COMMONWEALTH OF KENTUCKY v. LEON BANKS
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RENDERED: March 26, 1999; 10:00 a.m.
NOT TO BE PUBLISHED
C ommonwealth O f K entucky
C ourt O f A ppeals
NO.
1998-CA-000569-MR
COMMONWEALTH OF KENTUCKY
APPELLANT
APPEAL FROM FAYETTE CIRCUIT COURT
HONORABLE MARY C. NOBLE, JUDGE
ACTION NO. 97-CR-01241
v.
LEON BANKS
APPELLEE
OPINION
VACATING AND REMANDING
** ** ** ** **
BEFORE:
GUIDUGLI, JOHNSON AND SCHRODER, JUDGES.
GUIDUGLI, JUDGE.
The Commonwealth appeals an order of the
Fayette Circuit Court probating the five-year sentence imposed
upon Leon Banks (Banks) after his conviction for possession of
drug paraphernalia and second-degree persistent felony offender
(PFO II).
The Commonwealth argues that the court erred when it
found Kentucky Revised Statute (KRS) 532.080 unconstitutional and
that Banks was eligible for probation.
After reviewing the
record, the applicable law, and the arguments of counsel, we
vacate and remand.
On November 11, 1997, a grand jury indicted Banks on
the following charges: facilitation to trafficking in a
controlled substance; possession of drug paraphernalia, second
offense; and PFO II.
The PFO II charge was based on a 1996
conviction for possession of a controlled substance.
In
accordance with a plea agreement, Banks pleaded guilty to
possession of drug paraphernalia, second offense and PFO II.
The
Commonwealth recommended a one-year sentence on the drug
paraphernalia charge, enhanced to five years on the PFO II count.
The court accepted Banks’ guilty plea, ordered a presentence
investigation report, and scheduled sentencing.
On the date set for sentencing, Banks asked the court
to consider probating his sentence.
He wanted to participate in
a drug treatment program while on probation.
The court advised
the defendant to serve notice on the Attorney General of his
constitutional challenge to KRS 532.080.
See Jacobs v.
Commonwealth, Ky. App., 947 S.W.2d 416 (1997).
and re-docketed sentencing.
The court passed
Banks filed a written motion for
probation challenging the constitutionality of KRS 532.080 with
service on the Attorney General.
hearing in February 1998.
The court held a sentencing
By order entered March 4, 1998, the
court sentenced Banks to one year, enhanced to five under PFO II,
probated the sentence for five years, and ordered him to report
to drug court.
This appeal followed.
The Commonwealth argues that Banks was ineligible for
probation under KRS 532.080(5), and that the statute is
constitutional.
We agree.
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When the court sentenced Banks, no persistent felony
offender in the second degree was eligible for probation, shock
probation, or conditional discharge.
KRS 532.080(5).
However, a
persistent felony offender in the first degree who stood
convicted of a Class D felony was eligible for probation.
532.080(7).
KRS
Effective July 15, 1998, both PFO I and PFO II
defendants are eligible for probation if all the offenses for
which they stand convicted are Class D felonies which do not
involve a violent act against a person.
455 section 76.
Omnibus Crime Bill, HB
The act did not make these changes retroactive.
During the February 27, 1998 sentencing hearing, the
court discussed Banks’ criminal history.
It found that he did
not have a “bad” record, just one of a drug addict.
The court
noted that Banks could not participate in drug court unless he
was on probation, and that he did not qualify for probation under
KRS 532.080 because of his PFO II conviction.
Judge Noble held
KRS 532.080 unconstitutional as a violation of equal protection,
as having no rational basis, and as requiring an absurd result.1
The record shows that the trial judge fully considered
the seriousness of the offense, as well as appellee’s history and
character.
Yet the trial court determined that Banks should be
1
We recently addressed this issue in Commonwealth v. Beeler,
Ky. App., ___ S.W.2d ___, 45 K.L.S. 12 (October 2, 1998). In
that case, as in this one, the parties agreed that the issue is
an equal protection claim subject to rational basis scrutiny.
See Commonwealth v. Howard, Ky., 969 S.W.2d 700, 703-704 (1998).
We held the statute constitutional. Making Class D felon PFO I
defendants eligible for probation but not Class D felon PFO II
defendants is rationally related to the state’s interest in
eliminating prison overcrowding. Beeler, supra.
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granted probation.
Under the circumstances, we are unable to say
that the trial court’s actions would be an abuse of discretion.
However, this was not a matter within the trial court’s
discretion.
The clear language of KRS 532.080(5) and KRS
533.060(2) specifies that Banks is ineligible for probation.
Thus, the trial court acted beyond its authority in granting
probation.
This Court is aware of the disparate treatment accorded
to persons convicted of PFO I and persons convicted of PFO II.
Under the 1994 amendment to KRS 532.080, a defendant charged with
PFO I was made eligible for probation if the underlying offense
is a Class D felony.
KRS 532.080(7).
The legislature, however,
did not similarly amend the language in KRS 532.080(5),
prohibiting probation to PFO II defendants who were convicted of
Class D felonies.
Although the legislature has subsequently
remedied this inconsistency, we are not at liberty to interpret
the statute contrary to its express directive.
Accordingly, the order of the Fayette Circuit Court
granting probation to Banks is vacated, and this matter is
remanded for re-sentencing consistent with this opinion.
ALL CONCUR
BRIEF FOR APPELLANT:
BRIEF FOR APPELLEE:
A. B. Chandler, III
Attorney General
Gene Lewter
Lexington, KY
Vickie L. Wise
Assistant Attorney General
Frankfort, KY
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