ROY EVERETT WOLFE, JR. V. COMMONWEALTH OF KENTUCKY
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RENDERED:
January 30, 1998; 10:00 a.m.
NOT TO BE PUBLISHED
NO. 96-CA-2617-MR
ROY EVERETT WOLFE, JR.
APPELLANT
APPEAL FROM JEFFERSON CIRCUIT COURT
HONORABLE ERNEST A. JASMIN, JUDGE
ACTION NO. 96-CR-23
V.
COMMONWEALTH OF KENTUCKY
APPELLEE
OPINION
REVERSING and REMANDING
* * * * * * * *
BEFORE:
BUCKINGHAM, COMBS and GARDNER, Judges.
GARDNER, JUDGE:
Roy Everett Wolfe, Jr. (Wolfe) appeals from his
conviction in Jefferson Circuit Court for second-degree burglary
and receiving stolen property .
Wolfe specifically contests the
circuit court's refusal to allow him to withdraw his guilty plea
following
the
circuit
court's
decision
to
run
his
sentence
consecutively with a previous conviction rather than concurrently
as the Commonwealth had recommended in the plea agreement.
After
reviewing the applicable law, this Court must reverse the circuit
court's ruling and remand this case for further proceedings.
In January 1996, a grand jury indicted Wolfe on charges
of second-degree burglary, receiving stolen property valued at $300
or more and of persistent felony offender, first-degree.
In May
1996, the Commonwealth offered Wolfe an agreement whereby Wolfe
would plead guilty to second-degree burglary and receiving stolen
property, and the Commonwealth would recommend eight years on the
burglary charge and five years on the receiving stolen property
charge.
The Commonwealth would recommend that these sentences run
concurrently, and that the sentence in this case run concurrently
with Wolfe's sentence in another case for a total of eight years.
On June 14, 1996, Wolfe entered a guilty plea pursuant to
the Commonwealth's recommendations.
The circuit court told Wolfe
that it was not bound by the Commonwealth's recommendations and
that it had a right to review Wolfe's presentence investigative
report before it decided to accept all of the Commonwealth's
recommendations.
The court also told Wolfe that if the court
rejected the agreement, it must so inform him and allow him to
insist on his guilty plea in which case, Wolfe could receive more
severe punishment or under very limited circumstances, the court
could allow Wolfe to withdraw his plea and proceed to trial.
In August 1996, Wolfe appeared before the circuit court
for sentencing.
The court told Wolfe that it would not follow the
Commonwealth's recommendation to run the eight year sentence in
this case concurrently with the sentence that Wolfe was serving
from another indictment.
Wolfe moved to withdraw his guilty plea,
but the circuit court denied this motion.
The court sentenced
Wolfe to eight years, to be served consecutively with Wolfe's
previous sentence.
Wolfe has subsequently brought this appeal.
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On appeal, Wolfe argues that Kentucky Rule of Criminal
Procedure (RCr) 8.10 and fundamental fairness required the circuit
court to allow him to withdraw his guilty plea once the court
determined that it would not accept the sentencing terms of the
plea agreement reached between Wolfe and the Commonwealth.
After
reviewing RCr 8.10 and this Court's recent decision in Kennedy v.
Commonwealth, Ky. App., ___ S.W.2d ___ (rendered May 30, 1997), we
must agree with Wolfe.1
RCr 8.10 as amended in 1989 states in part,
At any time before judgment the court may
permit the plea of guilty or guilty but
mentally ill, to be withdrawn and a plea
of not guilty substituted.
If the court rejects the plea agreement,
the court shall, on the record, inform
the parties of this fact, advise the
defendant personally in open court or, on
a showing of good cause, in camera, that
the court is not bound by the plea
agreement, afford the defendant the
opportunity to then withdraw his plea,
and advise the defendant that if he
persists
in
his
guilty
plea
the
disposition of the case may be less
favorable to the defendant than that
contemplated by the plea agreement.[2]
1
The Kentucky Supreme Court denied discretionary review in
Kennedy v. Commonwealth, supra, on November 12, 1997, thus making
this Court's decision final on that date. Kennedy v. Commonwealth,
supra, was submitted to this Court by Wolfe's counsel on November
21, 1997, in a notice of reliance on additional authority. The
Commonwealth in an expedited motion to cancel oral argument filed
with this Court on November 26, 1997, states that the instant case
can be resolved pursuant to the Kennedy decision. It states that
the principles of law announced in Kennedy govern the case at bar,
and as a result, Wolfe must be permitted to withdraw his guilty
plea.
2
798
The Supreme Court in dicta in Edwardson v. Edwardson, Ky.,
S.W.2d 941, 945 (1990), an opinion which considered the
-3-
In Haight v. Commonwealth, Ky., 938 S.W.2d 243, 251 (1996), the
Supreme Court noted that, pursuant to the 1989 amendment to RCr
8.10, upon a determination by the trial court that it will not
follow the plea agreement made between the Commonwealth and the
defendant, the defendant has a right to withdraw the guilty plea
without prejudice to the right of either party to go forward from
that point.
This
presented
with
Court
a
in
Kennedy
factual
v.
situation
presented in the case at bar.
Commonwealth,
almost
supra,
identical
to
was
that
The defendant in that case reached
a plea agreement with the Commonwealth whereby the defendant would
plead guilty to nine counts of theft of labor over $300 and one
count of theft of labor under $300.
The Commonwealth agreed to
recommend a sentence of three years imprisonment on each of the
nine counts of theft of labor over $300 and twelve months on the
one count of theft of labor under $300, with all sentences to run
concurrently.
The defendant entered a guilty plea in keeping with
this plea agreement.
The court at sentencing ran some of the
sentences consecutively for a total of nine years imprisonment.
The defendant moved to withdraw his guilty plea but the circuit
court denied his motion.
decision.
This Court reversed the circuit court's
In reaching the decision, this Court found that the
language of RCr 8.10 requires a court to permit a defendant to
viability of prenuptial agreements, stated that the court recently
amended RCr 8.10 to permit a defendant in a criminal case an
absolute right to withdraw a guilty plea in the event the trial
court fails to sentence in accordance with the plea agreement.
-4-
withdraw a guilty plea if the court rejects the plea agreement.
This Court held that the rule does not require the trial court to
"rubber stamp" plea agreements, but it does require the court to
afford the defendant the opportunity to withdraw his plea when and
if the court decides to deviate from the plea agreement.
This
Court noted the Kentucky Supreme Court's clear language in Haight
v. Commonwealth, supra.
In Kennedy v. Commonwealth, supra, this
Court found that because of the trial court's decision to run the
sentences consecutively rather than concurrently, the court was
required to permit the defendant to withdraw his plea.
This Court has been presented with the same factual
scenario in the case at bar.
Wolfe agreed to plead guilty based
upon the Commonwealth's recommendation that Wolfe receive a total
sentence of eight years to run concurrently with the sentence in
Wolfe's previous conviction.
The circuit court at sentencing
concluded that the sentences should run consecutively.
Thus, the
circuit court rejected the terms of the plea agreement, and as a
result, should have permitted Wolfe to withdraw his plea.
Upon
remand, the circuit court must permit Wolfe to withdraw his plea.
The cases cited by the Commonwealth in its brief are either
fundamentally distinguishable or are based on versions of RCr 8.10
prior to its 1989 amendment.
For
the
foregoing
reasons,
this
Court
reverses
the
judgment of the Jefferson Circuit Court and remands this case for
proceedings consistent with this opinion.
ALL CONCUR.
-5-
BRIEF FOR APPELLANT:
BRIEF FOR APPELLEE:
Bruce P. Hackett
Daniel T. Goyette
Louisville, Kentucky
A. B. Chandler III
Attorney General
Karen Quinn
Assistant Attorney General
Frankfort, Kentucky
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