MARY C. LINTON v. BEREL L. ABRAMS, M.D. AND JEWISH HOSPITAL HEALTH CARE SERVICE, INC.
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January 22, 1999; 2:00 p.m.
NOT TO BE PUBLISHED
C ommonwealth O f K entucky
C ourt O f A ppeals
NO.
1997-CA-002442-MR
MARY C. LINTON
v.
APPELLANT
APPEAL FROM JEFFERSON CIRCUIT COURT
HONORABLE STEPHEN P. RYAN, JUDGE
ACTION NO. 95-CI-005699
BEREL L. ABRAMS, M.D. AND JEWISH
HOSPITAL HEALTH CARE SERVICE, INC.
APPELLEES
OPINION
VACATING AND REMANDING
** ** ** ** **
BEFORE:
COMBS, EMBERTON, AND KNOPF, JUDGES.
COMBS, JUDGE: The appellant, Mary C. Linton (Linton), appeals
from a decision of the Jefferson Circuit Court granting summary
judgment in favor of the appellees, Dr. Berel L. Abrams and
Jewish Hospital Healthcare Services, Inc. (Jewish Hospital).
After reviewing the record and legal arguments, we vacate and
remand the judgment of the Circuit Court.
On October 14, 1994, Linton was admitted to Jewish
Hospital for a left modified radical mastectomy.
successfully removed the malignant tumors.
Dr. Abrams
However, following
the surgery, Linton’s surgical wound became infected.
She had
developed Heavy Growth Hemolytic Streptococcus Group B, Heavy
Growth Coag Negative Staph, and Heavy Growth Corynebacterium
Species.
The infection was treated with antibiotic therapy, and
ten days after Linton’s operation, the wound was reopened and
cleaned.
Linton was eventually discharged from the hospital, but
the mastectomy wound site continued to need special attention;
the wound had to be cleaned and re-packed twice a day.
By the early part of 1995, even though Linton’s
mastectomy wound had healed, she continued to experience
difficulties — such as recurrent infections, soreness, and
swelling.
On October 31, 1995, Dr. Liliana J. Torres-Popp, a
plastic surgeon, reopened the mastectomy wound, excising scar and
subcutaneous tissue and cleaning out the infection processes.
Despite the corrective surgery, Linton continues to experience
problems related to the surgical wound site.
On October 11, 1995, Linton filed a medical negligence
claim against Jewish Hospital and Dr. Abrams.1
Alleging
negligence, she claimed that both Dr. Abrams and Jewish Hospital
had failed to comply with the accepted standards of medical care
and had failed to render safe or proper medical care.
The record
reveals that Linton had some difficulty in finding an expert
witness to testify at trial.
The trial was rescheduled several
times by the court, and the record indicates that much of the
delay was attributable to Linton’s difficulties in obtaining an
expert witness.
On November 25, 1996, Dr. Abrams filed a motion
for summary judgment on the ground that Linton had failed to
1
Linton’s complaint also named five other parties as
defendants. Linton agreed to the dismissal of those parties from
the action, and they are not parties to this appeal.
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produce expert testimony to establish negligence on his part.
The court denied the motion, and, on December 10, 1996, Linton
identified as her expert witness Dr. C. William Kaiser from New
Hampshire.
Accordingly, the court set the trial for June 11,
1997.
Approximately one week before trial, the parties went
to New Hampshire to depose Dr. Kaiser over the course of two
days: June 3 and June 4, 1997.
an expert witness for Linton.
He gave his trial deposition as
Almost immediately after the
depositions, the court conducted a hearing on June 6, 1997, as to
the competency of Dr. Kaiser’s testimony as an expert witness.
It entered summary judgment that same day in favor of both Dr.
Abrams and Jewish Hospital, finding that Dr. Kaiser’s testimony
could not be introduced at trial because he "want[ed] to
establish a much higher standard [of care] on hospitals and
doctors than is required in Kentucky."
The court concluded that
without Dr. Kaiser’s testimony (he was Linton’s only expert
witness), it would be impossible for her to establish at trial
that Dr. Abrams and Jewish Hospital had been negligent.
Thus,
the court held that summary judgment in favor of the appellees
was appropriate.
Linton filed a motion asking the court to
reconsider and vacate its judgment.
The court denied that
motion, and this appeal followed.
Linton argues that the court erred in granting summary
judgment in favor of Dr. Abrams and Jewish Hospital.
She
contends that Dr. Kaiser testified as to the proper standard of
care imposed upon doctors and hospitals in Kentucky and that he
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did not attempt to enlarge the standard or to establish a higher
standard of care.
Thus, she submits that the court’s entry of
summary judgment was premature.
In order to qualify for summary judgment, the movant
must "show that there is no genuine issue as to any material fact
and that the moving party is entitled to a judgment as a matter
of law."
CR 56.03.
On appeal, the standard of review of a
summary judgment is whether the trial court correctly found that
there was no genuine issue as to any material fact and that
consequently the moving party was entitled to judgment as a
matter of law.
"The record must be viewed in the light most
favorable to the party opposing the motion for summary judgment
and all doubts are to be resolved in his favor."
Steelvest, Inc.
v. Scansteel Service Center, Inc., Ky., 807 S.W.2d 476, 480
(1991).
Summary judgment should be used only "when, as a matter
of law, it appears that it would be impossible for the respondent
to produce evidence at trial warranting a judgment in his favor
and against the movant."
Id. at 483, citing Paintsville Hospital
Co. v. Rose, Ky., 683 S.W.2d 255 (1985).
Moreover, "[c]ase law
in our jurisdiction is manifest that summary judgment is to be
cautiously applied, especially in allegations involving
negligence."
Poe v. Rise, Ky. App., 706 S.W.2d 5, 6 (1986).
In a negligence case, the plaintiff bears the burden of
establishing that the defendant failed to discharge a legal duty
or to conform his conduct to the standard required.
Hadl, Ky., 816 S.W.2d 183 (1991).
Mitchell v.
In Kentucky, a doctor owes his
patient a duty to "use that degree of care and skill which is
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expected of a reasonably competent practitioner in the same class
to which [the physician] belongs, acting in the same or similar
circumstances."
Blair v. Eblen, Ky., 461 S.W.2d 370, 373 (1970).
And:
[a] patient admitted to a hospital operated
for private gain is entitled to such
reasonable care and attention for his safety
as his mental and physical condition, known
or discoverable by the exercise of ordinary
care, may require.
Miners Memorial Hospital Association of Kentucky v. Miller, Ky.,
341 S.W.2d 244, 245 (1960).
In medical negligence cases,
"negligence must be established by medical or expert testimony
unless the negligence and injurious results are so apparent that
laymen with a general knowledge would have no difficulty in
recognizing it."
(1967).
Harmon v. Rust, Ky., 420 S.W.2d 563, 564
In general, expert testimony is a necessary component in
negligence cases involving a post-operative infection.
The
presence of an infection following an operation is not prima
facie evidence of negligence since an expertise beyond general
knowledge would be required to determine whether the infection
had been the result of negligence.
Harmon, supra.
In the case before us, Linton was attempting to prove
that the infection she developed at the surgical wound site and
the complications that followed were the result of negligence on
the part of Dr. Abrams and Jewish Hospital.
Since this case was
based upon a post-operative infection, expert testimony was
necessary to establish negligence.
In his trial deposition taken
on June 4, 1997, Dr. Kaiser testified that both of the appellees
had breached the standard of care which they owed to Linton.
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Upon direct examination, Dr. Kaiser testified that the standard
of care owed to Linton by Dr. Abrams as general surgeon was "that
degree of care and skill which an ordinarily careful, skillful,
knowledgeable and prudent physician specializing in general
surgery would exercise under similar circumstances."
Dr. Kaiser
also explained the ways in which Dr. Abrams had breached the
standard of care owed to Linton.
In essence, Dr. Kaiser
testified that based upon several factors such as her medical
history and her weight, Linton was at high risk for developing a
post-operative infection and that Dr. Abrams had failed to take
prophylactic measures to decrease her chances for developing an
infection.
Dr. Kaiser stated that a competent general surgeon
would have taken such measures and that Dr. Abram’s failure to do
so constituted a breach of the standard of care he owed to
Linton.
Dr. Kaiser also testified in the trial deposition as to
Jewish Hospital’s standard of care.
He stated that a hospital
had "a responsibility to ensure that the care a patient received
under its direction and within its walls or within its area of
health care delivery [was] appropriate and in accord with the
standard of care."
Dr. Kaiser reiterated the word ensure several
times during his testimony, and he explained his use of the word
as follows:
I think to take the appropriate steps whereby
the hospital in particular is reviewing,
assessing and evaluating its medical staff
members to make certain that they deliver
proper care in the context of this particular
case.
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After identifying the standard of care owed to a patient by a
hospital, Dr. Kaiser then testified as to how in his opinion
Jewish Hospital had breached this standard with regard to Linton.
The court held that Dr. Kaiser’s testimony could not be
introduced at trial because he had incorrectly stated the
standards of care which the appellees owed to Linton.
The court
found that Dr. Kaiser effectively imposed upon the doctor and the
hospital an inappropriately high standard of care, rendering them
virtual insurers or guarantors of a patient’s safety.
This
finding was based wholly upon Dr. Kaiser’s use of the word ensure
and the following colloquy between Linton’s attorney and Dr.
Kaiser:
Mr. McCullum: Now is a hospital or a surgeon
an insurer or a guarantor of a patient’s
safety?
Dr. Kaiser: Yes, sir, they are.
This exchange occurred after Dr. Kaiser had testified as to the
correct standard of care owed by a doctor to his patient.
Semantically, safety and standard of care are not
interchangeable.
The order granting summary judgment incorrectly
treated these terms as synonymous.
With the exception of this one question, a careful
review of Dr. Kaiser’s depositions reveals that he repeatedly
stated the correct standards of care pursuant to Kentucky law.
While the court may have ordered the above-cited exchange
stricken from the record, we cannot conclude that the entirety of
Dr. Kaiser’s testimony was excludable since he repeatedly stated
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the correct standards of care.
After our review, we hold that
the bulk of Dr. Kaiser’s testimony was admissible.
In light of the stringent Steelvest standard, we cannot
agree as a matter of law that the appellees are entitled to
summary judgment.
For the foregoing reasons, we vacate the order of the
Jefferson Circuit Court granting summary judgment in favor of
both appellees and remand this matter for additional proceedings
consistent with this opinion.
ALL CONCUR.
BRIEF AND ORAL ARGUMENT FOR
APPELLANT:
BRIEF FOR APPELLEE BEREL L.
ABRAMS, M.D.:
Louie Guenthner, Jr.
Louisville, KY
Donald W. Darby
David Gazak
Louisville, KY
ORAL ARGUMENT FOR APPELLEE
BEREL L. ABRAMS, M.D.:
Donald W. Darby
Louisville, KY
BRIEF FOR APPELLEE JEWISH
HOSPITAL HEALTHCARE SERVICES,
INC.
C. Alex Rose
Russell H. Saunders
Karen L. Keith
Louisville, KY
ORAL ARGUMENT FOR APPELLEE
JEWISH HOSPITAL HEALTHCARE
SERVICES, INC.:
Russell H. Saunders
Louisville, KY
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