J. R. RIVES, JR. v. EMERSON ELECTRIC COMPANY; RONALD CHRISTOPHER, DIRECTOR OF SPECIAL FUND; HON. THOMAS A. NANNEY, ADMINISTRATIVE LAW JUDGE; and WORKERS' COMPENSATION BOARD
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RENDERED: July 2, 1998; 10:00 a.m.
NOT TO BE PUBLISHED
NO. 97-CA-2759-WC
J. R. RIVES, JR.
APPELLANT
PETITION FOR REVIEW
OF A DECISION OF
THE WORKERS' COMPENSATION BOARD
WC-96-097149
v.
EMERSON ELECTRIC COMPANY;
RONALD CHRISTOPHER,
DIRECTOR OF SPECIAL FUND;
HON. THOMAS A. NANNEY,
ADMINISTRATIVE LAW JUDGE; and
WORKERS' COMPENSATION BOARD
APPELLEES
OPINION
AFFIRMING
* * *
BEFORE:
GARDNER, HUDDLESTON, AND KNOX, JUDGES.
KNOX, JUDGE:
J. R. Rives, Jr., appeals from the rulings of the
Administrative Law Judge (ALJ) and Workers' Compensation Board
(Board) dismissing his claim for workers' compensation benefits.
Appellant commenced his employment with Emerson
Electric Company (Emerson) on February 5, 1990, as a press
operator.
He alleges that he suffered work-related back injuries
on October 1, 1994, and January 9, 1996.
The record reflects
that in March 1994, appellant sought treatment from Dr. Patrick
Hayden for back pain.
Dr. Hayden noted that appellant told him,
"He went to sit down on the ground and he got about 1-1/2 feet
away from sitting down when he felt a pain in his lower back on
the right side and a pop and he fell to the ground."
In his
deposition, at page 13, appellant testified that he "pulled the
muscle" at home.
Appellant was off work for one week.
Appellant testified that, while at work on October 1,
1994, he again felt a "pop" in his back.
Although he continued
working, he did inform his supervisor, Butch Inman, of his
injury.
Several weeks later, on November 29, 1994, appellant
sought treatment from Dr. Hayden.
Dr. Hayden's notes do not
reflect that appellant told him the injury was work-related.
Hayden diagnosed a herniated disk at L5-S1.
Dr.
Dr. Hayden referred
appellant to Dr. Gregory Langford, a neurosurgeon, who diagnosed
appellant with a herniated disk at the L5-S1 level.
On February
22, 1995, Dr. Langford performed surgery, and released appellant
to start work on April 17, 1995.
On January 9, 1996, appellant reported he had again
injured his back at work.
He again consulted with Dr. Langford.
A myelogram was performed, which showed some disk bulging in the
lumbar and cervical region.
Appellant was treated for cervical
and lumbar strain, and was referred to a work-conditioning
program.
Further, he was placed on some lifting restrictions.
However, appellant complained of intolerable pain, and was
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reassigned by Emerson to work at an automated job as a scroll
slitter.
The ALJ ruled that the injuries to appellant's back
were not work-related.
He based his conclusion upon his
observation that appellant had given no history of workrelatedness until his January 1996 back complaints.
He found
that appellant suffered from a significant back injury as early
as March 1994, that the condition continued until January 1996,
and that the October 1994 and January 1996 incidents were "merely
exacerbations of the pre-existing, active condition which had
been present since March 1994."
claim for benefits.
The ALJ dismissed appellant's
The Board affirmed the ALJ's decision.
Appellant argues that the ALJ and the Board erred in
determining: (1) appellant's back injuries were not work-related;
and, (2) appellant's back condition was active from March 1994
through the January 1996 injury.
The record reflects evidence that in March 1994,
appellant experienced a non-work-related injury to his back
severe enough to cause him to fall to the ground, to experience
pain down his legs and difficulty in walking, and to require
emergency medical treatment.
The record further reflects
evidence that, while appellant consulted with Dr. Hayden in
November 1994 about a work-related back injury similar in nature
to that reported by him in March 1994, he did not report that
injury to Dr. Hayden as being work-related.
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The individual claiming workers' compensation benefits
has the burden of proof and risk of persuasion.
If the claimant
is unsuccessful, the question on appeal is whether the evidence
is so overwhelming upon consideration of the record as a whole as
to compel a finding in claimant's favor.
See Wolf Creek
Collieries v. Crum, Ky. App., 673 S.W.2d 735 (1984); Snawder v.
Stice, Ky. App., 576 S.W.2d 276 (1979).
Compelling evidence is
that which is so overwhelming that no reasonable person could
reach the same conclusion reached by the finder of fact.
Mechanical v. Barnes, Ky. App., 691 S.W.2d 224 (1985).
REO
If the
ALJ's decision is supported by substantial evidence of record, it
must be upheld.
Special Fund v. Francis, Ky., 708 S.W.2d 641
(1986).
The record reflects evidence that appellant did suffer
a non-work-related back injury in March 1994, that he did not
report his October 1994 injury to Dr. Hayden as a work-related
injury, and that the symptoms of that injury were similar to his
March 1994 complaints.
As such, we do not believe the evidence
considered by the ALJ and the Board compels a different result.
Appellant next argues that the ALJ and the Board erred
in concluding appellant's back condition was pre-existing and
active prior to his injury of January 9, 1996.
Appellant argues
the evidence demonstrates that appellant's condition was
nondisabling and therefore dormant.
He relies upon the testimony
of Dr. Thomas Loeb, who conducted an independent examination of
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appellant, and who testified that the January 1996 incident
aggravated a dormant condition.
The ALJ, in concluding appellant's back condition was
an active, pre-existing condition dating to March 1994,
determined the condition continued on until the injury of January
1996, at which time the existing, active condition was
aggravated.
We believe evidence in the record supports that
conclusion.
While Dr. Loeb characterized appellant's condition
as "dormant," we believe the ALJ was entitled to rely upon
evidence in the record that (1) appellant's October 1994 injury,
which was not a work-related injury, was sufficiently similar in
nature to his March 1994 complaints as to be an extension of the
same back problem first experienced in March 1994; and, that (2)
appellant's January 1996 problems, which were characterized by
Dr. Langford as "post-operative changes," were the result of his
March 1994 injury.
Again, considering the record, we cannot
conclude the evidence compels a different result than that
reached by the ALJ and the Board.
Accordingly, we affirm the decision of the Workers'
Compensation Board.
ALL CONCUR.
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BRIEF FOR APPELLANT:
BRIEF FOR EMERSON ELECTRIC
COMPANY:
B. Frank Radmacher III
Louisville, Kentucky
Joy D. Denton
Bowling Green, Kentucky
BRIEF FOR SPECIAL FUND:
Benjamin C. Johnson
Louisville, Kentucky
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