CAROL HARGAN v. GREEN COUNTY BOARD OF EDUCATION; SPECIAL FUND; HON. DONNA H. TERRY, ADMINISTRATIVE LAW JUDGE; AND WORKERS' COMPENSATION BOARD
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RENDERED:
September 28, 2001; 10:00 a.m.
NOT TO BE PUBLISHED
C ommonwealth O f K entucky
C ourt O f A ppeals
NO.
2001-CA-000045-WC
CAROL HARGAN
v.
APPELLANT
PETITION FOR REVIEW OF A DECISION
OF THE WORKERS' COMPENSATION BOARD
ACTION NO. WC-96-91482
GREEN COUNTY BOARD OF EDUCATION;
SPECIAL FUND; HON. DONNA H.
TERRY, ADMINISTRATIVE LAW JUDGE;
AND WORKERS' COMPENSATION BOARD
APPELLEES
OPINION
AFFIRMING
** ** ** ** **
BEFORE:
GUDGEL, Chief Judge; BUCKINGHAM, and McANULTY, Judges.
McANULTY, JUDGE:
Appellant, Carol Hargan ("Hargan"), appeals
from a December 6, 2000 opinion by the Kentucky Workers’
Compensation Board ("Board").
The Board affirmed an opinion and
award rendered by the Hon. Donna H. Terry, Administrative Law
Judge ("ALJ") that awarded Hargan medical benefits for injuries
suffered while employed by the Green County Board of Education.
When reviewing decisions of the Workers’ Compensation
Board, our function “is to correct the Board only when we
perceive that the Board has overlooked or misconstrued
controlling law or committed an error in assessing the evidence
so flagrant as to cause gross injustice.”
Daniel v. Armco Steel
Company, et al., Ky. App., 913 S.W.2d 797, 798 (1995).
After
careful review of the record, the relevant case law, and both
appellant’s and appellees’ briefs, we find that the ALJ did not
abuse her discretion and that the ALJ’s opinion and award was
supported by substantial evidence.
Therefore, we affirm.
Carol Hargan worked for the Green County Board of
Education ("Board of Education") as a cafeteria worker.
Hargan
served food and washed dishes as part of her duties as a
cafeteria worker.
On May 14, 1996, while at work, Hargan lifted
a box of fruit and experienced pain in the left side of her neck,
her left shoulder and low back.
Hargan continued to work for the
Board of Education from May, 1996, to December, 1999.
On May 21, 1996, Hargan began treatment for her
injuries with Dr. Jerome Dixon, D.O., an osteopath.
Dr. Dixon
diagnosed Hargan with left sacroiliac strain/torsional somatic
dysfunction; left greater trochanteric bursitis; left shoulder
myositis/tendonitis and left lateral epicondylitis (mild).
Dr.
Dixon treated Hargan with medication and osteopathic
manipulation.
He placed temporary work restrictions upon Hargan
of no lifting greater than ten pounds and no pushing or pulling.
On August 14, 1996, Dr. Dixon opined that Hargan had reached
maximum medical improvement ("MMI") and released her to return to
work without restrictions.
Dr. Dixon continued to treat Hargan
who continued to complain about pain in her neck and shoulder as
well as occasional pain in her low back.
Although, Dr. Dixon
felt that Hargan was responding well to conservative treatment,
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on October 18, 1996, he placed new work restrictions upon Hargan
of no lifting greater than thirty-five pounds, no reaching and no
working above shoulder level.
These restrictions remained in
place, and Hargan continued to work in the cafeteria, until
December, 1999.
On December 15, 1999, Dr. Dixon placed more
stringent permanent work restrictions upon Hargan: no repetitive
lifting of greater than five pounds; no lifting greater than
thirty-five pounds on occasion; no reaching or working above
shoulder level and no repetitive use of hands below shoulder
level.
Dr. Dixon opined that Hargan had reached MMI and that she
was thirty-seven percent disabled according to AMA Guides.
After
December, 1999, Hargan did not return to work.
As part of her workers’ compensation claim against the
Board of Education, Hargan was required to submit to an
independent medical examination.
On July 6, 1999, Dr. Vickie C.
Whobrey, a specialist in physical medicine and rehabilitation,
examined Hargan.
Prior to the examination, Hargan completed a
questionnaire to help Dr. Whobrey better diagnose Hargan.
The
questionnaire contained a diagram of the human body for Hargan to
indicate and to describe where she felt pain.
Hargan circled the
left side of the neck and the left shoulder but did not circle
the low back.
Hargan explained to Dr. Whobrey that she had pain
in the left side of her neck and left shoulder and occasional
pain in her low back and hips that was not bad.
In her
independent medical report, Dr. Whobrey stated that Hargan’s low
back symptoms had been resolved with conservative treatment.
In
both her report and later in her deposition, Dr. Whobrey agreed
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that Dr. Dixon’s original restrictions upon Hargan were
appropriate.
However, after examining Hargan, Dr. Whobrey found
nothing that would justify Dr. Dixon’s last and most stringent
work restrictions.
Dr. Whobrey diagnosed Hargan with chronic
myofiscial pain of the left shoulder girdle muscle.
She did not
diagnose Hargan’s low back since Hargan did not report any pain
there at the time of the examination.
Further, Dr. Whobrey
opined, according to the AMA Guides, that Hargan had suffered no
permanent impairment.
Hargan presents two assignment of errors for our
review.
First, Hargan argues that the ALJ ignored uncontradicted
medical evidence regarding her low back injury.
Second, Hargan
argues that the ALJ abused her discretion and was clearly
erroneous by finding that Hargan had suffered no occupational
disability.
We will take each assignment of error in turn.
Hargan contends that both the ALJ and the Board
erroneously concluded that her low back injury had been resolved
because both based their conclusions upon Dr. Whobrey’s
examination, and Dr. Whobrey never examined nor diagnosed her low
back.
Therefore, the ALJ’s conclusion regarding Hargan’s low
back was not supported by substantial evidence, and the ALJ had
ignored Dr. Dixon’s uncontradicted testimony regarding Hargan’s
low back injury.
We disagree.
As claimant, Hargan bore the burden of proof before the
fact-finder, the ALJ.
Wolf Creek Collieries V. Crum, Ky. App.,
673 S.W.2d 735 (1984); See Whittaker v. Rowland, Ky., 998 S.W.2d
479 (1999).
Since Hargan, as claimant, appealed from both the
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ALJ and the Board, our standard of review is whether the evidence
was so overwhelming, upon review of the entire record, to have
compelled a finding in the claimant’s favor.
Id.; See Paramount
Foods, Inc. v. Burkhardt, Ky., 695 S.W.2d 418 (1985); Special
Fund v. Francis, Ky., 708 S.W.2d 641 (1986); Snawder v. Stice,
Ky. App., 576 S.W.2d 276 (1979).
Further, the ALJ, not the Board
and not this court, had the sole discretion "to determine the
quality, character, and substance of evidence."
Whittaker v.
Rowland, supra at 481, quoting Paramount Foods, Inc. v.
Burkhardt, supra; See Snawder v. Stice, supra.
As fact-finder,
the ALJ may choose to believe or disbelieve any part of the
evidence presented, regardless of its source. Whittaker v.
Rowland, supra at 481, quoting Caudill v. Maloney’s Discount
Stores, Ky., 560 S.W.2d 15, 16 (1977).
Upon review of the record, we find that Dr. Dixon’s
testimony regarding Hargan’s low back injury was contradicted by
Dr. Whobrey.
Dr. Whobrey testified that it was unnecessary for
her to examine and diagnose Hargan’s low back since Hargan did
not indicate any pain there at the time.
Dr. Whobrey reasonably
relied upon Hargan’s assertion that her low back pain had greatly
improved under Dr. Dixon’s care; therefore, Dr. Whobrey
concluded, in her independent medical report, that Hargan’s low
back pain had been resolved through conservative treatment.
To prevail on appeal, Hargan must show that the
evidence presented to the fact-finder, the ALJ, was so
overwhelming that the ALJ’s finding against her was unreasonable,
and the evidence compelled a finding in her favor.
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Special Fund,
et al. v. Francis, supra at 643.
As fact-finder, the ALJ had
sole discretion to weigh all the evidence presented.
The ALJ
found Dr. Whobrey’s testimony more credible than Dr. Dixon’s.
Given the evidence, the ALJ’s opinion and award was reasonable
and was supported by substantial evidence.
Further, while Hargan
presented evidence that may support a contrary conclusion, she
presented no evidence that overwhelmingly compelled a contrary
conclusion.
Absent such evidence, we cannot and will not
substitute our judgment for that of the ALJ’s regarding the
weight and character of the evidence as to questions of fact.
Whittaker v. Rowland, supra at 481.
Hargan also argues that the ALJ abused her discretion
and was clearly erroneous by finding that Hargan had suffered no
occupational disability.
Hargan contends that the ALJ misread
the evidence because in the ALJ’s April 27, 2000 opinion and
award on page five, the ALJ stated, "it is found that Ms. Hargan
could return to virtually all jobs which she performed on the
date of injury."
In support of her argument, Hargan contends that Dr.
Dixon’s work restrictions precluded her from operating the
cafeteria’s dishwasher, one of her duties as a cafeteria worker.
Further, since Dr. Whobrey testified she agreed that Dr. Dixon’s
original work restrictions were appropriate and these
restrictions kept her from doing one of her duties as a cafeteria
worker, Hargan could not possibly "return to virtually all jobs
which she performed on the date of injury."
conclusion was not supported by the evidence.
Therefore, the ALJ
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We disagree.
As stated above, for Hargan to prevail, she must show
that the evidence compelled a finding in her favor.
v. Francis, supra at 643.
Hargan fails to do so.
Special Fund
According to
the record, Dr. Dixon placed work restrictions upon Hargan of no
lifting greater than thirty-five pounds, no pushing or pulling
and no working above shoulder level, and these restrictions
remained in place until December, 1999.
Hargan testified that
she returned to work immediately after her injury and continued
to work from May, 1996, until she left in December, 1999.
Hargan
testified that she performed all of her cafeteria duties, except
those excluded by Dr. Dixon’s restrictions, for over three years.
From the evidence presented, the fact-finder determines whether a
claimant has suffered any occupational disability and to what
degree.
Kilgore v. Goose Creek Coal Company, Ky., 392 S.W.2d 78,
79 (1965).
Furthermore, the fact-finder has "great leeway" in
doing so.
Seventh Street Road Tobacco Warehouse v. Stillwell,
Ky., 550 S.W.2d 469, 471 (1976).
In the case sub judice, the
ALJ’s finding that Hargan had suffered no occupational disability
was within the ALJ’s discretion and was supported by substantial
evidence since Hargan testified that she, in fact, returned “to
virtually all jobs which she performed on the date of injury.”
Therefore, the ALJ’s finding that Hargan suffered no occupational
disability was not clearly erroneous.
Since Hargan presented no evidence that compelled a
contrary conclusion, we cannot substitute our judgment for the
ALJ’s; therefore, we are compelled to affirm the opinion of the
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Workers’ Compensation Board and the opinion and award of the
Administrative Law Judge.
ALL CONCUR.
BRIEF FOR APPELLANT:
BRIEF FOR APPELLEE, GREEN
COUNTY BOARD OF EDUCATION:
Jackson w. Watts
Bradley F. Slutskin
Versailles, Kentucky
R. Scott Borders
Eric C. Deters & Associates
Florence, Kentucky
BRIEF FOR APPELLEE, SPECIAL
FUND:
John Burrell
Frankfort, Kentucky
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