GILLS (TRACY) VS. COMP LOUDEN & COMPANY, LLC, ET AL.
Annotate this Case
Download PDF
RENDERED: APRIL 23, 2010; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2009-CA-001797-WC
TRACY GILLS
v.
APPELLANT
PETITION FOR REVIEW OF A DECISION
OF THE WORKERS’ COMPENSATION BOARD
ACTION NO. WC-07-71521
LOUDEN & COMPANY, LLC;
HON. JOSEPH W. JUSTICE,
ADMINISTRATIVE LAW
JUDGE; AND WORKERS'
COMPENSATION BOARD
APPELLEES
OPINION
AFFIRMING
** ** ** ** **
BEFORE: ACREE AND TAYLOR, JUDGES; BUCKINGHAM,1 SENIOR
JUDGE.
1
Senior Judge David C. Buckingham sitting as Special Judge by assignment of the Chief Justice
pursuant to Section 110(5)(b) of the Kentucky Constitution and Kentucky Revised Statutes
(KRS) 21.580.
BUCKINGHAM, SENIOR JUDGE: Tracy Gills petitions for review of an opinion
of the Workers’ Compensation Board (Board) that affirmed an opinion and order
of the Administrative Law Judge (ALJ) dismissing her claim for permanent partial
disability benefits and sustaining her employer’s medical fee dispute. Gills argues
that the ALJ was compelled to make a finding that the proposed knee surgery was
compensable and that the surgery must occur before an impairment rating and the
extent and duration of her injury may be determined. We find no error and thus
affirm.
Gills is a 38-year-old woman who has worked for Louden & Co. for
the past fifteen years and is currently a supply clerk. On August 9, 2006, as part of
her employment, Gills was carrying a chair down basement steps when she missed
the last step and fell to her knees, injuring her right ankle and left knee. She has
never taken any prescription medication for her knee injury, limiting treatment
medications to over-the-counter pain medications. Further, Gills has not missed
any work as a result of the injury.
Gills was initially treated at BaptistWorx for an evaluation of her
ankle and was placed on crutches that she could not use because of pain. The
following day, Gills returned to BaptistWorx, complaining of pain in her left knee,
and X-rays and an MRI disclosed a small Baker’s cyst behind the knee.
Gills first saw Dr. Wheeler and then was referred to Dr. Sajadi. Dr.
Sajadi saw her on November 1, 2006, and his examination of her revealed that the
left knee showed crepitation of the patellofemoral joint and lateral tenderness with
-2-
full flexion and extension. Ligament stability was normal as was muscle tone and
touch sensation, and no atrophy or meniscal tears were noted. Dr. Sajadi’s initial
diagnosis was patellofemoral chondromalacia and synovitis regarding the left knee.
On January 8, 2007, during a follow-up examination, Dr. Sajadi’s assessment was
traumatic chondromalacia of the patella.
On April 4, 2007, Gills returned to Dr. Sajadi for another follow-up
examination. He scheduled her for arthroscopic evaluation and treatment. Louden
& Co.’s insurance carrier denied liability for that procedure claiming the problem
was a pre-existing condition. Gills, however, denied having any previous problem
with the knee. The diagnosis at that time was crepitation of the patellofemoral
joint with a positive apprehension test of the patella.
On May 2, 2007, Dr. Sajadi indicated Gills would eventually need
surgical debridement of the patella and associated realignment. In a letter of
September 3, 2008, he stated that Gills had not had any surgical treatment and that
it was very difficult to assess permanent impairment but he could approximate a
7% permanent impairment to the lower limb which would equal a 3% whole
person impairment.
Dr. Sajadi submitted to a deposition on July 14, 2008. He
acknowledged that the MRI disclosed a Baker’s cyst indicative of pathology in the
knee joint. He further indicated chondromalacia was rough on the surface of the
knee cap. The surgery he proposed involved smoothing the cartilage and realigning the lateral ligament to keep the knee cap tracking normally, but he
-3-
acknowledged that there was no indication of any laxity in the ligaments. When
asked if he could assign an impairment related to the injury, he stated he could not.
Dr. Sajadi further acknowledged that there was no basis to assign any impairment.
He said that there was no chondromalacia indicated on the MRI but that he was
basing the proposed surgery on the physical findings of crepitus, a positive
apprehension test, and lateral subluxation on the patella which he believed were
more objective.
Dr. Wheeler examined Gills on October 11, 2006. Gills indicated to
Dr. Wheeler that she treated with physical therapy for seven to nine visits and had
last been there six days prior. She acknowledged returning to work in a wheelchair
following the fall. Further, Gills reported no previous history of a knee or ankle
problem. She walked with a normal gait and could hop on either foot. Dr.
Wheeler’s examination revealed the knee to be normal and that she had normal
foot function. X-rays and an MRI revealed nothing but a small Baker’s cyst. He
determined Gills suffered from gastroc soleus strain that was completely recovered
at the time.
Dr. Phillip Corbett performed an independent medical examination of
Gills on July 27, 2008. He reviewed her history, and Gills denied previous pain in
the knee. She was ambulatory with no limp and enjoyed full range of motion
extension from zero to 132 degrees. Further, there was no effusion of the knee.
Dr. Corbett indicated that he was uncertain what Dr. Sajadi meant by
a positive apprehension test. He acknowledged that Dr. Sajadi’s partial treatment
-4-
plan to debride the patella would perhaps provide some relief, but he found no
reason to perform a local lateral retinacular release. In light of Gills’s hypermobile
soft tissues, Dr. Corbett believed such a procedure would be unwise. He further
stated that neither of the proposed surgeries was related to the injury. He opined
that the Baker’s cyst was a reflection of degenerative joint disease involving the
patellofemoral joint and was not caused by trauma. Dr. Corbett determined that
Gills had exhibited hyper lax ligaments and was developing patellofemoral
arthrosis in both knees her entire adult life.
Dr. Corbett found indications of previous anterior knee trauma that
played a role in the current anterior knee pain. He found no functional impairment
and assigned Gill 0% whole person impairment. In a supplemental report dated
August 5, 2008, Dr. Corbett stated that the surgery proposed by Dr. Sajadi was not
necessary for any effects from the work-related injury. He believed the
degenerative joint disease may or may not have been symptomatic but was active
and progressive from date of onset. Regarding the fall, he stated that Gill had
suffered a contusion but that the condition had subsided based on the absence of
acute bony edema.
After a review of the evidence, the ALJ found Dr. Corbett most
credible and persuasive and adopted the opinions from that report. The ALJ held
that Gills did not suffer any permanent partial impairment as a result of the knee
injury and dismissed her claim for benefits and declined to assess Louden & Co.
-5-
and/or its insurance carrier any liability for the proposed surgery. The Board
affirmed that decision, and Gills now petitions for our review.
Gills first argues that the ALJ was compelled to make a finding that
the proposed surgery was compensable because there was no evidence of an active
pre-existing condition. She additionally states that the surgery must be completed
before any impairment rating can be given and the duration and extent of her
injuries may be known. After our review, we disagree and affirm the Board’s
decision.
In order to prevail on her petition, Gills must establish that the
evidence before the ALJ compelled a contrary result. Wolf Creek Collieries v.
Crum, 673 S.W.2d 735 (Ky. App. 1984). Compelling evidence is evidence so
overwhelming that no reasonable person would not be persuaded by it. REO
Mechanical v. Barnes, 691 S.W.2d 224 (Ky. App. 1985). The existence of
evidence to support a party’s position is not sufficient to require reversal as long as
there is substantial evidence supporting the ALJ’s conclusion. McCloud v. BethElkhorn Corp., 514 S.W.2d 46 (Ky. 1974).
The ALJ is the finder of fact in a workers’ compensation case and has
the discretion to determine the quality, character, and substance of the evidence.
Square D Company v. Tipton, 862 S.W.2d 308, 309 (Ky. 1993). We may not
disturb the ALJ’s decision as long as there is “evidence which would permit a factfinder to reasonably find as it did.” Special Fund v. Francis, 708 S.W.2d 641, 643
(Ky. 1986).
-6-
Gills relies on Comair, Inc. v. Helton, 270 S.W.3d 909 (Ky. App.
2008), where a panel of this court found that Helton’s pre-existing arthritis and
congenital tiba vera were dormant and not disabling but that a work injury had
aroused those conditions into a disabling state. When a pre-existing dormant
condition “is aroused into disabling reality by a work-related injury, any
impairment or medical expense related solely to the pre-existing condition is
compensable.” Id. at 914, quoting Finley v. DBM Technologies, 217 S.W.3d 261,
265 (Ky. App. 2007). In Helton, however, there was no question the employee
suffered a serious trauma that aroused the pre-existing condition into disabling
reality.
Dr. Corbett and Dr. Wheeler both found that Gills recovered from the
trauma of her fall at work, and neither viewed that trauma as serious. Dr. Corbett
noted the MRI revealed significant evidence of joint disease but that there was no
evidence of acute bony trauma. He further noted that the proposed surgery was not
needed to address the effects of a work-related injury and that the pre-existing
condition was active and progressive.
Dr. Wheeler diagnosed a strain and believed Gills had fully recovered
from that injury. Even Dr. Sajadi acknowledged that Gills did not show a positive
apprehension test until almost seven months after the work-related injury. Based
on the evidence, it was reasonable for the ALJ to conclude that the work-related
injury did not cause a permanent harmful change to Gills’s knee. There was no
error.
-7-
Finally, as noted by the Board, because the record does not compel a
finding that the proposed surgery is related to the work-injury, Gills’s argument
that she must first have the surgery in order to determine an impairment level is
moot.
The Board’s opinion is affirmed.
ALL CONCUR.
BRIEF FOR APPELLANT:
Larry D. Ashlock
Lexington, Kentucky
BRIEF FOR APPELLEE, LOUDEN
& COMPANY, LLC:
John W. Spies
Louisville, Kentucky
-8-
Some case metadata and case summaries were written with the help of AI, which can produce inaccuracies. You should read the full case before relying on it for legal research purposes.
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.