TOWNSEND (VERNON D.) VS. COMMONWEALTH OF KENTUCKY
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RENDERED: JULY 9, 2010; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2009-CA-000763-MR
VERNON D. TOWNSEND
v.
APPELLANT
APPEAL FROM CLARK CIRCUIT COURT
HONORABLE JEAN C. LOGUE, JUDGE
ACTION NO. 04-CR-00077
COMMONWEALTH OF KENTUCKY
APPELLEE
OPINION
REVERSING AND REMANDING
** ** ** ** **
BEFORE: COMBS, KELLER, AND VANMETER, JUDGES.
VANMETER, JUDGE: Vernon D. Townsend appeals from an order of the Clark
Circuit Court denying his motion for post-conviction relief pursuant to RCr1 11.42
without an evidentiary hearing. For the following reasons, we reverse and remand.
1
Kentucky Rules of Criminal Procedure.
In May 2006, Townsend pled guilty to first-degree manslaughter,
first-degree trafficking in a controlled substance, first-degree wanton
endangerment (two counts) and possession of a handgun by a conviction felon.
The trial court sentenced him to twenty-five years’ imprisonment. Thereafter,
Townsend filed a motion to vacate the judgment and sentence pursuant to RCr
11.42 alleging that he received ineffective assistance of counsel and moved for an
evidentiary hearing. The trial court denied the motion for a hearing and the motion
to vacate. This appeal followed.
RCr 11.42 does not mandate that an evidentiary hearing be held each
time a motion is made pursuant to it. The rule provides, in relevant part:
(5) Affirmative allegations contained in the answer shall
be treated as controverted or avoided of record. If the
answer raises a material issue of fact that cannot be
determined on the face of the record the court shall grant
a prompt hearing[.]
Restated, “[w]here the movant’s allegations are refuted on the face of
the record as a whole, no evidentiary hearing is required.” Sparks v.
Commonwealth, 721 S.W.2d 726, 727 (Ky.App. 1986) (citing Hopewell v.
Commonwealth, 687 S.W.2d 153, 154 (Ky.App. 1985)). In cases such as the
present in which the trial court “denies a motion for an evidentiary hearing on the
merits of allegations raised in a motion pursuant to RCr 11.42, our review is
limited to whether the motion ‘on its face states grounds that are not conclusively
refuted by the record and which, if true, would invalidate the conviction.’” Sparks,
-2-
721 S.W.2d at 727 (quoting Lewis v. Commonwealth, 411 S.W.2d 321, 322 (Ky.
1967)).
On appeal, Townsend reiterates his allegations that he received
ineffective assistance of counsel as a result of his trial counsel’s failure to consider
extreme emotional disturbance (EED) and voluntary intoxication as defenses to the
charge of first-degree manslaughter and his trial counsel’s failure to interview
witnesses. Townsend further avers that the court erred by denying his motion for a
hearing since his claims concerning ineffective assistance of counsel were
collateral to the record and could not be adjudicated by reference to the record
alone. Since we find that the court erred by denying his motion for a hearing, we
decline to address the merits of his allegations.
The record reflects that in his motion to vacate, Townsend asserted
that at the time of the shooting incident, he was intoxicated as a result of xanax
pills and whiskey and was in an argument with someone who had broken into his
house. He claimed that he had brandished a gun to frighten the intruder and that
when his girlfriend Jolene grabbed his arm, the gun accidentally discharged and
shot her. He argued that since he was intoxicated and since the fatal shooting of
Jolene was accidental, he lacked the “intent” element requisite for a conviction of
first-degree manslaughter. Accordingly, he maintained that the affirmative
defenses of EED and voluntary intoxication should have been included in the jury
instructions and that the jury should have received instructions on any lesserincluded offenses.
-3-
In addition, Townsend asserted that his attorney failed to interview
witnesses as requested. Townsend contended that Jolene’s mother, had she been
interviewed, would have stated that she did not think Townsend killed Jolene and
that if Jolene had been drunk or high she would have tried to take the gun from
him. Townsend also claimed that an interview of the other people who were
present in the house at the time of the shooting would have revealed conflicting
stories regarding whether Jolene tried to take the gun from Townsend and that no
one actually observed the shooting since a wall in the house blocked their view.
While the record contains an ample guilty plea colloquy, Townsend’s
allegations specifically address advice his trial counsel gave, or failed to give, and
steps his trial counsel took, or failed to take, leading up to Townsend’s decision to
plead guilty. These matters are not reflected in the record. Thus, a conclusion that
Townsend’s allegations are refuted on the face of the record as a whole would be
based on mere speculation. Accordingly, we find that the trial court erred by
denying Townsend’s motion for a hearing.
The order of the Clark Circuit Court is reversed and this case is
remanded with directions for the trial court to conduct an evidentiary hearing
consistent with this opinion. We express no opinion as to the merits of
Townsend’s allegations.2
2
Nonetheless, we note that a claim of ineffective assistance of counsel in the context of a guilty
plea has two components: (1) that counsel made errors so serious that counsel’s performance fell
outside the wide range of professionally competent assistance; and (2) that the deficient
performance so seriously affected the outcome of the plea process that, but for the errors of
counsel, there is a reasonable probability that the defendant would not have pleaded guilty, but
would have insisted on going to trial. Sparks, 721 S.W.2d at 727-28 (citations omitted).
-4-
ALL CONCUR.
BRIEF FOR APPELLANT:
BRIEF FOR APPELLEE:
Linda Dixon Bullock
Assistant Public Advocate
Frankfort, Kentucky
Jack Conway
Attorney General of Kentucky
Bryan D. Morrow
Assistant Attorney General
Frankfort, Kentucky
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