JIMMY DAVIS v. COMMONWEALTH OF KENTUCKY
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RENDERED: March 5, 1999; 2:00 p.m.
NOT TO BE PUBLISHED
C ommonwealth O f K entucky
C ourt O f A ppeals
NO.
1997-CA-003307-MR
JIMMY DAVIS
APPELLANT
APPEAL FROM JEFFERSON CIRCUIT COURT
HONORABLE THOMAS WINE, JUDGE
ACTION NO. 97-CR-02309
v.
COMMONWEALTH OF KENTUCKY
APPELLEE
OPINION
AFFIRMING
** ** ** ** **
BEFORE: DYCHE, EMBERTON AND GARDNER, JUDGES.
GARDNER, JUDGE.
Jimmy Davis (Davis) brings this direct appeal
from a conditional plea of guilty to escape in the second degree
pursuant to Kentucky Rule of Criminal Procedure (RCr) 8.09.
We
affirm.
In July 1997, Davis was serving a twelve-month sentence
at the River City Correctional Center (RCCC) on a misdemeanor
conviction for assault in the fourth degree.
Upon arrival at
RCCC, Davis was given and signed a document stating that failure
to return to the facility after an authorized temporary leave
could constitute escape in the second degree in violation of
Kentucky Revised Statute (KRS) 520.030.
On July 15, 1997, Davis
left the facility on authorized work release and was scheduled to
return early the next morning.
After Davis did not return to the
facility as scheduled, officers at RCCC swore out a warrant for
escape.
On August 2, 1997, Davis was arrested on the arrest
warrant.
In September 1997, the Jefferson County Grand Jury
indicted Davis on one felony count of escape in the second degree
(KRS 520.030).1
On December 16, 1997, Davis entered a
conditional plea of guilty to the charge under RCr 8.09 pursuant
to a plea agreement with the Commonwealth, which recommended a
sentence of four years.
The trial court sentenced Davis to serve
four years in prison for escape in the second degree with Davis
reserving a right to appeal two legal issues under the
conditional guilty plea.
This appeal followed.
The two legal issues reserved for appeal as stated in
the judgment of conviction on the conditional plea are as
follows:
[(1)] whether an inmate incarcerated at River
City Corrections can be charged with and
convicted of Escape in the Second Degree by
walking away from work release and not
returning to River City; and 2)whether a
Defendant serving a misdemeanor sentence,
with work release, who fails to return to the
detention facility, can be indicted as PFO
[persistent felony offender] and with felony
escape.
1
“(1) A person is guilty of escape in the second degree when
he escapes from a detention facility or, being charged with or
convicted of a felony, he escapes from custody.”
-2-
On the first issue, Davis argued before the trial court
that failing to return to a private jail facility such as RCCC
from work release did not fall within the statutory requirements
for escape in the second degree.
As the trial court correctly
held, Kentucky case law clearly contradicts Davis’s position.
In Phipps v. Commonwealth, Ky. App., 933 S.W.2d 825
(1996), the court held that a privately owned facility such as
River City Correctional Center fell within the definition of a
“detention facility” in KRS 520.010(4)2 for purposes of escape in
the second degree under KRS 520.030(1).
The court also held that
Phipps could be convicted of second-degree escape for failing to
return to RCCC following a temporary, approved leave from
RCCC.
In addition, in Commonwealth v. Johnson, Ky. App., 615
S.W.2d 1 (1981), the court specifically held that a person who
fails to return to a “detention facility” after being released
temporarily on work release while serving a misdemeanor sentence
can be convicted of the felony offense of escape in the second
degree.
The court stated that failure to return to a detention
facility clearly fell within the definition of escape in KRS
2
(4)
‘Detention facility’ means any building
and its premises used for the
confinement of a person:
(a) Charged with or convicted of an
offense;
(b) Alleged or found to be delinquent;
(c) Held for extradition or as a
material witness: or
d) Otherwise confined pursuant to an
order of court for law enforcement
purposes[.]
-3-
520.010(5)3 involving “failure to return to custody or detention
following a temporary leave granted for a specific purpose or for
a limited period.”
On appeal, Davis does not dispute the
applicability of Phipps and Johnson to his case.
These cases are
dispositive and render his appeal on both issues without merit.
We note that Davis was not indicted for being a
persistent felony offender even though he was eligible, so this
aspect of issue two is irrelevant, but it necessarily follows
that the felony charge of escape in the second degree could have
served as a basis for a PFO charge under KRS 532.080.
Finally, on appeal, Davis asserts that KRS 520.030 is
unconstitutional because it violates equal protection.
This
argument was raised for the first time on appeal and was not
presented to the trial court.
It is axiomatic that as an
appellate court, we cannot consider issues or arguments not
raised in or decided by the trial court.
See, e.g., Commonwealth
v. Lavit, Ky., 882 S.W.2d 678, 680 (1994)(appellate court only
reviews errors of trial court so “if such court has had no
opportunity to rule on a question, there is no alleged error
before us to review.”); Regional Jail Authority v. Tackett, Ky.,
770 S.W.2d 225, 228 (1989).
Moreover, a defendant must notify
the Attorney General of a constitutional challenge to a statute,
3
(5)
’Escape’ means departure from custody or
the detention facility in which a person
is held or detained with knowledge that
the departure is unpermitted, or failure
to return to custody or detention
following a temporary leave granted for
a specific purpose or for a limited
period[.]
-4-
so this issue is not ripe for appellate review.
See KRS
418.075(1); Jacobs v. Commonwealth, Ky. App., 947 S.W.2d 416, 419
(1997)(notice requirements of KRS 418.075(1) are mandatory).
Thus, we need not review Davis’ equal protection argument.
For the foregoing reasons, we affirm the judgment of
the Jefferson Circuit Court.
ALL CONCUR.
BRIEF FOR APPELLANT:
BRIEF FOR APPELLEE:
Kim Brooks
Covington, Kentucky
A. B. Chandler III
Attorney General
Gregory C. Fuchs
Assistant Attorney General
Frankfort, Kentucky
-5-
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