ISON (JASON RAY) VS. COMMONWEALTH OF KENTUCKY
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RENDERED: MAY 27, 2011; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2010-CA-000098-MR
JASON RAY ISON
v.
APPELLANT
APPEAL FROM LETCHER CIRCUIT COURT
HONORABLE SAMUEL WRIGHT, JUDGE
ACTION NO. 05-CR-00317
COMMONWEALTH OF KENTUCKY
APPELLEE
OPINION
AFFIRMING
** ** ** ** **
BEFORE: CLAYTON AND NICKELL, JUDGES; ISAAC,1 SENIOR JUDGE.
ISAAC, SENIOR JUDGE: Jason Ray Ison appeals from a Letcher Circuit Court
order which denied a motion to vacate his conviction for criminal mischief. He
argues that the circuit court failed to follow the mandate given by this Court in its
opinion resolving his direct appeal.
1
Senior Judge Sheila R. Isaac sitting as Special Judge by assignment of the Chief Justice
pursuant to Section 110(5)(b) of the Kentucky Constitution and KRS 21.580.
In 2005, Ison was the driver of a vehicle involved in a fatal traffic
accident. His three passengers were killed and the driver of the vehicle which he
struck was injured. A jury convicted Ison of reckless homicide (3 counts), firstdegree assault, first-degree wanton endangerment (two counts), criminal mischief,
having defective equipment on his car, and failing to have automotive insurance
and proper registration. In his prior appeal, Ison argued that there was insufficient
proof of the necessary mental states to sustain his convictions. In its opinion, this
Court provided the following summary of his argument:
In essence, Ison argues that because there was
insufficient proof of the necessary mental states for the
offenses of first-degree assault, first-degree wanton
endangerment, and reckless homicide, the trial court
erred in overruling his motions for a directed verdict and
judgment notwithstanding the verdict (n.o.v.) as to those
charges.
Ison v. Commonwealth, 271 S.W.3d 533, 535 (Ky.App. 2008) (emphasis supplied).
The opinion held that there was insufficient evidence of elevated
wanton behavior to support the charge of first-degree assault and first-degree
wanton endangerment. It also held that there was insufficient evidence of
recklessness to support Ison’s convictions for reckless homicide.
The opinion concluded with the following directions:
For the foregoing reasons, the Letcher Circuit Court's
judgment is reversed and remanded for dismissal of the
charges of first-degree assault, first-degree wanton
endangerment (two counts), and reckless homicide
(three counts), and for any proceedings consistent
therewith. The judgment is affirmed in all other respects.
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Id. at 538 (emphasis supplied).
The opinion gave no specific directive regarding Ison’s conviction for
first-degree criminal mischief.
Ison did not file a petition for rehearing. The Court of Appeals
opinion became final on January 14, 2009, when the Supreme Court declined
discretionary review. The final Court of Appeals opinion was filed in the Letcher
Circuit Court on January 22, 2009.
Ison was released and then indicted on new charges, which included
being a second-degree persistent felony offender on the basis of his conviction for
first-degree criminal mischief. On September 17, 2009, Ison filed a motion to
vacate his criminal mischief conviction and to dismiss the PFO charges. Because
the Court of Appeals had held that there was no evidence that Ison’s conduct was
reckless or wanton, Ison argued that it had by implication also reversed his
conviction for criminal mischief. Kentucky Revised Statutes (KRS) 512.020 states
in pertinent part that a person may be convicted of criminal mischief in the first
degree when “he intentionally or wantonly defaces, destroys or damages any
property causing pecuniary loss of $1,000 or more.” In his motion, Ison conceded
that the Court of Appeals opinion had not specifically addressed the first-degree
criminal mischief conviction, but argued that the language of the opinion which
directed the trial court to conduct “any proceedings consistent therewith” included
the dismissal or vacation of any conviction contrary to the logic of the Court of
Appeals’ decision.
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The trial court denied his motion, holding that it was without
jurisdiction to amend the judgment and that even if it had jurisdiction under
Kentucky Rules of Civil Procedure (CR) 60.02, Ison’s arguments could and should
have been raised in the earlier appellate proceedings. This appeal followed.
Ison contends that the appellate panel intended all charges requiring a
finding of wantonness or recklessness to be dismissed, not merely those
specifically cited in the opinion.
It is fundamental that when an issue is finally determined
by an appellate court, the trial court must comply with
such determination. The court to which the case is
remanded is without power to entertain objections or
make modifications in the appellate court decision.
Williamson v. Commonwealth, 767 S.W.2d 323, 325 (Ky.1989) (citations omitted).
Ison argues that the trial court’s interpretation of the Court of
Appeals’ opinion is erroneous and consequently its refusal to dismiss his
conviction for criminal mischief was contrary to the appellate mandate. We
disagree. The plain language of the opinion simply does not include criminal
mischief in the detailed list of convictions which the trial court is directed to
dismiss. Even if the Court had intended to include criminal mischief in the list of
convictions to be dismissed but by some oversight neglected to add it, we are
nonetheless bound by what has become the law of the case.
[I]f an appellate court has passed on a legal question and
remanded the cause to the court below for further
proceedings, the legal questions thus determined by the
appellate court will not be differently determined on a
subsequent appeal in the same case. Thus, if, on a retrial
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after remand, there was no change in the issues or
evidence, on a new appeal the questions are limited to
whether the trial court properly construed and applied the
mandate.
Inman v. Inman, 648 S.W.2d 847, 849 (Ky.1982).
In this instance, the trial court properly construed and applied the
mandate when it dismissed only those charges specified in the appellate court’s
directions. We agree with the trial court’s conclusion that to do otherwise would
be to engage in “speculation and guesses” as to what the Court of Appeals
intended. The trial court was without jurisdiction to go beyond the mandate of the
Court of Appeals, although we note that a “trial court, in interpreting an appellate
court’s decision, is not acting outside its jurisdiction even if its interpretation is
erroneous.” Buckley v. Wilson, 177 S.W.3d 778, 781 (Ky. 2005).
Furthermore, Ison was not without remedy or recourse in this matter.
For litigation to proceed in an orderly manner and finally
settle the rights of the parties, it is necessary for parties to
timely assert the rights they claim to a court with power
to grant the relief sought. . . . Upon receipt of an
appellate court opinion, a party must determine whether
he objects to any part of it and if he does, petition for
rehearing or modification or move for discretionary
review.
Williamson, 767 S.W.2d at 325-326.
Ison did not file a petition for rehearing nor did he raise the issue in
his motion for discretionary review. “Upon failure to take such procedural steps, a
party will thereafter be bound by the entire opinion.” Id.
-5-
The Letcher Circuit Court order denying Ison’s motion to vacate his
criminal mischief conviction and to dismiss the PFO counts is affirmed.
ALL CONCUR.
BRIEFS FOR APPELLANT:
BRIEF FOR APPELLEE:
Roy A. Durham II
Assistant Public Advocate
Frankfort, Kentucky
Jack Conway
Attorney General of Kentucky
David W. Barr
Assistant Attorney General
Frankfort, Kentucky
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