JIMMY D. HIGHTOWER v. COMMONWEALTH OF KENTUCKY ex rel. LISA D. HIGHTOWER
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RENDERED: SEPTEMBER 27, 2002; 10:00 a.m.
NOT TO BE PUBLISHED
C ommonwealth O f K entucky
C ourt O f A ppeals
NO. 2001-CA-001943-MR
JIMMY D. HIGHTOWER
v.
APPELLANT
APPEAL FROM SIMPSON CIRCUIT COURT
HONORABLE WILLIAM R. HARRIS, JUDGE
CIVIL ACTION NO. 00-CI-00231
COMMONWEALTH OF KENTUCKY ex rel.
LISA D. HIGHTOWER
APPELLEE
OPINION
AFFIRMING
** ** ** ** **
BEFORE:
BARBER, HUDDLESTON and MILLER, Judges.
HUDDLESTON, Judge:
Jimmy D. Hightower and Lisa D. Hightower are
the parents of a minor child, Katherine R. Hightower, who was born
on February 10, 1996.
On August 22, 2000, the Commonwealth of
Kentucky, acting on behalf of Lisa, sued Jimmy demanding child
support for Katherine.
At the time suit was filed, Jimmy was
incarcerated in the Simpson County jail as a result of having been
charged in an indictment with three counts of first-degree assault,
three counts of first-degree wanton endangerment and one count of
first-degree burglary in connection with a June 2000 incident.
On June 16, 2000, Jimmy and Lisa engaged in an argument
at their Simpson County home.
During the argument, Jimmy kicked,
beat, choked and threw hot grease on Lisa.
Jimmy also threatened
to kill Lisa and attempted to ignite a gas stove so that the house
would explode.
Lisa and Katherine escaped from the house and ran
to the nearby home of Lisa’s grandmother, Earldean Allen.
Jimmy
immediately arrived at Allen’s home brandishing two rifles.
He
forcibly entered the house and pointed one of the rifles at Allen
while threatening to kill her.
At this point, a struggle ensued
between Jimmy, Lisa and Allen, during which one bullet was fired.
Lisa finally managed to wrestle one of the rifles away from Jimmy
and struck him over the back with it.
Thereafter, Jimmy returned
to his house where he was arrested while attempting to ignite the
gas stove with a lighter.
After being indicted, Jimmy failed to
post bond and remained incarcerated.
By agreement with the Commonwealth, Jimmy entered an
Alford1 plea to one count of assault in the second degree, two
counts of assault in the fourth degree, three counts of wanton
endangerment in the first degree and one count of burglary in the
second degree, and was sentenced to a total of twenty years’
imprisonment.
While the criminal charges against Jimmy were pending,
the Simpson County Attorney brought suit seeking to hold Jimmy
liable
for
child
support.
Despite
1
the
fact
that
he
was
North Carolina v. Alford, 400 U.S. 25, 91 S. Ct. 160, 27
L. Ed. 2d 162 (1970). A defendant entering an Alford plea declines
to acknowledge guilt, but admits that the Commonwealth can present
evidence of guilt sufficient to support a conviction.
-2-
incarcerated, Jimmy was found liable for child support in the
amount of $75.00 per week based upon his income prior to his June
2000 incarceration.
After he had entered a plea to the charges
described above, Jimmy moved the circuit court to reduce his child
support obligation to $60.00 per month.
The court’s domestic
relations commissioner recommended, pursuant to Kentucky Revised
Statutes (KRS) 403.212(2)(d) and Commonwealth ex rel. Marshall v.
Marshall,2 that Jimmy’s motion be denied.
The circuit court
concurred with the DRC’s recommendation leaving Jimmy obligated to
pay child support in the sum of $75.00 per week.
This appeal
followed.
On appeal, Jimmy asserts that Simpson Circuit Court
committed reversible error when it refused to reduce his child
support obligation.
First, Jimmy argues that Marshall should not
apply to those individuals who, because of an inability to post
bail,
remain
convicted,
incarcerated
of
criminal
after
being
charges.
He
accused,
contends
but
that,
not
yet
in
some
circumstances, Marshall creates an overly broad rule concerning a
trial court’s determination of an incarcerated person’s child
support obligation.
In
voluntary
2
3
Marshall,
unemployment.3
this
Court
equated
Incarceration,
Ky. App., 15 S.W.3d 396 (2000).
Id. at 401.
-3-
incarceration
we
said,
with
cannot
be
construed as a change in circumstances which would allow a trial
court to modify a child support order.4
Our rationale was that:
. . . KRS 403.212(d), was amended in 1994, to eliminate
the need of the trial court before imputing income to
find that the parent acted in bad faith.
This statutory
change, coupled with the statute’s exception for imputing
income to two specific groups (that is, incapacitated
parents and those caring for children three years of age
and under) convince us that the Legislature did not
intend to exempt incarcerated parents from those whom
income should be imputed for purposes of child support.
Certainly, the Legislature is aware that incapacitated
parents are no more able to obtain employment than
parents of young children or mentally or physically
disabled parents.
Thus, the Legislature’s refusal to
include incarcerated parents among those identified as
being excepted from imputed income convinces us that
incarcerated parents are to be treated no differently
than other voluntary unemployed, or underemployed parents
owing support.5
4
Id.
5
Id. at 401-402.
-4-
As Jimmy points out in his brief,6 the Marshall holding
applies to all incarcerated individuals.
In other words, a trial
court, when fixing an individual’s child support obligation, is
required
to
equate
an
incarcerated
person
with
one
who
is
voluntarily unemployed or underemployed regardless of the reason
for his incarceration.
This approach, he says, is overly broad.
The rigid rule propounded in Marshall, Jimmy says, should not apply
to those persons incarcerated involuntarily.
There are at least two situations in which incarceration
is not “voluntarily undertaken.”
First, an individual may be
accused of committing a criminal offense, but incarcerated because
of his inability to post bail or by the court for good cause.
In
this situation, the incarcerated person is not necessarily in jail
of his own volition.
innocent
until
guilt
Needless to say, an accused is presumed
is
established
in
a
proper
judicial
proceeding.
The second situation in which involuntary incarceration
may occur is when a material witness to criminal activity is
ordered incarcerated by the court pursuant to Kentucky Revised
Statutes (KRS) 421.250(1).
This type of incarceration ordinarily
occurs when the court feels that the safety of the witness is at
issue or when it is feared that the witness might depart the
6
We commend Jimmy Hightower’s counsel, J. Richard Downey,
for representing his client pro bono.
Mr. Downey’s efforts in
formulating an interesting and compelling argument before this
Court highlight how members of the bar uphold the highest tradition
of the profession by providing public interest legal services
without compensation.
-5-
jurisdiction to avoid testifying.
In this circumstance, it cannot
be said that the material witness is voluntarily incarcerated.
We agree with the fundamental premise behind Marshall that parents cannot voluntarily impoverish themselves in order to
avoid the obligation to pay child support.
This rule includes the
voluntary commission of a criminal offense that ultimately leads to
imprisonment since such conduct wilfully impairs the ability of the
offending
parent
to
support
his
children.
Although
we
are
impressed with Jimmy’s argument that in some limited circumstances
an individual in jail may be there involuntarily, the argument is
of little help to Jimmy.
This case illustrates how a parent with a child support
obligation can willfully impoverish himself by committing criminal
acts that lead to incarceration.
While Jimmy was entitled to the
presumption of innocence after he was arrested and indicted, he
eventually pled guilty to amended charges in connection with his
conduct on the night of June 16, 2000.
His Alford plea was a plea
of guilty, regardless of any denial of underlying facts and any
defense that he might have raised had he elected to have gone to
trial.
As such, it clearly constituted a conviction.7
By entering
guilty pleas to the amended charges and accepting a twenty-year
prison sentence, with a credit for one hundred eighty-six (186)
days served in the Simpson County Jail while awaiting trial, Jimmy
voluntarily incarcerated himself for the criminal acts with which
he was accused.
Thus, the circuit court correctly imputed pre-
incarceration income to Jimmy.
7
Pettiway v. Commonwealth, Ky., 860 S.W.2d 766 (1993).
-6-
Jimmy insists that Marshall cannot be applied to him
because, since he entered an Alford plea, the Commonwealth never
proved, nor did he admit, that he voluntarily engaged in conduct
that he knew or should have known would impair his obligation to
pay child support.
In North Carolina v. Alford, the United States Supreme
Court held that an individual accused of a crime may voluntarily,
knowingly and understandably consent to the imposition of a prison
sentence even if that individual is unwilling or unable to admit
his participation in the acts constituting a crime.8
Usually, this
type of guilty plea is entered when a defendant, faced with
overwhelming evidence that the prosecution could prove his guilt
beyond a reasonable doubt, has “absolutely nothing to gain by a
trial and much to gain by pleading.”9
Even though a defendant may
decline to acknowledge that he committed the acts of which he is
accused, an Alford plea has the same effect as any other guilty
plea.
The order fixing the amount of child support that Jimmy
is obligated to pay is affirmed.
ALL CONCUR.
BRIEF FOR APPELLANT:
BRIEF FOR APPELLEE:
J. Richard Downey
Franklin, Kentucky
G. Sidnor Broderson
Simpson County Attorney
Franklin, Kentucky
8
Supra, n. 1, 400 U.S. at 28, 91 S. Ct. at 196, 27 L. Ed.
2d at 171.
9
Id.
-7-
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