 (noting
language in a prior version of the stafate stating "no person shall be compelled
to submit to any test." meant that a rcftrs~al to submit to testing cot.ild not be
overcome by physical compulsion) .
KRS 189A . 105(2)(b) comes into play by requiring the officer to obtain a
warrant before testing the suspect when a motor vehicle accident results in a
fatality, as is the case here, unless the blood test "has already been done by
consent ."
There is no conflict between the statutes, however. In making this
conflict argument, Appellant ignores that KRS 189A. 105(2)(b) conditions its
warrant requirement on the fact of testing not already having been done by
consent . But KRS 189A.103 makes consent the default rule in Kentucky . By
operating a vehicle in this state, a driver gives his or her consent to certain
tests, and KRS 189A .103(2) provides further that a person who is
5
CC
unconscious or -o t.hc.rwrsc, in -~ corodri mry rprodcYr -iro
___
.~
c
.
____..... . _
._
- .m
li.rr?-1 or I](-I- iro . npafp(c cpl
~,
.. . ..
..
.
. ._. . ..__
refusal is deemed not to have with(ir~1wri consent . . . ." `I'llmrgh ;allcminces <rr-c
made for withdrawal of consent, this clcre's no( create a corillict betwccn-KRS
189A . 105(2)(b) and KRS 1.89A .103 . Nor- cl()c,s it necessarily rne~m that KRS
189A . 105(2)(b) was violated in this case by the officer's i1111-Ire to ()bt,,air1 ;a
warrant, assuming of course that. Appcll.,,rnt corrsc~nted to the t.cst .
Appellant argues that she did not Cc)rIsc'rlt.
l)CCcILISC'
she w,as crncc~nSCic~us
and therefore was "in no position to consent to the taking c>f lier blood ." This
argument attempts to invert the default_ rules for consent as established by
KRS 189A.103 . The default, as noted above, is statutorily implied consent. .
The question is not whether Appellant consented (car was in a posit-MI) to
bC
able to consent), but whether she wit=hdrew lie- consent . Cle"irly she slid not
refuse to submit to the test; in fact, she w,rs unable to do so because she- was
unconscious or nearly so.
More importantly, the fact that Appellant was unconscious at the time
did not nullify her statutory implied consent. KRS 189A .103 focurses on
whether the suspect affirmatively withdraws consent by refusing to submit to
testing . The statute specifically addresses the continuing consent of one who is
unconscious, effectively nullifying the right to refuse the test in cases of
incapacity to refuse. This is a public policy judgment call that is solely within
the province of the legislature, provided no constitutional rights are violated .
This statutory aspect of Appellant's argument, therefore, is fairly simple
to resolve . Appellant consented to testing by operating a vehicle in Kentucky .
She did not thereafter refuse to submit to testing and therefore did not
6
withdraw her consent . Becfmse AppellaW "cortscrlted," t)re c4i`iccr- (lid r1ol
violate KRS 1_89A . 105(2)(b) in failing
to~ g0
<r
warrant to willldrow ar)d test ller
blood, but. this statutory implied coriscrat prcwisior1 (1 .ararlOt t r-trrr)p a
constitutional prohibition on unreascrm :fale searches beccrtasc- (401C Supremacy
Clause.
B. Is Implied-Consent Testing Unconstititional?
The more difficult question is whetl-ier procccdirag with t1w warnant.less
blood testing of an unconscious suspect under- the statutory implied consent
provisions without probable cause and her having an opport rlraity to refuse
violates the protection against unreasonable searches and seizures provided by
the Fourth and Fourteenth Amendments to the United
St,'1tcS
Cc~nstitution . 3
Appellant argues that because she did not consent (or rattier becausc
s17c
did
not have the opportunity to refuse) ; there were no exigent circtrrnst~rnces ; and
no warrant was obtained, the taking of her blood violated the Const-it Ution . 4
The United States Supreme Court has touched on this issue of implied
consent in a number of cases . For example, in Rochin v. Cali(orni~i , 342 U .S .
165 (1952), the Court held that the forced, warrantless pumping of a suspect's
stomach, even after officers had seen him quickly swallow some pills, was so
3 Appellant's brief makes no reference to any analogous provisions of the Kentucky
Constitution . She depends solely on claims of federal constitutional violations .
However, while Kentucky could expand Fourth Amendment protections, it cannot
decrease them . Beemer v. Commonwealth, 665 S.W.2d 912, 913 (Ky. 1984)
("Kentucky cannot accord less protection from searches and seizures than is afforded
by the United States Constitution . . . .") .
4 The Commonwealth simply does not reply to this argument . Instead, it focuses only
on the issue of statutory construction in resolving the alleged conflict between KRS
189A.103 and KRS 189A. 105(2)(b) .
violent and invasive as to~ "do rrmrc tlamt c41i'tld smlic I<Islidic>its sclt~c~f~rr~~ishtac~ss
or private sentirneritalism about eombatittg c,rirIIe
1c>()
c'tacrgetic-filly ."
lcf.,
at 17'2 .
The Court concluded that "[tIhis is cmidcu,t that slac~cks the cm] scicIrWC, . .
[and] is bound to c>fl-end cvcti hardened sensibilitics . Thcy'm-c methods
close to the rack mid the screw to
pc-1-11111 Of
1()o
COttstitrttiOrlal tli11creritNatic»a ." lc_.
Thus, the Court held that such a practice violated the due process guarmltee of
the Fourteenth Amendment . Obviously, the de(Cricimit had riot, been allowed to
choose .
Conduct like that involved here, the taking of a blood sample, while
admittedly invasive, falls quite short of the veritable assault committed by the
officers in Roch in . Thus, the Court in Breithf _ti1~t_v. .,Abram , 352 U .S . 432
(1957), held that the taking of a blood sample by
fa
elector from ara uncm-isciorzs
DUI suspect was but a "slight. . . . intrusion" cornpat-ed to that in Rochirl acid
did not violate due process . Id . at 4.39 . However, the Court declined to c,ngage
in a search-and-seizure analysis because at that time the federal exclusionary
rule was not applicable to the states and the state in question, New Mexico,
had not adopted the rule . Id . at 409-10 .
Appellant, however, has raised the Fourth Amendment specter M this
case. The closest U .S. Supreme Court case to address this issue is Schmerber
v. California , 384 U .S . 757 (1966) . There, the defendant refused to consent to
a blood test while at the hospital following a car accident . Nevertheless, a
police officer had a doctor take a blood sample, which later showed the
defendant had been drinking alcohol . The Court rejected claims under due
process, the right against self-incrimination, and the right to counsel .
8
The Court also addressc-d i hourf h Arnel-ldl-icr -It c+iinr, the c,xcfu :;i()rz, cry
.
rule having been held applicable to) thc slaws icl
Mal)_~ .v .y
U . :~ . F>4:3
()laic ,
(1961) . The Court framed its h'c)clrtli Arttcrldrricift a>mlysis by statitrg:
[O]nce the privilege against sc "if-itrcrinrirv)tic)i1 has, L)cerl f(Atrld rlc)1
to bar compelled intrusions lilt() i lre NAY for- blood to be ml<Ilyzcd
for alcohol content, the Fourth Aruei7drllei-It's proper ftlrlctic)n is to
constrain, not against al l lilt r'tislc)ils
stacll, lout
irlsl
intrusions which are not j t_vst ificd_)tr_.thc_,circTumstances, or- which
are made in an improper maimer . III (Al-terG Words, ~ the questic)ils wee
must decide in this case are whet her the police were justified ir)
requiring petitioner to submit to) the Wood ucst, and whet leer t
means and procedures employed in klking his blood respected
relevant Fourth Amendment: st-iildards of reasonableness .
INS
Kr
r~
lIc
Schmerber, 384 U .S . at 768 (emphasis Added) .
Significantly, the Court noted that the police had probable ca t_rsc _to~
arrest the defendant, given that. hey smelled of alcohol and
111-Id
l)l()()c-lsl)()t,
glassy eyes . When the defendant dcrnc)nst_nitec similar symptoms pit
111(-
hospital, the officer placed him under arrest . The Court stated that this alone
would not have obviated the need for a w~:irrant :, since a bodily intrtustOii
implicates interests as precious as those related to a house, and that the
determination of whether an invasive search was justified should normally be
left to a neutral and detached magistrate . However, because there is a great
likelihood that the defendant's body would reduce the level of alcohol in his
blood as it began to process the substance, "[t]he officer . . . might reasonably
have believed that he was confronted with an emergency, in which the delay
necessary to obtain a warrant, under the circumstances, threatened `the
destruction of evidence' . . . ." Id. at 770 (citation omitted) . Thus, the test was
justified under an exigent circumstances approach .
The Cout-t also approved the test itsclkis rcwlsc)r1~1hlc, 11t)ti11t . th(rt h((e)d
tests are "comm()tlplace," rcl . ~,,1t 77 1, mid
11<-rvt' t)f_'('c)171C',
"t"t)l,ItiCl('
11) MW
life," id . at 771 n .13 (citat:iorl ;md glrc)t<-itMr-I rnor-ks omi(ted) . Mc)r- t-
c',ve1-yday
i1Ylpm
-tarit to
the Court's approval was the fact that, the use ()f a blood smr)lfle to test blood
alcohol concentration was ",I highly c~fh .-olive nzcaris ()i'detcr - nlirlirig thc~ dc~grc~e
to which a person is under tfle infltje11cc ()f alcohol ." 1-d . a t 771 .
Fir1ally,
the
Court reasoned that the specific test. in that case was rcasc)rmt)le, having been
"taken by a physician in a hospital environment according to~ acccpt.ed medical
practices." Id .
Based on these findings, the Court concJudcd that there was
11o
violation
of the defendant's Fourth Amendment rights . 1-1()wevc~r- , t.lie cmrr - t catationec
against reading the decision as a 1Aankct approv,.)l of h(Aily irrtr-crsic)ns:
It bears repeating, however, that we reach this -judgment cmly can
the facts of the present : record . 'I'hc integrity of sir) ir-idividmil's
person is a cherished value of our society. That we today hold that
the Constitution does not forbid the States minor intrusions into
an individual's body under stringently limited conditions in no way
indicates that it permits more substantial intrusions, or intrusions
under other conditions .
Id . at 772 (emphasis added) .
In subsequent dicta, the Court has described Schmerber as "clearly
allow[ing] a State to force a person suspected of driving while intoxicated to
submit to a blood alcohol test." South Dakota v . Neville , 459 U .S. 553, 559
(1983) . The Court cautioned only "that due process concerns could be involved
if the police initiated physical violence while administering the test, refused to
respect a reasonable request to undergo a different form of testing, or
responded to resistance with inappropriate force." Id . at 559 n.910
This (,otiO I)<1s cited to Sch_merl)(.r
i11
IIIc I)'ist
~1s
11oldirlg t.lr<tt blood tests
in DUI cases do loot. violate t_he Fo~urtl-I Amemlincnt . See e_. ;
cacl-I v .
Commonwe Ljlth, 927 S .W .2d 826, 828 (Ky . 1906) ("`Che U1111cd States Supr-crttc
Court has held 111~t t a blood test does not violate f .he f{edcr~t l Due Process
Clause, the F11-11i Amendment against self-Mcnlmmrticlli, tlae Sixtl-i Amendnwlat
right to counsel or=tlie Fourth Amerl(Iraac-11t right to
u11L3wfUl
search raid
seizure .") . Other times it has cited Sch me rbcr more gingerl y, noting that. it. i s
not a blanket approval of bodily invasive tests raider the Fourth Amendment
and that there are other requirements . 1-1(. t- taatadez-(xotlzalez, 72 S .W.3d at 915
(stating that blood test "did not constitute at] unreasonable search and seizure,
notwithstanding that: the sample was taken witlic>ut,t warrant, where the lx>licle
officer was Justified in requiring the test. (Ind m(mrwr in which the test was
performed was reasonable") ; Holbrook_y . Knopf, 847 S .W .2d 52 (Ky . 1992)
(noting that "Sc hmerber was, of course, <i warr,,trlt .less search justified can t lacy
basis of `exigent. circumstances,"' which is an exception to warrant
requirement) .
The case Appellant cites which is closest on point is Cooper v. State , 587
S .E.2d 605 (Ga . 2003), in which the Georgia Supreme Court held
unconstitutional an implied consent statute that allowed for testing of any
person who had been involved in an accident resulting in serious injuries or
fatalities . The court based its decision on the fact that this allowed what
amounted to a search without probable cause, since it applied any time a
serious accident occurred, regardless of whether there was any evidence of
DUI .
CCOODc r,
11c~wever,
is readily
clisiirrt rrislufMc lwc':rtrsc tlw st ;rtt_rtc
question differs substantially from Ken ucky's. ( > trr implied
only applies in situations where "an officer
11~rs
is t cf
ccmlserat stfit tite
re"Isonabl ep"rotinds to bc1ICvC
that a violation of KRS 189A .010(1) ()r 189 .520(l)
189A .103(l) (emphasis added), which
III
la .r.s
OCcurrec," I{RS
~; ;ry, wlterl the officer hers
"reasonable grounds" to believe the staslae-cil was driving under the
ir~fltrer~c~c~ .
Kentucky's statute does not include a provision like that in Georgia allownag
testing for any sufficiently serious accidetit . Nothing in the Kentucky ir7al~lic=d
consent statute allows it to be invoked riwr-cly because a person is involved in a
serious accident. In Kentucky, there rmrst be some suspicion of driving under
the influence before implied consent: c~nr he invoked .
That Cooper is inapplicable is t.indcrscorcd by the fact t hat t hc, (1corgilt
court expressly declined to address that fxrrt of the implied consent start tits
that allowed testing when there was an -allegation of a violation of the st-ate's
DUI statute. Id. at 607 n.3 . In fact, the court later upheld that portion of t he
statute, distinguishing Cooper in the process:
Cooper makes it clear that [the implied consent statute] is
unconstitutional to the extent that it could be interpreted to
require an individual to submit to chemical testing solely because
that individual was involved in a traffic accident resulting in
serious injuries or fatalities . On the other hand, where an
individual has been involved in a traffic accident resulting in
serious injuries or fatalities and the investigating law enforcement
officer has-probable cause to believe that the individual was
driving under the influence of alcohol or other drugs, the
constitutional infirmities at play in Cooper are no longer present,
and the ensuing search is both warranted and constitutional . Due
to the existence of probable cause, the individual being subjected
to a search is, in fact, a "suspect" as contemplated by the statute .
Hough v. State , 620 S .E.2d 380, 383-84 (Ga. 2005) .
12
KRS 189A.103(1) requires "reasonable grounds" to believe that a
violation of the DUI statute has occurred . To pass constitutional muster,
"reasonable grounds" must equate at least. to probable cause . The Kentucky
consent statute is clearly far more similar to that part of the Georgia statute
addressed in Hough than that addressed in Cooper.5 The Georgia court's
concerns about requiring probable cause could be satisfied in this case if the
facts known to the officer at the time the blood test was done would support a
probable cause belief that the Appellant had violated state DUI law .
But in fact, at the suppression hearing, no testimony was taken.
Instead, the Commonwealth summarized what occurred at the hospital in the
5 KRS 189A.103 provides in part:
The following provisions shall apply to any person who operates or is in
physical control of a motor vehicle or a vehicle that is not a motor vehicle
in this Commonwealth:
(1) He or she has given his or her consent to one (1) or more tests of his or
her blood, breath, and urine, or combination thereof, for the purpose of
determining alcohol concentration or presence of a substance which may
impair one's driving ability, if an officer has reasonable grounds to believe
that a violation of KRS 189A.010(1) [operating a motor vehicle while under
the influence of alcohol or other substance which impairs driving ability
prohibited] or 189.520(1) [operating a vehicle not a motor vehicle while
under the influence of alcohol or other substance which impairs driving
ability prohibited] has occurred[ .]
(3) The breath, blood, and urine tests administered pursuant to this
section shall be administered at the direction of a peace officer having
reasonable grounds to believe the person has committed a violation of KRS
189A.010(l) or 189.520(1) .
(5) When the preliminary breath tests, breath tests, or other evidence gives
the officer reasonable grounds to believe there is impairment by a
substance which is not subject to testing by a breath test, then blood or
urine tests, or both, may be required . . . .
(Emphasis added.)
13
course of responding orally to~ AppcI1,111t's slippressMn
Commonwea_ld'i ii-Jorrned the trial cmirt
'111c
r11c>IMII .
that at III(,. ImSI)Ital 111c
told
Helton about implied consent, ~-md sllc didn't rc.1,t1sc, even 01migh she did not
exactly consent either . The Commonwealth also iic>t.c-( ,l (liat slle "sort ()I' passed
out" and closed her eyes when she was ;,.isked tc)
giv(I
being prepared for surgery on her skull and IOcial
('c)tltietlt. to~ a
frNCIcIr-CS) .
Commonwealth argued that by the plain reading ()l' t lw
test. (she was
'f11C
Skit ut.c, slIc
had
consented by virtue of having operated a vehicle within the Commonwealth,
and that the test was done "kind of on the heels calf the blood test the hospital
was doing anyways," and it did not involve any additionA intrusion . Finally,
the Commonwealth concluded its argument by saying it. (lid Ilea believe this
was a KRS 189A . 105(2)(b) situation where a warrant would
11e
required
because she did not refuse and she was not under <zrrest .
Based on this argument by the Commonwealth, the trial court ruled that
Helton had not withdrawn her consent or refused tc-sting of her blood, and
ruled as a matter of law that she had consented .
The trial court did not take any proof about what. the police knew at the
time of the accident that gave them reasonable grounds to require such a test,
and made no finding about whether there were reasonable grounds for such a
blood test. Even though there is an apparent stipulation to the facts by
defense counsel, who did not dispute them but only wanted to argue statutory
construction, to make this a question of law, the trial court must apply all
elements of the statute . Only by taking proof on all the necessary elements
could the trial court establish whether the police officer had reasonable
14
grounds t c> regIIirc- a blood test_ .
T1IC
1a-1<al
CO III't
a a arast
1<r1Ow n1 ()r°e tlI ~ aaI
jctst tlatal
the defendar-it was unconscious under I<hS ],'-')()A . 1()3(2) .
While fc minor intrusion of <i blood test, it 1(-past under circa.aa7ast<alaces
like these, is not r-inreasonable and tlic_lack ()l'<i mar rant is justified lay pan
exigent-circl.anstances concern that the <alcolml cviciew-c in t.hc hl()o(l will I)c
destroyed in a sl-ic~rt. period of time by t.hc litanian body's natLUral ability 1()
metabolize alcohol, our statute (and the Constit.Lat .ion) require more .
Specifically, the Kentucky statute requires "reasc~nahle grounds" to believe I fiat
a person was driving under the influence bef()r(- a 1)1()od test can be done .
When "reasonable grounds" is read to mean probable cause, the st_~at ltc'
satisfies Schmer ber's requirement that that "intTtasiorl(1 . . . [is) jL1stified ira t-fIC
circumstances" and that "the police were jLastifiCd in requiring (Appellant I tea
submit to the blood test . . . ." 384 U.S . at, 763 .
The record in this case, however, simply does not reveal whettaer the,
officer had probable cause to believe that alcohol was involved
itz
the wreck . 1 ' If
the blood test was done merely because there were fatalities, then it- runs ~1f0u1
of the same concerns the Georgia Supreme Court considered in Coo er: a lack
of probable cause to conduct the search. While Schmerber recognizes that.
6
The dissent relies on the statement in Appellant's brief that "[tlhe Commonwealth
certainly had belief that alcohol had been involved in the accident on August 26,
2006" to conclude that there was probable cause . However, a "belief" alone is
insufficient to satisfy the rigors of probable cause, especially where no evidence that
could support such a finding was put forth at the suppression hearing. As noted
above, the trial court took no proof on what the officers knew at the time or what
their belief was, thus it does not matter that the record now discloses that Appellant
had been drinking that day. Moreover, an "admission" like this in a brief is more the
product of loose use of language by appellate counsel rather than a true admission.
That there was no evidence to support probable cause and no judicial finding of
probable cause should control, not an inadvertent "admission ."
15
such a search does riot aut.ornatically viol~ttc the F()ttr1h Arrrcndrrterrt, givcrl the
existence of exigent . circurrrstanccs, tlr ;t1 c"tse enrph~rsizcd 111,11 the 1<rcts c)f the
case are determinative and that those Ltcts
search . Kentucky's statute sat.isfics t
heSC
rlll1S1
he stich its i()_jtrs1il ,y the
rCdrrirerylents by r-e(lt.riring
"reasonable grounds," which this Co)trrt reods its r - c(lr.llr- Irlg 1)r'c)1),t1)lc' C<tt_ISC .
When the officer does have reasonable gi-c)lands, t lic test play be done oil
a person, even if she is unconscious, wit .hotit violating the li'ot .trth Arnerndmcnt .
If, as in Sehmerber , the state can reclriire <a (;orl scic)u_s person, who has actually
refused , to submit to the blood test due to exigent circtin-rstances ,and the
existence of probable cause, then it makes no difference what a person's state
of consciousness is . But this step is riot reached at all unless t he ollicer had
probable cause to search in the first ply-tcc~ .
Consequently, this Court's review c)f t he 1)loc)d test sc~rr-ch in this cease
turns on whether the officer had probal)lc c~.iusc to believe thot Appellant had
violated the DUI statutes when he requested the blood test. Untort:Lrnat.cly,
that is not in the record, meaning that the trial court. did riot engage in the
whole analysis necessary to decide Appellant's suppression motion .
Conclusion
The judgment is hereby vacated and this case is remanded for a new
suppression hearing to determine whether the evidence establishes that the
police had reasonable grounds to believe alcohol was involved in the accident .
Minton, C .J . ; Abramson, Cunningham, Schroder and Venters, JJ .,
concur . Scott, J ., dissents by separate opinion .
SC:Or1',
Alt hc>ugli 1 cc)rlcrlr mi , ill other grounds, 1
respectfully dissew from my esteeirled
crl)i>>ioir il1flt
hearing is required to show th"It tl-r(. troolwr
INI(l
<I
retroactivC
rC;Iscrr) ;1l)lc' grotrrlds tc> jristif;y
testing Ms . Heltc~ri's blood alc~~hol level . 1 disscid hec<rrrsc Appellant: concedes
in her brief th,,-it "Ital ic (_'ornmonwecilth ecrkiirily had belief tli<rt alcohol had
been involved irr tlic icciderlt. on August
26111,
200) ." Ajhpcjlan t's Brief , at- pt; () .
Thus, Appellant's <itfack pit trial and on appeal mis can constitutional and
statutory grounds, not factual ones . Trial courts need the leeway to perfOrrn
those trial tasks that they and counsel consider ~rppropriWe under the
pertinent facts of each case. Hearings can matters conceded by counsel unduly
interfere with this valuable discretion .
The record shows that. AppelLint took her- cliildrcrr, (irr ~,idult: friend, and
two other children swirriming . She consumed alcohol, resumcd driving, and
drove her vehicle off the road . Her son and his young friends were killed ,ind
the adult friend died later from her injuries . Appellant was accompanied to the
hospital by the police who informed her of the effect of her refusal under KRS
189A. 105(a) . The officers perceived Appellant. to be in a stupor incapable of
refusal and took a blood test under the implied consent of KRS 189A .103(2) .
The reasonable grounds of drunk driving required by 189A .103(1) would
appear satisfied by Appellant's concession as well as the circumstances that
the police accompanied Appellant from the driver's seat of a horrific accident to
the hospital where she was effectively uncommunicative ; not to mention that at
the suppression hearing the Commonwealth informed the trial court that at the
time the blood test was taken the officers informed Helton about implied
17
consent and t}mt slice (lid not refuse, bill
her eyes .
I, therefore, respectfully c isscrlt .
.PISI
of passed
()III" <IIIcl
c~lc~sc~ri
COUNSEL
r
Edward E . Dove
201 Vilest. Short. St rcet
310 Lexington 13iiilding
Lexingtc :~rl, Kcn t Lrc'l{y 40507
COUNSEL FOR APPELLEE:
Jack Conway
Attorney Caeneral
Joshua D. Farley
Assistant Attorney General
Attorney (general's Office
Office of Criminal Appeals
1024 Capital Center Drive
Frankfort, Kentucky 40601-8204
C~aurf of )firufurh~
2008-SC-000141--MR
MELISSA HELTON
V
APPELLANT
ON APPEAL FROM JESSAMINE CIRCUIT COURT
HONORABLE C . HUNTER DAUGHERTY, JUD(]E
NO. 06-CR- 00275
COMMONWEALTH OF KENTUCKY
APPELLEE
ORDER
The Commonwealth's petition for rehearing of the Opinion of the Court,
rendered August 27, 2009, is hereby DENIED .
On the Court's own motion, the opinion is hereby corrected on its face by
substitution of the attached pages 1 and 13 in lieu of the original pages 1 and
13 . The purpose of this Order of Correction is to correct a typographical error
and does not affect the holding of the original Opinion of the Court .
All sitting. All concur .
ENTERED: January 21, 2010.
'~axyrrmQ (~aurf of ~iQxrfixxhv
.-MR
.41
2008-SC-0001
MELISSA HELTON
APPELLANT
ON APPEAL FROM JESSAMINE CIRCUIT COURT
HONORABLE C. HUNTER DAUGHERTY, JUDGE
NO. 06-CR-00275
COMMONWEALTH OF KENTUCKY
APPELLEE
ORDER OF CORRECTION
On the Court's own motion, the Opinion of the. Court rendered August
27, 2009, as corrected on January 21, 2010, is hereby modified by substituting
pages 1 and 13 of the opinion as attached hereto, in lieu of pages 1 and 13 of
the opinion as originally rendered. Said modification corrects the number of
the footnote on page 13 and does not affect the holding.
ENTERED : January 26,2010 .
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