GERTLER (CHAD ALAN) VS. GERTLER (JOANN)
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RENDERED: JANUARY 15, 2010; 10:00 A.M.
TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2008-CA-001367-MR
CHAD ALAN GERTLER
v.
APPELLANT
APPEAL FROM CASEY CIRCUIT COURT
HONORABLE JAMES G. WEDDLE, JUDGE
ACTION NO. 07-CI-00277
JOANN GERTLER
APPELLEE
OPINION
AFFIRMING
** ** ** ** **
BEFORE: ACREE AND LAMBERT, JUDGES; HARRIS,1 SENIOR JUDGE.
ACREE, JUDGE: Chad Gertler appeals from a dissolution decree entered by the
Casey Circuit Court. He challenges two of the circuit court’s rulings: (1) the
1
Senior Judge William R. Harris sitting as Special Judge by assignment of the Chief Justice
pursuant to Section 110(5)(b) of the Kentucky Constitution and Kentucky Revised Statute (KRS)
21.580.
classification of certain gifts to the parties as marital, and (2) the award of sole
custody of the parties’ children to their mother, Joann Gertler. We affirm.
The Gertlers were married in 1996. When they separated in 2007,
they had four children between the ages of two and eight. During their marriage,
the parties adopted what Chad refers to as a “non-worldly” lifestyle, modeled after
the lifestyle of the Amish.2 They lived in a house with no electricity or hot water
and embraced the belief that a wife should submit to the authority of her husband,
who would make all decisions for the family. All four children were born at home.
Joann stayed at home, raising the children, homeschooling them, keeping house,
and even making the family’s simple clothes. Chad decided that his wife and
daughters would wear dresses and cover their heads at all times. All of the family
members wore long-sleeved clothes year-round. The family avoided medical
treatment, including preventive care, and the children never visited a dentist.
Joann left the marital home with the children in December 2007 and
filed a petition to divorce Chad. She asked the circuit court to grant joint custody
and to designate her as the children’s primary residential custodian. Prior to the
scheduled custody hearing, she filed an ex parte emergency motion claiming that
Chad had obtained the children by trickery and was refusing to return them. The
circuit court granted her emergency request for joint custody, ordered that the
children would reside with Joann, and granted Chad rights to visitation. Contested
2
We note that Chad does not appear to ascribe specifically to any particular religious order,
including the Old Order Amish, Amish Mennonite, or Anabaptist Christian denominations. He
does emulate the Old Order Amish lifestyle but appears to independently embrace selective
Christian tenets.
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issues before the circuit court included whether certain gifts from third parties were
marital and who was to be the proper custodian of the children. After a lengthy
evidentiary hearing, Joann requested sole custody of the children on grounds that
she and Chad were unable to agree on the education, religious training, and
healthcare of the children.
The circuit court concluded that funds received on three occasions
from Chad’s parents and used to obtain housing for the family were marital
property. The circuit court also determined that joint custody between the parties
was not in the best interests of their children because Chad was unable to accept
Joann’s equal authority in decision-making. The decision was based, in part, on
the circuit court’s inability to reasonably foresee a future in which Chad would be
able to cooperate with Joann in making decisions regarding their children.
Therefore, Joann was awarded sole custody, with Chad to have reasonable
visitation. This appeal followed.
Chad continues to contest these two issues on appeal. He contends
that $66,000.00 received from his parents during the marriage were his nonmarital
property. He also contends that the circuit court abused its discretion in awarding
sole custody of the parties’ children to Joann. The circuit court’s decision to
classify property as marital or nonmarital is a finding of fact and shall not be set
aside unless it is clearly erroneous. Kentucky Rules of Civil Procedure (CR)
52.01. A finding of fact is not clearly erroneous when it is supported by substantial
evidence “which has sufficient probative value to induce conviction in the mind of
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a reasonable person.” Hunter v. Hunter, 127 S.W.3d 656, 659 (Ky.App. 2003).
Custody awards are reviewed for abuse of discretion. Coffman v. Rankin, 260
S.W.3d 767, 770 (Ky. 2008).
We first examine the circuit court’s decision to classify the money
given by Chad’s parents as marital property. KRS 403.190(1) requires a circuit
court in a dissolution action to assign each party their nonmarital property and then
to equitably divide marital property between the parties. Any property acquired by
either spouse after they become married is presumed to be marital property, subject
to certain exceptions. KRS 403.130(2). One of these exceptions is property gifted
to one of the parties. KRS 403.190(2)(a).
Interpretation of KRS 403.190(2)(a), specifically, the determination
whether a gift has been made to one or both spouses, has been addressed in a
number of Kentucky appellate opinions. In Sexton v. Sexton, 125 S.W.3d 258 (Ky.
2004), Justice Keller, co-author with Louise E. Graham of Kentucky PracticeDomestic Relations Law (3rd ed. 2008), adopted the factors to be considered and
which were first identified by this Court in O’Neill v. O’Neill, 600 S.W.2d 493
(Ky.App. 1980).
In O’Neill v. O’Neill, a case involving a gift between
spouses, the Court of Appeals set forth four (4) factors
that trial courts should consider in determining if a
transfer was a gift and thus a spouse’s nonmarital
property: one, “the source of the money with which the
‘gift’ was purchased,” two, “the intent of the donor at
that time as to intended use of the property,” three,
“status of the marriage relationship at the time of the
transfer,” and four, “whether there was any valid
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agreement that the transferred property was to be
excluded from the marital property.” [Id. at 495]
Sexton at 268 (footnotes omitted).
The O’Neill factors were applied in Sexton to gifts from a third party.
Therefore, we apply them here. We discuss the first, third, and fourth factors
briefly with a more lengthy examination of the second factor, that is, the contested
factor in this case – the donor’s intent.
We begin by noting that the “party claiming that property, or an
interest therein, acquired during the marriage is nonmarital bears the burden of
proof.” Sexton at 266. The circuit court concluded that Chad did not satisfy his
burden in this regard. We consider the evidence in the context of the O’Neill
factors and in view of Chad’s burden in this regard.
There is no dispute that all of the funds in question were gifts from
Chad’s parents. However, there is no reason that, considered in isolation, the
source of the funds in this case would tilt the balance more in favor of a joint or
individual gift. For this factor to give weight to the satisfaction of Chad’s burden,
we must consider it in the context of the other factors and the circumstances
existing at the time of the respective gifts.
The third factor, the status of the marriage at the time of the transfer,
does not weigh against a finding that the gifts were to both Chad and Joann. The
circuit court found that the parties’ marriage was not in jeopardy when any of the
gifts were given to them. Chad’s parents made the first gift in 1998, and the
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Gertlers’ first child was born the following year. When the second and third gifts
were made in 2003 and 2004, the parties already had three children, and Joann was
pregnant with their youngest child. The parties remained married for more than
three years after the last gift was received. Joann and the children did not leave the
marital home until December 2007. We do not intend to suggest that, because the
marriage was not in jeopardy, there is a presumption in favor of a joint gift.
However, that fact alone does not weigh in favor of an individual gift more so than
a joint one.
The fourth factor considers whether any valid agreement excludes the
gifts from the marital estate. There is no evidence of such an agreement in this
case, and therefore the fourth factor appropriately played no role in the circuit
court’s analysis.
The only contested factor was the second; that is, whether Chad’s
parents intended their gifts only for their son, or whether the gifts were to both
their son and daughter-in-law. As noted in Sexton, the donor’s intent is “the
primary factor in determining whether a gift is made jointly to spouses or
individually to one spouse.” Sexton at 269. At the hearing, both Chad and his
father testified that his parents intended the money given to be a gift to Chad alone.
Joann testified that she understood the money to be a gift to their family.
Chad argues that the only direct evidence of donor intent was his
father’s testimony. He further asserts that the other three O’Neill factors are only
significant when the donor is unavailable to testify or when evidence of donor
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intent is contradicted by a witness with direct knowledge. Chad offers no legal
authority for this proposition. In fact, Chad’s position appears not to be the law.
Again, as stated in Sexton, “the other three O’Neill factors have been described as
being makeweight to give the trial court some flexibility when not convinced of the
donor’s veracity,” id. at 268 fn.38, which appears to be the case here.
While the donor’s testimony is “highly relevant of the donor’s intent[,
that intent] may not only be expressed in words, actions, or a combination thereof,
but may be inferred from the surrounding facts and circumstances, including the
relationship of the parties[,] as well as the conduct of the parties[.]” Id. at 269
(internal quotation marks and citations omitted).
All the gifts in question were given when the parties wished to
purchase or build a new marital home, in 1998 and 2003 and 2004, respectively.
The first gift, of $6,000.00, assisted the couple in purchasing their first home, an
Amish house without electricity or hot water. After this house was sold, Chad’s
parents gave them two more gifts, totaling $60,000.00, which were combined with
the proceeds from the sale of their Amish house and used to build the family’s
second home. The second two gifts were deposited in Chad and Joann’s joint
checking account. There was no documentation filed with the bank to indicate that
Joann was not to have access to the money, nor did either party maintain a separate
bank account. Additionally, both houses were titled to Chad and Joann jointly.
“[E]ven though title is not determinative of whether a transfer to a
party is a gift, nevertheless, it is evidence for the trial court to consider.” Sexton at
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268. We believe the circuit court properly considered these circumstances and
concluded that Chad had failed to meet his burden of establishing that the gifts
from his parents were nonmarital. Id. at 266 (“A party claiming that property, or
an interest therein, acquired during the marriage is nonmarital bears the burden of
proof.”).
Chad’s testimony, and Joann’s for that matter, was self-serving.
However, the circuit court specifically found other parts of Chad’s testimony
suspect and did “not accept [his] testimony as being factually correct[,]” (Decree,
p. 4), and even declared other parts of his testimony “a sham.” (Decree, p. 3). It is
also obvious from the ruling that the circuit court concluded that the testimony of
Chad’s father regarding donor intent lacked the veracity of a disinterested witness.
(Decree, p. 6; “There was no claim that the gifts were anything but to ‘the family’
until the parties separated.”). Clearly the judge, as the trier of fact, had the right to
believe or not believe, in whole or in part, the testimony of Chad’s father regarding
donor intent. Bissell v. Baumgardner, 236 S.W.3d 24, 29 (Ky.App. 2007), quoting
Commonwealth v. Anderson, 934 S.W.2d 276, 278 (Ky. 1996).
In view of the other “makeweight” factors and circumstances, we
cannot agree with Chad that his father’s testimony is controlling of the issue. Chad
failed to satisfy his burden of establishing that the gifts were nonmarital. The
circuit court found that the monetary gifts from Chad’s parents were given jointly
to the parties during their marriage; therefore, those gifts were marital property.
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Since these determinations are supported by substantial evidence, the circuit
court’s ruling on this issue is not clearly erroneous.
We turn now to the circuit court’s decision to award Joann sole
custody of the parties’ children. When determining an award of child custody,
KRS 403.270(2) directs the circuit court to give equal consideration to both parents
and to award custody in accordance with the best interests of the children involved.
The statute further permits an award of joint custody if it is in the children’s best
interests. KRS 403.270(5). However, there is no statutory preference for an award
of joint custody, an arrangement which entails joint decision-making and
significant participation by both parents in the upbringing of their children.
Squires v. Squires, 854 S.W.2d 765, 769 (Ky. 1993).
The circuit court gave equal consideration to Chad and Joann as
custodians before determining that it was in the best interests of the children that
sole custody be awarded to Joann. Nevertheless, Chad argues that the circuit
court’s custody award was an abuse of its discretion. He takes issue with the
circuit court’s findings that he would attempt to dominate Joann and that he would
not be able to cooperate in making joint decisions affecting their children. Chad
noted that Squires specifically declined to require a cooperative spirit as a
prerequisite for granting joint custody and holding that to do so “would permit a
party who opposes joint custody to dictate the result by his or her own
belligerence[.]” Squires, 854 S.W.2d at 768.
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How then do courts justify a joint custody award to parents who, in
the throes of divorce, display antagonism one to the other? In Squires, the
Kentucky Supreme Court directed circuit courts to “look beyond the present and
assess the likelihood of future cooperation between the parents. . . . By
cooperation we mean willingness to rationally participate in decisions affecting the
upbringing of the child.” Squires, 854 S.W.2d at 769. The circuit court followed
this admonition and noted Chad’s history of making all of the major decisions for
his family, as well as his habit of establishing unconventional rules and regulations
not only for the children to follow, but for Joann to follow as well.
Chad contends, somewhat disingenuously, that “the essence of good
parenting” requires a father of young children to make major decisions and to set
rules and regulations for their behavior. (Appellant’s brief at page 20.) Of course,
nothing in the circuit court’s order suggests that it is improper for parents to make
and enforce rules for their children. Rather, the circuit court takes Chad to task for
excluding Joann from the decision-making, even suggesting that Chad does not
merely desire to control the activities of his wife and children, but to “control their
minds” as well. (Decree, p. 4). Chad counters that Joann was a willing participant
in their “non-worldly” lifestyle and embraced the belief that God required her to
submit to her husband’s authority in all things.
On the other hand, Joann argues that Chad was a dictator deciding
what clothes, toys, and friends their children would have. The children were not
allowed to watch television and were required to wear plain, long-sleeved clothes,
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similar to those worn by members of the Amish community. Joann and her
daughters had to wear head coverings at all times. She testified that Chad required
her to homeschool the children and did not purchase health insurance or permit
them to visit doctors or dentists. Further, Joann was prohibited from visiting
friends, going shopping, or talking to her mother by telephone, unless she obtained
Chad’s prior permission.
Even if Joann genuinely embraced Chad’s version of the concept of
wifely subservience at some point in the marriage, there is no question that at the
time of the divorce, she no longer did. She testified that she wanted to stay in
Casey County, continue working outside the home, and educate the children at
Galilean Academy, a private, Christian school, where she was employed. Joann
also disavowed the “non-worldly” lifestyle which Chad demanded. She had a
desire for the children to live a more conventional lifestyle with her. She urges this
Court to uphold the circuit court’s award of sole custody, contending that Chad’s
beliefs prevent him from accepting her equality in making decisions which affect
the children.
Chad testified that Joann wanted him to make all the decisions and
that she forced him to make more decisions regarding the children than he desired
to make alone. In its order, the circuit court found that testimony untrue.
Appellate courts are required by CR 52.01 to defer to the circuit court’s ability to
judge witness credibility in proceedings where the circuit court acts as fact finder.
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We, therefore, cannot dispute the circuit court’s judgment regarding Chad’s
veracity.
After a lengthy hearing, including testimony from more than a dozen
witnesses, the circuit court found that Chad would not be able to cooperate with
Joann in reaching decisions affecting their children’s educational, religious, and
medical needs. This finding is not clearly erroneous. Since joint custody was not
in the best interests of the children, the circuit court considered the interaction of
each parent with the children and determined that Joann was better suited as
custodian. Chad, however, was granted reasonable visitation rights.
When reviewing the propriety of a custody award, the test is not
whether some other court may have reached a different decision, but rather,
whether the circuit court abused its discretion. Cherry v. Cherry, 634 S.W.2d 423,
425 (Ky. 1982). To prove abuse of discretion, a party must show that the circuit
court that decided the case acted arbitrarily, unreasonably, or unfairly. Kuprion v.
Fitzgerald, 888 S.W.2d 679, 684 (Ky. 1994). Chad has not shown that the circuit
court was clearly erroneous in finding he would not be able to cooperate with
Joann in future decision-making regarding their children, nor has he shown that the
award of sole custody to Joann was arbitrary, unreasonable, or unfair.
For the foregoing reasons, the order of the Casey Circuit Court is
affirmed.
ALL CONCUR.
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BRIEFS FOR APPELLANT:
BRIEF FOR APPELLEE:
Stephen L. Marshall
Lexington, Kentucky
Gregory Y. Dunn
Liberty, Kentucky
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