JUNIE HOLT V. COMMONWEALTH OF KENTUCKY
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2005-SC-000128-MR
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4JUNIE HOLT
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APPELLANT
ON APPEAL FROM KENTON CIRCUIT COURT
HON . DOUGLAS M . STEPHENS, JUDGE
NO. 04-CR-00204-001
COMMONWEALTH OF KENTUCKY
APPELLEE
OPINION OF THE COURT BY CHIEF JUSTICE LAMBERT
REVERSING
The Kentucky Rules of Professional Conduct, SCR 3.130, et seq., are mandatory
for all Kentucky lawyers. SCR 3.130-3.4(e) provides that a lawyer shall not "assert
personal knowledge of facts in issue except when testifying as a witness, or state a
personal opinion as to the justness of a cause, the credibility of a witness, the culpability
of a civil litigant, or the guilt or innocence of an accused ." SCR 3.130-3.7 generally
prohibits a lawyer from acting as an advocate at trial where the lawyer is likely to be a
necessary witness . The case at bar touches upon the foregoing Rules of Professional
Conduct and various rules of evidence. This opinion will examine the propriety of what
appears to be a practice common among some lawyers where a witness has made
extra-judicial statements to the lawyer prior to trial . Thereafter, when the witness fails to
give testimony consistent with the prior statements, the lawyer takes such broad
,CPC_
liberties in the mode of examination as to essentially give testimony as to the substance
of the prior statement.
Appellant Holt was on trial for first degree burglary and complicity to first degree
robbery . He appealed to this Court from his convictions and thirty-year sentence. At
trial, Holt denied involvement in the crimes. On this appeal, he claims, inter alia, that he
suffered prejudicial error by means of improper questioning by the prosecutor of a
prosecution witness, Reggie Bell.
Bell was called by the Commonwealth during its case in chief. After establishing
that Bell and Appellant had been in jail together, and laying a modest foundation for the
intended testimony, the prosecutor, referring to Appellant, asked Bell, 'What did he say
to you?" Bell answered, "He just said that's what he was in for." The prosecutor
pressed the witness by asking, "So, he never told you that he did --," at which point
Appellant's attorney objected, claiming that the question had been asked and answered.
The court overruled the objection and allowed the prosecutor to continue as follows:
Prosecutor:
Did he ever tell you that he actually did this robbery at this
trailer?
Witness:
Nah, he ain't actually say it was at that trailer. He didn't
actually say that. He just, he didn't actually just say that he
robbed her, but-
Prosecutor :
How did he phrase it?
Witness:
That they was-ya'll was trying to put a robbery and a
burglary on him .
Prosecutor :
Do you remember talking with me this morning?
Witness:
Yeah .
Prosecutor:
Do you remember telling me that he told you that he did it?
Defense:
Objection.
Judge :
You can answer.
Witness :
Nah, I didn't actually just tell you that . I didn't actually just
say that he told me that, that he told me that he did it this
morning.
Prosecutor :
So, you don't recall ever telling me that the defendant in this
case told you that he robbed that trailer?
Witness:
Nah, he just told me that's what they was charging him with.
Prosecutor :
But he told you about some dolls?
Witness:
He said that was involved with it.
Prosecutor :
What did he tell you he did with those dolls?
Witness:
Um, in the garage.
Prosecutor:
What garage?
Witness:
I don't know whose house, whose it was .
Prosecutor :
Do you remember again speaking with me this morning
about where the defendant put these things?
Witness:
Yeah .
Defense :
Objection .
Judge:
You may answer.
Prosecutor :
Do you remember telling me that the defendant told you that
it was in his mom's garage?
Witness:
That's where they found them at, at his mom's garage or
something like that.
Prosecutor:
But you're now saying that you don't recall telling me that the
defendant told you that he put them in his mom's garage?
Witness:
Nah, I ain't never, I ain't never told you he told me he put
them there .
Prosecutor: You're saying now that you never told me that?
Witness :
I never told you that.
Prosecutor :
So, he told you that he didn't do this?
Witness:
He never-he didn't say he did or he didn't do it. He just
said that they had him involved with it.
Prosecutor :
Did he tell you anything else about this? He mentioned some
dolls, he mentioned a garage . Anything else?
Witness:
Nah, he said somebody got hurt in the process, but I don't
know no names or nothing .
From the foregoing, it is clear that despite Bell's denial of the substance of the
statements attributed to Appellant, the prosecutor asserted on at least four occasions
that Bell told her that Appellant had admitted the crime . The Commonwealth rested its
case without calling any other witness; there was no witness who impeached Bell's
denial of Appellant's alleged statement . Nevertheless, the prosecutor stated in her
closing argument, "I will say this and end it quick. The Commonwealth would never
have wasted your time, if it had known what it was going to get out of Mr. Bell . I will
move on ."
The effect of the prosecutor's questions asserting what Bell had said to her
placed the prosecutor in the position of making a factual representation . From the tenor
of her leading questions to Bell, there is no doubt that she put the very words Bell
refused to say in his mouth . The jury was thus informed that Bell had told the
prosecutor that Appellant had admitted the robbery. This placed the credibility of the
prosecutor before the jury, and from the form of the questions, firmly represented to it
that Bell had told her that Appellant had admitted the crime .
More than a century ago in Commonwealth v. Cook,' this Court considered a
circumstance not dissimilar to this one. When the testimony of witness Berry was
concluded, but in the presence of the jury, the Commonwealth's Attorney stated
"Because he, Berry, told me and Judge Horman, in the witness-room, yesterday, that
Owsley never done anything to defendant, and was doing nothing to him when he was
shot. ,2 The trial court instructed the jury not to consider the statement and reproved the
Commonwealth's Attorney for making it. On appeal, this Court held the remark to be
improper and explained as follows:
The conduct of the commonwealth's attorney was very reprehensible, and
he should have been punished by a heavy fine . It is the duty of a
commonwealth's attorney to represent the interest of the commonwealth
fully and fairly, with his utmost ability ; but it is not his duty to make a
statement of fact, the credence of which is always more or less
strengthened by his official position, outside of the record or evidence,
which may tend in the least degree to prejudice the rights of the accused .
The commonwealth desires and is entitled to the conviction of the guilty by
fair and honorable means, and upon competent testimony; but it does not
desire a conviction by any other means. To accomplish this end, it is the
duty of the commonwealth's attorney to devote his entire energy and
utmost ability ; but, as before said, he is not excusable in making any
statement of fact outside of the evidence which may be in the slightest
degree prejudicial to the rights of the accused . In this case, the
commonwealth's attorney, not as a witness, made a statement of fact
which flatly contradicted the witness Berry, and, if believed, convicted
Berry, in the minds of the jury, of perjury. There was a plain course for the
commonwealth's attorney to pursue,--either to introduce himself or Judge
Horman as a witness to contradict Berry; but, not seeing proper to take
this course, he should have kept silent as to what occurred in the witnessroom, for the reason that a repetition of it, not under oath, in the hearing of
the jury, was incompetent evidence, and of a character very damaging to
the rights of the appellant, and which doubtless left an unfavorable
impression on the minds of the jury, notwithstanding the admonition of the
court.
' 9 Ky. L.Rptr. 829, 86 Ky. 663, 7 S.W. 155 (1888).
2 Id. at 156 .
In a case like this, it would better accord with the rights of the
accused for the court to suggest to him or to his counsel that if he desired
it, and would so request, the jury would be withdrawn and another jury
impaneled to try the case. If the suggestion should be declined, the
complaint of the accused should not thereafter be heard.
More recent cases from other jurisdictions have reached a similar conclusion . In
Roby v. State ,4 the prosecutor cross-examined a defense witness about a previous
telephone conversation they had about receipts from a restaurant that allegedly were
falsely dated in order to provide an alibi for the defendant. As in this case, the
prosecutor framed his questions with phrases like, "[i]sn't it true that you told me," "did
you tell me," and "[t]he question is whether or not you told me . . . ."5 In so doing, the
prosecutor implied that the defendant had previously admitted that he was unsure about
whether the date on the receipt was in fact accurate, even though, on the stand, the
defendant denied ever being unsure. The Wyoming Supreme Court disapproved of this
interrogation technique and determined that the prosecutor was "in a real and not too
.,,6
.
subtle way presenting unsworn testimony
The court noted that
[t]his situation can be avoided by following the guidelines set forth in the
A.B.A. Standards Relating to the Prosecution Function, § 3 .1(f), which
provide :
"(f) The prosecutor should avoid interviewing a prospective
witness except in the presence of a third person unless the
prosecutor is prepared to forego impeachment of a witness
by the prosecutor's own testimony as to what the witness
stated in an interview or to seek leave to withdraw from the
case in order to present his impeaching testimony. ,7
3 _Id . at 156.
4 587 P.2d 641 (Wyo. 1978) .
5 Id. at 646.
6
_Id.
Id.
Likewise, in Dean v. State , the prosecutor engaged in a similar mode of
examination . Specifically, the prosecutor and a witness engaged in the following short
exchange :
Q.
You remember my telephone conversation with you the other day?
A.
I was trying to recall it this morning. I can't recall the specific things
that we talked about.
Q.
Okay. . . . Do you recall telling me in our telephone conversation
that the defendant would be very likely to do this sort of thing
again?
The defendant objected, and the trial court admonished the jury to disregard the
last question . Nonetheless, the Arkansas Supreme Court held that the question was
reversible error:
The question by [the] deputy prosecuting attorney . . . did not simply seek
to elicit testimony from the witness, but, in effect, made a clear statement
of fact amounting to testimony by him under the guise of crossexamination . The statement by [the prosecutor], a judicial officer, was
made for the sole purpose of convincing the jury that if appellant were
allowed to remain free there was expert opinion that he would again
commit the crimes for which he was then on trial . This testimony by a
court official was a flagrant violation of appellant's right to a fair and
impartial trial as guaranteed by the Arkansas and United States
Constitutions and was so clearly prejudicial that the error could not be
removed by the trial court's admonishing statement.' °
A leading case directly on this issue is U .S. v. Puco." Puco's co-defendant
made a post-arrest, out-of-court statement to an assistant U .S. attorney implicating
Puco in drug crimes. The prosecutor called the co-defendant as a witness at trial and
asked him about the out-of-court statement. The prosecutor began his questions with
615 S.W.2d 354 (Ark. 1981) .
s _Id. at 355-56.
'° Id. at 356 .
1 1 436 F.2d 761 (2d Cir. 1971) .
phrases such as, "Did you tell me," or "Do you recall me asking you . . . "12 The
codefendant admitted to making several of the statements, but denied those related to
Puco. The court found the questioning to be erroneous:
We find this contention of appellant that prejudicial error was injected here
well taken . Using this statement, which was never admitted into evidence
against either defendant, in this way in effect placed the credibility of the
prosecutor himself before the jury and was therefore highly prejudicial.
The prosecutor by his reading from the purported statements and the form
of his questions was plainly representing that Gonzalez had in fact made
the statements to him. This practice has been widely condemned . . . .13
In U.S . v. Shouae ,14 the trial court declared the codefendant a hostile witness,
thus allowing the prosecutor to ask him leading questions, but specifically rejected the
notion that the witness's prior statements could be used for impeachment purposes.
The prosecutor went on to ask the witness over seventeen questions incorporating the
substance of his prior out-of-court statements . The court noted that it could "find no
precedent sanctioning the recitation," and that
[c]ourts have condemned this practice as cloaking potentially self-serving
accounts of a witness's statements with the dignity and credibility of the
prosecutor's office, United States v. Puco, 436 F.2d 761 (2nd Cir. 1971),
as increasing the probability that the jury will consider the statements as
substantive evidence despite any limiting instruction to the contrary,
Gaines v. United States , 121 U.S .App .D.C. 213, 349 F.2d 190 (1965), as
placing before the jury the content of patently inadmissible past
recollection recorded, Goings v. United States , 377 F.2d 753, 760 n . 8 (8th
Cir. 1967), and as bypassing, to the prejudice of the defendant,
reasonable alternative measures to accomplish the same legitimate result.
United States v. Block , 88 F.2d 618 (2nd Cir.), cert. denied, 301 U .S. 690,
57 S.Ct. 793, 81 L. Ed . 1347 (1937) . 15
12 Id. at 762 .
13 _Id
.
548 F.2d 636 (6th Cir. 1977) .
14
15 Id . at 641 .
The court held that it was a clear abuse of discretion to allow the prosecutor to
incorporate so many such statements, concluding "that the recitation by the prosecutor
of the entire substance of a witness's disavowed, unsworn prior statements, which, if
credited by the jury, would be sufficient to sustain a conviction, abridged defendants'
right to a fair trial in violation of the Due Process Clause of the 5th Amendment . "16
Finally, in Berger v. United States, 17 the U.S. Supreme Court reviewed various
acts of prosecutorial misconduct including the discussion of statements the defendant
allegedly made to the prosecutor in the hallway . Commenting on the role of the
prosecutor in an adversarial system, the Court said:
The United States Attorney is the representative not of an ordinary
party to a controversy, but of a sovereignty whose obligation to govern
impartially is as compelling as its obligation to govern at all ; and whose
interest, therefore, in a criminal prosecution is not that it shall win a case,
but that justice shall be done . As such, he is in a peculiar and very definite
sense the servant of the law, the twofold aim of which is that guilt shall not
escape or innocence suffer. He may prosecute with earnestness and
vigor-indeed, he should do so. But, while he may strike hard blows, he is
not at liberty to strike foul ones. It is as much his duty to refrain from
improper methods calculated to produce a wrongful conviction as it is to
use every legitimate means to bring about a just one. 18
In light of these broad principles, the Court held that the prosecutor's misconduct
was reversible error :
It is fair to say that the average jury, in a greater or less degree, has
confidence that these obligations, which so plainly rest upon the
prosecuting attorney, will be faithfully observed . Consequently, improper
suggestions, insinuations, and, especially, assertions of personal
knowledge are apt to carry much weight against the accused when they
should properly carry none . 19
16 _Id. at 643.
17 295 U .S . 78 (1935) .
18 _Id. at 88.
19
Id.
The foregoing authorities leave no doubt that assertions of fact from counsel as
to the content of prior conversations with witnesses have the effect of making a witness
of the lawyer and allowing his or her credibility to be substituted for that of the witness.
Such a practice also violates KRE 6032° and KRE 802. 2' Any such practice is improper
and, subject to harmless error review, is an appropriate basis for reversal .
With respect to harmless error, Justice Scott's dissenting opinion more or less
acknowledges error, but contends that it was harmless. As the error implicated federal
constitutional rights, a necessary conclusion is that it was "harmless beyond a
reasonable doubt . ,22
While there was substantial evidence of appellant's guilt, "[w]e are not concerned
here with whether there was sufficient evidence on which the petitioner could have been
convicted without the evidence complained of . The question is whether there is a
reasonable possibility that the evidence complained of might have contributed to the
conviction."23 When the prosecutor effectively became a witness and confessed guilt for
the defendant as if the confession came from his lips, the error was particularly
egregious. A confession is devastating evidence of guilt, but, if possible, its effect is
elevated when the prosecutor becomes the defendant's voice. When that happens, the
defendant's bundle of constitutional rights evaporates .
2°
"Before testifying, every witness shall be required to declare that the witness will
testify truthfully, by oath or affirmation administered in a form calculated to awaken the
witness' conscience and impress the witness' mind with the duty to do so."
2'
"Hearsay is not admissible except as provided by these rules or by rules of the
Supreme Court of Kentucky."
22
Chapman v. California , 386 U.S . 18, 87 S.Ct. 824, 24 A.L. R.3d 1065, 17 L.Ed .2d 705
(1967) .
23
Fahv v. Connecticut, 375 U.S. 85, 86-87, 84 S.Ct. 229, 230-31, 11 L.Ed.2d 171, 173
(1963) .
10
The dissenting opinion forgives the Commonwealth's Attorney by saying that she
was trying to "make the best of a bad situation with a difficult witness ." Hardly a lawyer
who has tried a case has not been disappointed by the testimony of a witness on direct
examination . Our rules do not provide, however, that when the witness disappoints, the
lawyer may testify in his stead . And that's what happened here .
It will be contended, however, that our view as expressed hereinabove unduly
restricts the lawyer's ability to provide a proper foundation for impeachment of a witness
pursuant to KRE 613. KRE 613 provides that "before other evidence can be offered of
the witness having made at another time a different statement, he must be inquired of
concerning it, with the circumstances of time, place and person present, as correctly as
the examining party can present them ."
One of the most common means of witness impeachment is to present evidence
that at another time he made a different statement. Our rules require, however, that
before evidence of the inconsistent statement may be heard, the witness must be asked
about it in the context of attendant circumstances of time, place and persons present.
Without such a foundation, evidence of prior inconsistency is not admissible. Therefore,
counsel must be permitted the latitude to ask foundation questions for otherwise there
will be no ability to impeach the witness by prior inconsistency.
It is possible, however, to establish a proper foundation for impeachment without
placing the credibility of the examining attorney in issue. By means of non-leading
questions, the witness may be inquired of sufficiently to satisfy the requirements of KRE
613, and upon failure of the witness to testify consistently with his or her prior
statement, impeachment testimony from another is authorized . Thus, in the case at bar,
counsel could have inquired about the prior conversation and identified the location,
persons present, and approximate time . The witness would have been asked if he had
made a statement and if so, to repeat that statement. If the witness denied the
statement or repeated it in a materially different form than the prosecutor recalled,
another who was present during the conversation could have testified as to its content,
thereby impeaching the witness and placing the statement before the jury. Where, as
here, no other party was present, the examining attorney would have no choice but to
forego the testimony or abandon her role as an advocate and seek leave of court to
testify as a witness .
A significant flaw in this case was failure of the Commonwealth's Attorney to
observe KRE 611(c) . The witness was called by the Commonwealth during its case in
chief . As a witness for the Commonwealth, leading questions should not have been
allowed . If the trial court had sustained an early objection based on the form of the
question and directed counsel to refrain from leading questions, counsel would have
avoided the temptation to place the substance of the alleged statement before the
jury
from her lips rather than awaiting the testimony of the witness.
What transpired here is more than some technical violation of evidence rules or
proper conduct by lawyers. By means of the prosecutor's assertions, statements
attributed to Appellant were placed before the jury without any witness saying that
Appellant made such a statement . This goes to the heart of fundamental fairness and
due process of law.
Appellant also complains that the trial court failed to give his tendered instruction
on receiving stolen property. Inasmuch as we are reversing for a new trial on other
grounds, we deem it unwise to decide this issue in this fact-intensive case . On retrial
the evidence may not be the same, and the trial court should determine whether to give
a lesser included offense instruction based on the evidence presented . However, we
reiterate that it is the duty of the trial court to give instructions covering the whole law of
the case, and if there is evidence from which the jury could believe Appellant to have
been guilty of a lesser offense rather than the greater offense, a lesser included offense
instruction would be given.
As such, we reverse Appellant's conviction and remand this case for a new trial
in conformity with this opinion.
McAnulty, Minton, Noble, and Schroder, JJ., concur. Scott, J ., dissents by
separate opinion in which Cunningham, J ., joins .
COUNSEL FOR APPELLANT :
Randall L. Wheeler
Assistant Public Advocate
Department of Public Advocacy
Suite 302, 100 Fair Oaks Lane
Frankfort, KY 40601
COUNSEL FOR APPELLEE :
Gregory D. Stumbo
Attorney General of Kentucky
Room 118, Capitol Building
Frankfort, KY 40601
Gregory C. Fuchs
Assistant Attorney General
Criminal Appellate Division
Office of the Attorney General
1024 Capital Center Drive
Frankfort, KY 40601-8204
RENDERED : APRIL 19, 2007
TO BE PUBLISHED
,$uyrrmr Caurf of 'PtrufurhV
2005-SC-000128-MR
JUNIE HOLT
APPELLANT
APPEAL FROM KENTON CIRCUIT COURT
HONORABLE DOUGLAS M. STEPHENS, JUDGE
NO. 04-C R-00204-1
V.
COMMONWEALTH OF KENTUCKY
APPELLEE
DISSENTING OPINION BY JUSTICE SCOTT
Respectfully, I dissent. I do not agree with the majority's holding that the
Commonwealth's statements during the direct examination of Reggie Bell
constituted reversible error. If there was any error, it was harmless .
In Berger v. United States , 295 U .S . 78, 55 S . Ct. 629, 79 L. Ed. 1314
(1935), a case cited by the majority, the United States Supreme Court held that a
United States Attorney's statements at trial were so prejudicial against the
defendant that a new trial had to be ordered. The attorney's acts in Berger
included :
misstating the facts in his cross-examination of witnesses; of putting into
the mouths of such witnesses things which they had not said ; of
suggesting by his questions that statements had been made to him
personally out of court, in respect of which no proof was offered, of
pretending to understand that a witness had said something which he had
not said and persistently cross-examining the witness upon that basis ; of
assuming prejudicial facts not in evidence; of bullying and arguing with
witnesses; and in general, of conducting himself in a thoroughly
indecorous and improper manner.
295 U .S. at 84, 55 S . Ct. at 631 . Yet, despite all of the acts by the United States
Attorney in Berger, the Supreme Court plainly pointed out that
[i]f the case against Berger had been strong, or, as some courts have
said, the evidence of his guilt `overwhelming' a different conclusion might
be reached. Moreover, we have not here a case where the misconduct of
the prosecuting attorney was slight or confined to a single instance, but
one where such misconduct was pronounced and persistent, with a
probable cumulative effect upon the jury which cannot be disregarded as
inconsequential .
295 U.S . at 89, 55 S . Ct. at 633 (citations omitted) . The main evidence against
Berger other than the United States Attorney's statements was the testimony of
an accomplice with a long criminal record. Id.
The statements of the Commonwealth's Attorney in this matter do not
come close to the level of intentional malfeasance demonstrated by the United
States Attorney in Berger. A review of the trial tape clearly demonstrates that the
Commonwealth's Attorney acted not with an intent to testify, but simply out of
frustration with a hostile witness. And, since Bell demonstrated a hostility by
evading the questions of the Commonwealth's Attorney, she had a right to use
leading questions to prompt him .' KRE 611 (c) (Leading questions should not be
used on the direct examination of a witness except as may be necessary to
develop the witness' testimony) (emphasis added) . See Brown v.
Commonwealth , 440 S .W.2d 520, 524 (Ky. 1969) (a pre-KRE 611 (c) rule case
' It is not clear from the trial record that Holt's counsel objected to the
Commonwealth's questions because they were leading . The only ground for
objection stated on the record was that the first question was "asked and
answered ."
holding that the Commonwealth could treat a witness as hostile and ask leading
questions even though the witness was called by the Commonwealth since the
witness was reluctant to answer the questions asked), Tamme v.
Commonwealth , 973 S .W.2d 13, 27 (Ky. 1998) (stating that the prohibition
against leading questions in direct examination is not an absolute principle) .
The testimony of Bell lasted for five minutes in a trial that stretched on for
three days. During the trial, the Commonwealth presented multiple witnesses
who testified for hours and provided adequate evidence to convict Holt without
the testimony of Bell . Such evidence included, but was not limited to, testimony
from witnesses stating that Holt was present during discussions planning the
robbery, that one of the robbers was referred to by Holt's nickname at the
robbery, that Holt's DNA was found in the car stolen during the robbery, a
witness stated that Holt did not believe he could be convicted of the crime
because he wore gloves, and the fact that some stolen goods were found in the
trash across the street from Holt's residence after apparently being moved at his
mother's request.2 Thus, differing from Ber er, there is overwhelming evidence
to convict Holt regardless of the statements of the Commonwealth's Attorney and
any implications they may have had on Holt's guilt . See Stanford v.
Commonwealth , 734 S.W.2d 781, 787 (Ky. 1987), order amended , 488 U .S. 906,
109 S . Ct. 256, 102 L. Ed . 2d 245 (1988), and judgment affirmed , 492 U .S. 361,
109 S. Ct. 2969, 106 L. Ed. 2d 306 (1989) (admission of codefendant's redacted
2 Holt in his brief to this Court admitted that there was adequate evidence to
support a finding that he did in fact commit the robbery .
confession which implicated the defendant as his accomplice was harmless error
beyond a reasonable doubt because of the presence of overwhelming evidence).
So much evidence is present that were there error here, it would be harmless
beyond a reasonable doubt.
Moreover, the statements given at trial actually helped Holt's case, given
the "bumbling" on direct. Holt's cross examination is one example:
Counsel : Just to reiterate then, your testimony then Mr. Bell, is that Junie
Holt never told you he committed any robbery?
Mr. Bell: Naw, he ain't actually tell me he just did it.
Naw, he just said
that's what they was charging him with .
Counsel: You just discussed what he was being charged with?
Mr. Bell : Yeah
Counsel : Not that he did it?
Mr. Bell : Naw.
Holt was clearly able to use the cross examination to clear up any statements by
the Commonwealth's Attorney and to emphasize her inept misunderstanding of
what was actually said . Thus, it was the credibility of the Commonwealth
Attorney that was hurt; not Bell's .
Putting this event in context, the jury was told by the trial court during voir
dire that:
Ladies and Gentlemen you can accept as a principle of this trial and any
trial that you may sit upon that the evidence you should consider is that
3 Because the Commonwealth's Attorney knew the testimony of Bell did not help
her case, and was a waste of time, she made the statement in her closing
argument that "The Commonwealth would never have wasted your time, if it had
known what it was going to get out of Mr. Bell ."
which is presented to you by the witnesses who testify live before you .
What I say isn't evidence . What counsel says isn't evidence. Now
there are exceptions to that rule that you consider as evidence only that
which is presented by the witnesses . There are exceptions. And if there
should be one of those exceptions during the course of this trial we'll tell
you of that very clearly, very specifically . But unless you hear one of
those exceptions you can accept as a rule of this case that evidence is
presented only by witnesses who testifies live before you .
(emphasis added) . The jury was clearly instructed that it was to accept nothing
that the lawyers said as evidence unless prompted to do so. A general principle
of trial is that a jury is able to ignore evidence when told to do so by the trial
court . See Alexander v. Commonwealth , 862 S .W .2d 856, 859 (Ky . 1993),
overruled on other grounds by Stringer v. Commonwealth , 956 S .W.2d 883 (Ky.
1997) ("It is normally presumed that a jury will follow an instruction to disregard
inadmissible evidence that is inadvertently presented to it, unless (1) there is an
overwhelming probability that the jury will be unable to follow the court's
admonition ; and (2) a strong likelihood that the effect of the inadmissible
evidence would be devastating to the defendant."). The statements made by the
Commonwealth's Attorney were definitely not strong enough to lead one to
believe the jury could not disregard them and the contents of her statements
were obviously not damaging to the defendant within the context of the crossexamination and the court's prior admonition .
There may be situations in the future when a prosecutor may commit
reversible error by asserting statements through his questioning that constitute
improper evidence. This is not one. Here the Commonwealth's Attorney tried to
make the best of a bad situation with a difficult witness and did not intend to
impermissibly testify. There is simply no indication that the Commonwealth's
Attorney intended in this instance to violate the Rules of Professional Conduct.
Accordingly, I respectfully dissent .
Cunningham, J ., joins this dissent .
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