KENNETH H. SWIPIES, Plaintiff-Appellant, vs. PETER GOLDSMITH, Defendant-Appellee.
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IN THE COURT OF APPEALS OF IOWA
No. 6-642 / 06-0248
Filed October 11, 2006
KENNETH H. SWIPIES,
Plaintiff-Appellant,
vs.
PETER GOLDSMITH,
Defendant-Appellee.
________________________________________________________________
Appeal from the Iowa District Court for Ida County, Duane E. Hoffmeyer,
Judge.
The plaintiff appeals from an order granting summary dismissal of his
lawsuit against the defendant. AFFIRMED.
Kenneth Swipies, La Pine, Oregon, pro se.
Brent B. Green and Bradley C. Obermeier of Duncan, Green, Brown &
Langeness, A P.C., Des Monies, for appellee.
Considered by Vogel, P.J., and Miller and Eisenhauer, JJ.
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MILLER, J.
The district court dismissed Kenneth Swipies’s petition at law which
sought money damages from the defendant Kenneth Goldsmith.
Swipies
appeals. Upon our review for correction of errors of law, see Iowa R. App. P. 6.4,
we affirm.
Goldsmith had represented Swipies in a case in which Swipies’s parental
rights to a daughter were terminated. Goldsmith agreed to appeal, but failed to
file a timely and proper notice of appeal.
Swipies sued Goldsmith, claiming
Goldsmith’s failure constituted malpractice and seeking money damages.
In
ruling on a motion for summary judgment filed by Goldsmith, the district court
found that Swipies had no evidence to offer on a necessary element of his claim,
that an appeal would have succeeded but for Goldsmith’s admitted negligence.
The court concluded there was therefore no genuine issue of material fact on this
essential element of Swipies’s claim, and granted Goldsmith’s motion for
summary judgment.
Swipies did not appeal from that grant of summary
judgment.
Swipies later brought the present lawsuit, based on the same underlying
facts, Goldsmith’s failure to file a timely and proper notice of appeal from the
termination of Swipies’s parental rights. He again sought money damages, “for
Breach of Contract, and Promissory Estoppel.” Ruling on a motion by Goldsmith,
the district court dismissed Swipies’s petition. It held that Swipies’s lawsuit was
barred by the claim preclusion branch of the doctrine of res judicata.
Swipies appeals. In his brief he states as issues the following:
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ISSUE I
DID THE COURT CORRECTLY APPLY IOWA CASE LAW?
ISSUE II
IS RES JUDICATA APPLICABLE WHEN THE COURT IGNORES
ALTERNATIVE THEORIES OF RECOVERY?
ISSUE III
IS THE PLAINTIFF SEEKING TO HAVE A SECOND DAY IN
COURT ON THE SAME ISSUES?
ISSUE IV
DOES IOWA CODE [272C.1(7)] APPLY TO ATTORNEYS?
As correctly noted by Goldsmith, “The first three (3) ‘Issues’ can be summed up
into one: Was the Plaintiff-Appellant’s Second Lawsuit Precluded by the Doctrine
of Res Judicata?”. We proceed to address that issue. 1
“Res judicata” is a term that includes concepts of both claim preclusion
and issue preclusion. Bennett v. MC # 619, Inc., 586 N.W.2d 512, 516 (Iowa
1998). “When used in the sense of claim preclusion, res judicata means that
further litigation on the claim is barred.” Id.
Claim preclusion is generally implicated where there has
been a full and fair opportunity to litigate the claim—the claim was
litigated, or it could have been, but was not. A second claim is
likely to be considered precluded if the acts complained of, and the
recovery demanded, are the same, or when the same evidence will
support both actions.
1
In addressing the issue we do note that Swipies does not challenge the propriety of
the issue having been raised and decided by way of motion to dismiss rather than by
way of motion for summary judgment. We further note there is in fact no dispute
concerning any material fact.
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Whalen v. Connelly, 621 N.W.2d 681, 685 (Iowa 2000) (citations and quotations
omitted).
The policy of the law underlying claim preclusion is that a
claim cannot be split or tried piecemeal. Thus, a party must try all
issues growing out of the claim at one time and not in separate
actions. An adjudication in a prior action between the parties on
the same claim is final as to all issues that could have been
presented to the court for determination. Simply put, a party is not
entitled to a “second bite” simply by alleging a new theory of
recovery for the same wrong.
Bennett, 586 N.W.2d at 516-17 (citations omitted, emphasis in original).
Except in limited situations not relevant here, a summary judgment
constitutes a final judgment on the merits. Iowa R. Civ. P. 1.946; Peppmeier v.
Murphy, 708 N.W.2d 57, 66 (Iowa 2005).
Goldsmith’s acts or omissions of which Swipies complains in this lawsuit
are the same as those complained of in the prior lawsuit. The recovery sought,
money damages, is the same as in the prior lawsuit. The same evidence would
support both actions. Swipies had a full and fair opportunity to litigate his claim
against Goldsmith in the prior lawsuit.
The summary judgment in the prior
lawsuit constitutes an adjudication on the merits against Swipies. Swipies simply
alleges new theories of recovery for the same wrong. We conclude the district
court correctly held that Swipies’s present lawsuit is barred by the claim
preclusion branch of the doctrine of res judicata.
No issue regarding whether Iowa Code section 272C.1(7) applies to
attorneys was presented to or passed upon by the district court, and therefore no
such issue is properly before us in this appeal. See Metz v. Amoco Oil Co., 581
N.W.2d 597, 600 (Iowa 1998) (stating our error preservation rule requires that
issues must be presented to and passed upon by the district court before they
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can be raised and decided on appeal); Benavides v. J.C. Penney Life Ins. Co.,
539 N.W.2d 352, 356 (Iowa 1995) (same).
AFFIRMED.
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