MARTY SMITH v. COMMONWEALTH OF KENTUCKY
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RENDERED:
October 30, 1998; 2:00 p.m.
NOT TO BE PUBLISHED
C ommonwealth O f K entucky
C ourt O f A ppeals
NO.
1997-CA-001565-MR
MARTY SMITH
APPELLANT
APPEAL FROM KNOX CIRCUIT COURT
HONORABLE LEWIS B. HOPPER, JUDGE
ACTION NO. 85-CR-00092
v.
COMMONWEALTH OF KENTUCKY
APPELLEE
OPINION AND ORDER
DISMISSING
** ** ** ** ** ** **
BEFORE:
DYCHE, EMBERTON and HUDDLESTON, Judges.
HUDDLESTON, Judge.
Marty Smith appeals from an order denying his
Ky. R. Civ. Proc. (CR) 60.02 motion1 to relieve him from a final
judgment
that
convicted
him
of
murder
and
sentenced
him
to
imprisonment for life. Smith claims on appeal that the trial court
failed to adequately address his CR 60.02 motion, that he should
have been granted an evidentiary hearing, and that counsel should
1
Smith also claims to have filed his motion for relief from
the judgment convicting him of murder pursuant to Ky. R. Civ. Proc.
(CR) 60.03. That rule authorizes a court to entertain an independent action for relief from a judgment unless the same relief has
been denied in a proceeding brought under CR 60.02. Since the same
relief can be obtained under both rules and inasmuch as Smith did
not file an independent action, we review this case as an appeal
from a denial of a CR 60.02 motion.
have been appointed to represent him in proceedings relating to the
motion.
The Commonwealth responds that Smith's appeal was not
timely filed and must, therefore, be dismissed.
In any event, the
Commonwealth argues, Smith was not entitled to the appointment of
counsel or to an evidentiary hearing because the allegations he
makes in support of his motion are refuted by the record.
The Rules of Civil Procedure apply to criminal cases
except in those instances where they are superseded by or are
inconsistent with the Rules of Criminal Procedure.
Proc. (RCr) 13.04 and 12.02.
Ky. R. Crim.
While a CR 60.02 motion is authorized
by the Civil Rules and the time to appeal the denial of such a
motion is ordinarily fixed at 30 days by CR 73.02(1)(a), appeals in
criminal cases are governed by RCr 12.04.
CR 12.04(3) provides
that an appeal must be taken within 10 days following entry of the
judgment or order from which the appeal is prosecuted.
In this case, the order denying Smith's CR 60.02 motion
was entered on June 3, 1997.
He then filed a motion for findings
of fact and conclusions of law2 which was denied by an order
entered on June 13, 1997.
Smith filed his notice of appeal on June
24, 1997, eleven days after entry of the June 13, 1997, order.3
As
a consequence, his appeal was untimely and must be dismissed.
2
See CR 52.04 and CR 59.05.
3
June 23, 1997, the last day on which Smith could have filed
a notice of appeal, fell on Monday, a business day.
2
Although Smith's appeal is being dismissed as untimely,
we have reviewed his claims of error and find them lacking in
merit.
In 1985, Smith was charged in an indictment with murder,
first-degree burglary, first-degree robbery and theft by unlawful
taking over $100.00.
By agreement with the Commonwealth, Smith
pled guilty in early 1987 to the charge of murder and the remaining
charges were dismissed.
Smith was sentenced to imprisonment for
life.
In 1988, Smith filed a RCr 11.42 motion to vacate his
sentence.
Counsel was appointed to represent him and an eviden-
tiary hearing was scheduled.
However, the hearing was not held as
the court determined that Smith's factual allegations were refuted
by the record.
Insofar as we can determine from the record
available to us, Smith did not appeal the denial of his motion to
vacate.
In 1992, Smith moved the court to reduce his sentence
claiming that it was unduly harsh.
The record does not reflect a
ruling on the motion.
In 1997, Smith filed the CR 60.02 motion that is before
us for consideration in this appeal.
The issues which he raises --
ineffective assistance of counsel and a challenge to his guilty
plea as involuntary -- are the same issues he raised in his 1988
RCr 11.42 motion.
Issues raised in a RCr 11.42 motion may not be
advanced a second time in a CR 60.02 motion.
In Gross v. Common-
wealth, Ky., 648 S.W.2d 853 (1983), the procedure for reviewing
3
criminal convictions was delineated.
RCr 11.42 provides a vehicle
to attack an erroneous judgment for reasons which are not accessible by direct appeal.
all
issues
that
Final disposition of the motion concludes
could
reasonably
have
been
presented
in
the
proceeding and forecloses the defendant from raising any questions
under CR 60.02 that could have been raised in the RCr 11.42
proceeding.
As this state’s highest court has said:
"The courts
have much more to do than occupy themselves with successive 'reruns' of RCr 11.42 motions stating grounds that have or should have
been presented earlier."
Hampton v. Commonwealth, Ky., 454 S.W.2d
672, 673 (1970) (citing Kennedy v. Commonwealth, Ky., 451 S.W.2d
158, 159 (1970)).
Since Smith raised in his
earlier RCr 11.42
motion the same issues raised in his subsequent CR 60.02 motion,
the circuit court appropriately denied his CR 60.02 motion.
There was no reason for the circuit court to grant Smith's
motion for an evidentiary hearing or his motion for appointment of
counsel.
This is so because the allegations he makes in support of
his CR 60.02 motion are refuted by the record.
Hopewell v.
Commonwealth, Ky. App., 687 S.W.2d 153, 154 (1985).
That record
clearly reflects that Smith's plea was intelligently and voluntarily
made.
See Boykin v. Alabama, 395 U.S. 238, 89 S. Ct. 1709, 23 L.
Ed.2d 274 (1990).
During the guilty plea colloquy, Smith stated,
inter alia, that he understood the nature of the charges against him
and of the proceedings; that he did not suffer from any mental
impairment and was not under the influence of any intoxicating
4
beverages or drugs; that he was waiving his right to a trial; and,
that he was pleading guilty of his own free will.
Smith's claim that he received ineffective assistance of
counsel is likewise refuted by the record. To establish ineffective
assistance, Smith must demonstrate that his counsel's performance
was deficient and the deficiency was prejudicial.
Strickland v.
Washington, 466 U.S. 668, 104 S. Ct. 2052, 80 L. Ed.2d 674 (1984).
The burden is Smith's to overcome the strong presumption that
counsel's assistance was constitutionally sufficient.
Jordan v.
Commonwealth, Ky., 445 S.W.2d 878, 879 (1969). The record indicates
that the prosecution had sufficient evidence to establish that Smith
was guilty of the charge of murder.
The record does not suggest an
absence of effort or preparation on the part of Smiths' counsel.
Merely advising a defendant to plead guilty does not constitute
ineffective assistance of counsel.
Beecham v. Commonwealth, Ky.,
657 S.W.2d 234, 236 (1983) (citing Glass v. Commonwealth, Ky., 474
S.W.2d 400 (1971)).
Smith's appeal is dismissed as untimely.
ALL CONCUR.
ENTERED:
October 30, 1998
Joseph R. Huddleston
JUDGE, COURT OF APPEALS
Burgin, Kentucky
BRIEF FOR APPELLANT:
Marty Smith, Pro se
5
BRIEF FOR APPELLEE:
A. B. Chandler III
Attorney General of Kentucky
Vickie L. Wise
Assistant Attorney General
6
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