ALLEN (JAMES H.) VS. COMMONWEALTH OF KENTUCKY
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RENDERED: MARCH 26, 2010; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2009-CA-000645-MR
JAMES H. ALLEN
v.
APPELLANT
APPEAL FROM KENTON CIRCUIT COURT
HONORABLE PATRICIA M. SUMME, JUDGE
ACTION NO. 81-CR-00077
COMMONWEALTH OF KENTUCKY
APPELLEE
OPINION
AFFIRMING
** ** ** ** **
BEFORE: ACREE AND TAYLOR, JUDGES; BUCKINGHAM,1 SENIOR
JUDGE.
TAYLOR, JUDGE: James H. Allen brings this pro se appeal from a March 13,
2009, Order of the Kenton Circuit Court denying a Kentucky Rules of Civil
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Senior Judge David C. Buckingham sitting as Special Judge by assignment of the Chief Justice
pursuant to Section 110(5)(b) of the Kentucky Constitution and Kentucky Revised Statutes
21.580.
Procedure (CR) 60.02 motion to vacate his March 16, 1981, sentence of 180-years’
imprisonment. We affirm.
In 1981, Allen pleaded guilty to ten counts of first-degree robbery,
one count of first-degree wanton endangerment, and to being a first-degree
persistent felony offender. Pursuant to a plea agreement with the Commonwealth,
Allen was sentenced to a total of 180-years’ imprisonment by final judgment
entered January 26, 1982. Allen was released on parole on November 4, 1993, but
later returned to prison as a result of other convictions.
In early 2009, Allen filed a CR 60.02 motion to vacate his 180-year
sentence of imprisonment. The circuit court summarily denied the CR 60.02
motion by order entered March 13, 2009. This appeal follows.
Allen contends the circuit court erred by denying his CR 60.02
motion. Specifically, Allen argues that the 180-year sentence exceeded the
maximum aggregate sentence of imprisonment permitted under Kentucky Revised
Statutes (KRS) 532.110(1)(c) and KRS 532.080(6)(a) and that his trial counsel was
ineffective for failing to inform him that the sentence exceeded the statutory
sentencing caps.
It is well-established that CR 60.02 relief is extraordinary and a
substantial showing must be made to demonstrate entitlement thereto. See Ringo
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v. Com., 455 S.W.2d 49 (Ky. 1970); Bryant v. Howell, 170 S.W.3d 421 (Ky. App.
2005).
As to Allen’s argument that his 180-year sentence exceeded the
sentencing caps of KRS 532.110(1)(c) and KRS 532.080(6)(a), we agree with the
circuit court that the sentencing restrictions contained in these statutes were not in
effect in 1982 when Allen was sentenced and, thus, have no applicability. The
circuit court correctly analyzed the law as follows:
KRS §532.110(1)(c) limits the aggregate of
consecutive indeterminate terms to the longest extended
term which would be authorized by KRS §532.080 for
the highest class of crime for which any of the sentences
is imposed, in no event to exceed seventy (70) years.
KRS §532.080(6)(a) provides that a persistent felony
offender in the first degree who is then convicted of a
Class A or B felony “shall be sentenced to an
indeterminate term of imprisonment, the maximum of
which shall not be less than twenty years nor more than
fifty years, or life imprisonment.”
The final sentence of subsection (1)(c), limiting the
maximum penalty to 70 years, was not in the statute as it
was in effect at the time of [Allen’s] initial sentencing in
1982 – in fact it was not added until 1998, after [Allen]
had been released on parole from that sentence – so his
counsel at that time could not be considered ineffective
for failing to inform him of a cap which had yet to be
enacted. . . .
Additionally, KRS §446.110 prevents any new law
from repealing any punishment incurred under former
law. Lawson v. Commonwealth, 53 S.W.3d 534 (Ky.
2001) held that, under KRS §446.110, courts are required
“to sentence a defendant in accordance with the law
which existed at the time of the commission of the
offense.” Having pleaded guilty to first[-]degree PFO
along with the first[-]degree robbery charges the
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maximum penalty would have been life imprisonment
and the aggregate of the consecutive sentences as set at
180 years was thus valid under KRS §532.110(1)(c) as it
existed at the time of [Allen’s] offenses, conviction and
sentencing, as no term of years is considered to exceed a
life sentence. Hampton v. Commonwealth, 666 S.W.2d
737, 740-741 (Ky. 1984).
Since Allen was sentenced in 1982, the statutes in effect at that time
are controlling. Consequently, we perceive no merit to Allen’s contention that his
sentence of imprisonment violated KRS 532.110(1)(c) or KRS 532.080(6)(a).
Allen’s remaining argument concerning ineffective assistance of trial
counsel is, likewise, without merit. We initially point out that CR 60.02 is not the
proper forum to raise allegations of ineffective assistance of trial counsel. See
Meredith v. Com., 312 S.W.2d 460 (Ky. 1958); McQueen v. Com., 948 S.W.2d 415
(Ky. 1997). Nonetheless, in this case, Allen’s trial counsel was not ineffective. As
previously decided, the statutory sentencing caps of KRS 532.110(1)(c) and KRS
532.080(6)(a) were not in effect when Allen was sentenced in 1981. Allen raises
no other actions of counsel that could be considered ineffective in his
representation of Allen.
Accordingly, we hold that the circuit court properly denied Allen’s
CR 60.02 motion.
For the foregoing reasons, the Order of the Kenton Circuit Court is
affirmed.
ALL CONCUR.
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BRIEF FOR APPELLANT:
BRIEF FOR APPELLEE:
James Allen, Pro Se
Burgin, Kentucky
Jack Conway
Attorney General of Kentucky
Michael L. Harned
Assistant Attorney General
Frankfort, Kentucky
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