MICHAEL R. RUSSELL v. DANNY L. RHODES; REGIONAL AIRPORT AUTHORITY OF LOUISVILLE, AND JEFFERSON COUNTY REGIONAL AIRPORT AUTHORITY OF LOUISVILLE AND JEFFERSON COUNTY D/B/A AIRPORT POLICE; SOUTHWEST AIRLINES CO. MICHAEL R. RUSSELL v. SOUTHWEST AIRLINES CO.; TRACY WRIGHT RAFFO; AND JOE VANDERWIEL
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RENDERED: April 1, 2005; 10:00 a.m.
NOT TO BE PUBLISHED
C ommonwealth O f K entucky
C ourt O f A ppeals
NO.
2003-CA-000923-MR
MICHAEL R. RUSSELL
v.
APPELLANT
APPEAL FROM JEFFERSON CIRCUIT COURT
HONORABLE LISABETH HUGHES ABRAMSON, JUDGE
ACTION NO. 00-CI-007416
DANNY L. RHODES;
REGIONAL AIRPORT AUTHORITY OF LOUISVILLE,
AND JEFFERSON COUNTY REGIONAL AIRPORT AUTHORITY
OF LOUISVILLE AND
JEFFERSON COUNTY D/B/A AIRPORT POLICE;
SOUTHWEST AIRLINES CO.
AND
NO.
2004-CA-000492-MR
MICHAEL R. RUSSELL
v.
APPELLEES
APPELLANT
APPEAL FROM JEFFERSON CIRCUIT COURT
HONORABLE LISABETH HUGHES ABRAMSON, JUDGE
ACTION NO. 00-CI-007416
SOUTHWEST AIRLINES CO.;
TRACY WRIGHT RAFFO; AND
JOE VANDERWIEL
APPELLEES
OPINION
AFFIRMING
** ** ** ** **
BEFORE:
BUCKINGHAM, KNOPF, AND TAYLOR, JUDGES.
KNOPF, JUDGE:
On February 18, 1999, Michael R. Russell was
arrested for alcohol intoxication by Officer Danny L. Rhodes, a
police officer employed by the Regional Airport Authority of
Louisville and Jefferson County (RAA), after Officer Rhodes
received a report that Russell had engaged in disruptive behavior
on a Southwest Airlines flight.
Following dismissal of the
criminal charge, Russell filed a complaint against Southwest
Airlines, the flight attendants Tracy Wright Raffo and Joe
Vanderwiel, the RAA and Officer Rhodes, alleging malicious
prosecution, false arrest, negligence and negligent infliction of
emotional distress.
In separate orders, the Jefferson Circuit
Court granted the defendants’ motions for summary judgment and
dismissed Russell’s complaint.
Russell argues that there were
genuine issues of material fact which precluded summary judgment.
We conclude, however, that even viewing the facts in the light
most favorable to Russell, he cannot prevail on his claims.
Hence, we affirm.
Russell was a passenger on Southwest Airlines Flight
863 from Phoenix, Arizona to Louisville, Kentucky.
The flight
attendants noticed that the airplane’s lavatory smelled strongly
of cigarette smoke after Russell used it.
Several flight
attendants testified that they smelled cigarette smoke on
2
Russell, as well as alcohol on his breath.
When confronted about
smoking in the lavatory, the flight attendants testified that
Russell admitted to it in a disruptive and threatening manner.
The flight attendants also testified that Russell made repeated
requests to visit the cockpit of the aircraft.1
Finally, the
flight attendants asserted that Russell interfered with the
flight crew’s handling of a medical emergency.
The attendants
stated that while they were giving medical attention to another
passenger, Russell disregarded instructions to remain seated and
pushed his way through the aisle to reach the lavatory.
The
flight attendants state that Russell’s actions interrupted their
phone consultation with a doctor regarding the other passenger.
Eventually, the flight crew contacted the Louisville
airport and alerted the RAA police that one of the airplane’s
passengers had become disruptive and unmanageable.
In response,
the RAA police dispatched Officer Rhodes to meet the arriving
flight.2
aircraft.
An attendant pointed out Russell as he left the
Officer Rhodes testified that Russell smelled strongly
of alcohol, had red, blood-shot eyes, and was behaving in a loud
1
Russell admitted that he asked to enter the cockpit and he
later explained this behavior by relating a childhood experience
of visiting an airplane cockpit. Additionally, Rhodes is
licensed as a small-aircraft and helicopter pilot.
2
Officer Rhodes was accompanied by several other RAA police
officers, but those officers were not involved in Russell’s
arrest and are not parties to this action.
3
and disruptive manner.
After talking with Russell for three to
five minutes, Officer Rhodes concluded that Russell was a threat
to his own security and to those around him.
Consequently,
Officer Rhodes placed Russell under arrest and handcuffed
Russell’s hands behind his back.
Ultimately, Officer Rhodes
issued Russell a citation for public intoxication3 and released
Russell into the custody of a Meade County Sheriff’s deputy.4
For the most part, Russell disputes the flight
attendants’ account of his behavior during the flight.
Russell
denies that he smoked in the lavatory, that he became disruptive
on the aircraft, or that he interfered with the flight crew’s
performance of their duties.
He does not dispute, however, that
he had been drinking on the aircraft or that his eyes were
bloodshot.
He also admitted that he went to the lavatory during
the medical emergency, but he denies that he interfered with the
flight attendants’ attempts to assist his fellow passenger.
Russell’s traveling companion, Elizabeth Hale, and three other
passengers also dispute various aspects of the flight attendants’
version of the events.
3
None of Russell’s witnesses overheard the
KRS 222.202(1).
4
Russell presented identification that he worked as a deputy
sheriff for the Meade County Sheriff’s department. It was later
determined that Russell volunteered as a helicopter pilot for the
Meade County Sheriff’s department. He was given the title of
special deputy but he did not have any police powers.
4
conversation with Officer Rhodes or actually witnessed the
arrest.
Russell states that he was arrested as soon as he left
the aircraft, and several of Russell’s witnesses agree with this
aspect of Russell’s account of the arrest.
Russell was tried in the Jefferson District Court on
the alcohol intoxication charge.
Following testimony from
Officer Rhodes, Russell, and Hale, the district court directed a
verdict of acquittal.
Thereafter, on November 17, 2000, Russell
brought this action against Southwest Airlines and the two flight
attendants who reported Russell, Tracey Wright Raffo and Joe
Vanderwiel.
Russell asserted claims against Southwest and the
flight attendants for negligence, malicious prosecution,
humiliation, and negligent infliction of emotional distress.
Russell asserted claims against the RAA and Officer Rhodes for
malicious prosecution, false arrest and imprisonment, outrageous
conduct, negligent infliction of emotional distress and assault
and battery.
Prior to trial, the Southwest defendants and the RAA
defendants separately moved for summary judgment.
Russell
stipulated that his outrageous conduct and assault claims should
be dismissed.
In an order entered on February 26, 2003, the
trial court dismissed Russell’s claims against the RAA and
Officer Rhodes.
Subsequently, on January 5, 2004, the trial
5
court dismissed Russell’s claims against Southwest, Wright Raffo
and Vanderwiel.
This appeal followed.
The standard of review on appeal of a summary
judgment is whether the trial court correctly
found that there were no genuine issues as to
any material fact and that the moving party
was entitled to judgment as a matter of law.
Kentucky Rules of Civil Procedure (CR) 56.03.
There is no requirement that the appellate
court defer to the trial court since factual
findings are not at issue. Goldsmith v.
Allied Building Components, Inc., Ky., 833
S.W.2d 378, 381 (1992). "The record must be
viewed in a light most favorable to the party
opposing the motion for summary judgment and
all doubts are to be resolved in his favor."
Steelvest, Inc. v. Scansteel Service Center,
Inc., Ky., 807 S.W.2d 476, 480 (1991).
Summary "judgment is only proper where the
movant shows that the adverse party could not
prevail under any circumstances." Steelvest,
807 S.W.2d at 480, citing Paintsville
Hospital Co. v. Rose, Ky., 683 S.W.2d 255
(1985). Consequently, summary judgment must
be granted "[o]nly when it appears impossible
for the nonmoving party to produce evidence
at trial warranting a judgment in his favor
..." Huddleston v. Hughes, Ky.App., 843
S.W.2d 901, 903 (1992), citing Steelvest,
supra (citations omitted).5
As the trial court correctly noted, the inquiry should
be whether, from the evidence of record, facts exist which would
make it possible for the non-moving party to prevail.
In the
analysis, the focus should be on what is of record rather than
5
Scifres v. Kraft, 916 S.W.2d 779, 781 (Ky.App. 1996).
6
what might be presented at trial.6
Although Russell questions
this standard, he concedes that discovery was substantially
complete and all relevant depositions and affidavits were filed
in the record.
Therefore, the matter was ripe for summary
judgment.
In its February 26, 2003, order, the trial court first
addressed Russell’s claim of malicious prosecution as it related
to Officer Rhodes.
The trial court concluded that Officer Rhodes
had probable cause to arrest Russell based on the credible report
from Southwest that Russell had disrupted the flight.
The trial
court also noted that, based on the undisputed facts, Officer
Rhodes had probable cause to believe that Russell was publicly
intoxicated.
Finally, the trial court found that, even if
Officer Rhodes lacked probable cause to arrest Russell, there was
no evidence that he acted out of malice.
In its January 5, 2004, order addressing the Southwest
defendants, the trial court noted that Southwest merely reported
Russell’s conduct to the RAA.
Officer Rhodes did not arrest
Russell for that conduct, but for public intoxication, which he
observed after Russell left the aircraft.
Moreover, the trial
court noted that Southwest was not the party responsible for
initiating the public intoxication charge and it did not
6
Welch v. American Publishing Co. of Kentucky, 3 S.W.3d 724, 730
(Ky. 1999).
7
participate in the criminal proceeding.
Since Southwest never
initiated any proceedings against Russell, the trial court
concluded that it could not be liable for malicious prosecution.
The parties agree that there are six basic elements
necessary to the maintenance of an action for malicious
prosecution:
(1) the institution or continuation of
original judicial proceedings, either civil
or criminal, or of administrative or
disciplinary proceedings, (2) by, or at the
instance, of the plaintiff, (3) the
termination of such proceedings in
defendant's favor, (4) malice in the
institution of such proceeding, (5) want or
lack of probable cause for the proceeding,
and (6) the suffering of damage as a result
of the proceeding.7
The burden in a malicious prosecution action is on the
plaintiff to prove lack of probable cause, and the probable cause
issue is a question for the court to decide.8
Even viewing the
evidence in the light most favorable to Russell, we agree with
the trial court that Officer Rhodes had probable cause for the
arrest.
Russell asserts that Officer Rhodes arrested him
immediately after he left the aircraft without making any
independent inquiry beyond the report made by Southwest to the
RAA.
However, a report of disruptive behavior on an aircraft by
7
Collins v. Williams, 10 S.W.3d 493, 496 (Ky.App. 1999); citing
Raine v. Drasin, 621 S.W.2d 895, 899 (Ky. 1981).
8
Prewitt v. Sexton, 777 S.W.2d 891, 894-95 (Ky. 1989).
8
the airline is sufficiently credible to constitute probable cause
for an arrest.9
At the very least, Russell suggests no reason
why the RAA or Officer Rhodes would have cause to doubt the
reliability of Southwest’s report.
Moreover, as the trial court noted, Russell admitted
that he had been drinking on the flight and that his eyes were
often bloodshot.
When coupled with the report from Southwest
about Russell’s in-flight behavior, Officer Rhodes’s observation
of Russell’s appearance gave him probable cause to believe that
Russell was publicly intoxicated.
Furthermore, as the trial
court noted, Russell offered no evidence, other than his own
opinion, that Officer Rhodes acted out of malice either by
arresting him or by charging him with alcohol intoxication.
Thus, Russell cannot establish the elements of malicious
prosecution and that claim was properly dismissed.
Likewise, we agree with the trial court that the
malicious-prosecution claim against the Southwest defendants also
was properly dismissed.
Southwest’s actions were limited to
notifying the police regarding Russell’s alleged in-flight
behavior and subsequently identifying him to police after the
9
See, e.g.: Lovett v. Commonwealth, 103 S.W.3d 72, (Ky. 2003),
holding that when probable cause is based in part on a tip from
an informant, the totality-of-the-circumstances test requires a
balancing of the relative indicia of reliability accompanying an
informant's tip. Id. at 78. See also Eldred v. Commonwealth, 906
S.W.2d 694, 705 (Ky. 1994).
9
airplane landed.
Even if Russell is correct in his assertion
that Southwest’s flight attendants were acting out of malice and
falsely reported his behavior during the flight in question, that
behavior was not the basis for the charge of alcohol
intoxication.
That charge was based entirely on Officer Rhodes’s
observations after Russell left the aircraft.
Southwest did not
initiate or participate in the criminal proceedings, and no one
from Southwest testified at the trial.
Therefore, summary
judgment was appropriate.
For the same reason, the trial court properly dismissed
Russell’s claim against the RAA and Officer Rhodes for false
arrest and battery.
A cause of action for false arrest will not
lie where the officer had reasonable grounds for the arrest and
used no more force than necessary.10
As previously noted,
Officer Rhodes had probable cause for the arrest.
Furthermore,
Officer Rhodes did not strike or forcefully subdue Russell when
making the arrest – he simply handcuffed Russell.
Although
Russell claims that the handcuffs damaged his hands, he offered
no proof of any injury and he admitted that he has never sought
medical attention for the alleged injury.
10
In the absence of any
See Lexington-Fayette Urban County Government v. Middleton,
555 S.W.2d 613, 617-18 (Ky.App. 1977); See also City of Lexington
v. Gray, 499 S.W.2d 72, 74 (Ky. 1972).
10
proof of unnecessary force, Russell cannot prevail on his claims
of false arrest and battery.
Russell next asserts claims of negligence against the
Southwest defendants and against the RAA defendants.
claims were also properly dismissed.
These
As previously noted,
Officer Rhodes had reasonable grounds to believe that Russell was
publicly intoxicated.
Even if Officer Rhodes erred in making
this assessment, he is entitled to qualified immunity for
discretionary acts taken in good faith and within the scope of
his official duties.11
As for the Southwest defendants, Russell merely asserts
that Wright Raffo and Vanderwiel accused him wrongly of
misconduct on the flight.
Ordinarily, however, negligence cannot
be inferred simply from an undesirable result.
Expert testimony
is necessary to establish both the standard of care and how the
defendants deviated from that standard.12
The only exceptions
involve situations where "any layman is competent to pass
judgment and conclude from common experience that such things do
not happen if there has been proper skill and care," or where the
doctrine of res ipsa loquitur is applicable.13
11
Yanero v. Davis, 65 S.W.3d 510, 522-23 (Ky. 2001).
12
Perkins v. Hausladen, 828 S.W.2d 652, 654 (Ky. 1992).
13
Id. at 654-55; citing Prosser and Keeton on Torts, § 39, p.
256 (5th ed. 1984).
11
Neither exception applies in this case.
A crew of an
aircraft in flight is charged with enforcing numerous federal
regulations regarding the conduct of the passengers.
The
standard of care under which they must operate is not something
that a layperson would be expected to know without expert
testimony.
Russell offered no evidence concerning how the flight
crew should have handled their suspicions that he smoked in the
lavatory or how they failed to comply with that standard of care.
Likewise, Russell admits that he disregarded instructions from
the flight attendants to remain seated during the medical
emergency.
Consequently, Russell cannot prove that Wright Raffo
and Vanderwiel were negligent.
Similarly, Russell’s claim of negligent infliction of
emotional distress was properly dismissed.
It is well
established that an action will not lie for negligent infliction
of emotional distress absent some showing of physical contact.14
Russell does not allege that there was any physical contact
between him and the Southwest flight attendants.
And while there
was physical contact between Russell and Officer Rhodes, we have
already concluded that Officer Rhodes was not negligent.
14
See Capital Holding Corp. v. Bailey, 873 S.W.2d 187 (Ky.
1994); Mitchell v. Hadl, 816 S.W.2d 183, (Ky. 1991); and Deutsch
v. Shein, 597 S.W.2d 141 (Ky. 1980).
12
Furthermore, “humiliation” is not a separate cause of
action.
Rather, humiliation is a form of emotional distress that
flows from the torts of false arrest and negligent infliction of
emotional distress.15
Finally, in light of the dismissal of the
underlying tort claims, Russell’s claim for punitive damages was
also properly dismissed.
Accordingly, the summary judgments granted by the
Jefferson Circuit Court are affirmed.
ALL CONCUR.
BRIEF FOR APPELLEES
SOUTHWEST AIRLINES CO., TRACY
WRIGHT RAFFO AND JOE
VANDERWIEL:
BRIEF FOR APPELLANT:
Harley N. Blankenship
Louisville, Kentucky
Edward H. Stopher
Rod D. Payne
Boehl, Stopher & Graves, LLP
Louisville, Kentucky
BRIEF FOR APPELLEE REGIONAL
AIRPORT AUTHORITY, ET AL:
Bethany A. Breetz
Stites & Harbison PLLC
Louisville, Kentucky
Douglas B. Bates
Stites & Harbison PLLC
Jeffersonsville, IN
15
See Davis v. Graviss, 672 S.W.2d 928, 931 (Ky. 1984); and
Banks v. Fritsch, 39 S.W.3d 474, 480 (Ky.App. 2001).
13
Scott L. Tyler
Ward, Tyler & Scott
New Albany, IN
14
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