HARGUS W. GABBARD v. COMMONWEALTH OF KENTUCKY
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RENDERED:
February 5, 1999; 2:00 p.m.
NOT TO BE PUBLISHED
C ommonwealth O f K entucky
C ourt O f A ppeals
NO.
1997-CA-002484-MR
HARGUS W. GABBARD
APPELLANT
APPEAL FROM LINCOLN CIRCUIT COURT
HONORABLE DANIEL J. VENTERS, JUDGE
ACTION NO. 1996-CR-000030
v.
COMMONWEALTH OF KENTUCKY
APPELLEE
OPINION
AFFIRMING
** ** ** ** **
BEFORE:
EMBERTON, KNOPF, AND SCHRODER, JUDGES.
KNOPF, JUDGE:
Hargus Gabbard appeals from a September 8, 1997,
order of Lincoln Circuit Court denying his RCr 11.42 motion for
relief from a criminal conviction.
Gabbard maintains that
counsel’s erroneous guilty-plea advice led to an excessive
sentence and that consequently he should be permitted to withdraw
his plea.
For the reasons that follow, we are persuaded that
such relief is not available in this case.
Accordingly, we
affirm the order of Lincoln Circuit Court.
In conjunction with his January 1997 guilty plea to the
charge of escape in the second degree (KRS 520.030), Gabbard was
sentenced to ten (10) years in prison.
Gabbard was sentenced as
a first-degree persistent felony offender (PFO), and he pled
guilty in exchange for what was the shortest possible sentence in
these circumstances for someone with that status.
At the time of
his plea and sentencing, however, one of Gabbard’s two (2) prior
convictions was on appeal to our Supreme Court and thus was not
final.
That conviction, therefore, should not have been used in
determining Gabbard’s status as a PFO, which otherwise could not
have been deemed higher than second-degree.
KRS 532.080; Melson
v. Commonwealth, Ky., 772 S.W.2d 631 (1989).
Had Gabbard been
sentenced as a second-degree instead of a first-degree PFO, ten
(10) years would have been the maximum sentence to which he was
subject instead of the minimum.
When Gabbard and his former
counsel discovered this error, sometime around July 1997, they
brought it to the trial court’s attention, and Gabbard moved to
have his conviction vacated so that he might be afforded an
opportunity to plead again.
Before the trial court ruled on this
motion, the Supreme Court upheld Gabbard’s second felony
conviction.
(1996-SC-883-MR, rendered 09-04-97).
The trial
court thereupon denied Gabbard’s motion, reasoning that the
sentence had been within statutory limits when imposed, and, in
light of the Supreme Court’s decision, could not now be reduced.
In a subsequent order responding to Gabbard’s motion to
reconsider, the trial court agreed to amend the record to reflect
that Gabbard had been sentenced as a second rather than a firstdegree PFO, but otherwise reasserted its prior ruling.
Gabbard
has appealed from that ruling and insists that counsel’s
misadvice with regard to his sentencing status was an error of
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such magnitude as to entitle him to relief from his conviction.
We disagree.
Gabbard relies on Melson, supra, but as the
Commonwealth points out, Melson both supports and defeats
Gabbard’s claim.
In that case, the appellants had been convicted
of escape during the pendency of their appeals from prior
convictions.
The convictions under appeal were used during the
guilt phase of the subsequent trial to the defendants’
disadvantage.
Our Supreme Court ruled that this use of non-final
convictions violated the truth-in-sentencing statute, KRS
532.055, and would similarly be inappropriate in PFO proceedings.
The Court went on, however, to state that:
the error of admitting these non-final
convictions was harmless. The convictions
have subsequently been affirmed and the time
to file a Petition for Rehearing has elapsed.
Thus, if the case were remanded for
sentencing, the convictions would be final
and admissible, making this an exercise in
futility.
Melson v. Commonwealth, Ky., 772 S.W.2d at 633.
We agree with Gabbard that the error in this case was
not harmless, for had he been correctly advised, it seems
unlikely that he would have pled guilty in exchange for the
maximum possible sentence.
Nevertheless, we also agree with the
trial court that Gabbard’s claim has been rendered moot by the
subsequent affirmance of his second felony conviction.
The
situation has become what Gabbard believed it was at the time of
his guilty plea.
He could now properly be sentenced as a first-
degree PFO to as much as twenty (20) years in prison.
At most, a
remand would allow him to reconsider the choice he made then.
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He
has suggested no reason to think that his choice now would be any
different, and thus such a remand would be “an exercise in
futility.”
Because the Lincoln Circuit Court has thus afforded
Gabbard all the relief that is available to him, we affirm that
court’s modified order of September 8, 1997.
ALL CONCUR.
BRIEF FOR APPELLANT:
BRIEF FOR APPELLEE:
Mark Wettle
Appellate Public Advocate
Louisville, Kentucky
A. B. Chandler III
Attorney General
J.T. Blaine Lewis
Assistant Attorney General
Frankfort, Kentucky
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