Justia.com Opinion Summary: Codefendants, Christopher Johnson and James Mayfield, appealed their convictions of robbery with a firearm and carjacking. At issue was the interpretation of sections 27.511(8) and 27.5303(1)(a), Florida Statutes, and whether the Office of Criminal Conflict and Civil Regional Counsel (RCC) had standing to challenge a public defender's motion to withdraw. The court held that section 27.5303(1)(a) governed all public defender motions to withdraw based on conflict, both at the trial and appellate level and the court where the motion was filled was required to review such motions for sufficiency. The court also held that RCC did not have standing to challenge a public defender's good faith request to withdraw based on conflict.
Receive FREE Daily Opinion Summaries by Email Download as PDF
Loading PDF...
<![CDATA[
Supreme Court of Florida
____________
No. SC09-1045
____________
CHRISTOPHER JOHNSON,
Petitioner,
vs.
STATE OF FLORIDA,
Respondent.
[January 5, 2012]
QUINCE, J.
This case is before the Court for review of the decision of the Fourth District
Court of Appeal in Johnson v. State, 6 So. 3d 1262 (Fla. 4th DCA 2009). The
district court's decision expressly affects a class of constitutional or state officers.
Additionally, the Office of Criminal Conflict and Civil Regional Counsel (RCC)
alleges the Fourth District‟s decision expressly and directly conflicts with the
decision of the Third District in State v. Public Defender, Eleventh Judicial Circuit,
12 So. 3d 798 (Fla. 3d DCA 2009) (“Public Defender”), review granted, 34 So. 3d
2 (Fla. 2010), on the same question of law. We have jurisdiction. See art. V, §
3(b)(3), Fla. Const. For the reasons expressed below, we approve in part and
quash in part the decision of the Fourth District.
FACTS AND PROCEDURAL HISTORY
This case began when codefendants Christopher Johnson and James
Mayfield were charged for a robbery with a firearm and carjacking in Broward
County. Due to a conflict of interest, Johnson was appointed private counsel, paid
for by the State. After being found guilty, both defendants appealed their
convictions to the Fourth District Court of Appeal.
The appellate public defender filed a motion for leave to withdraw as
Johnson‟s counsel on the basis of conflict because the public defender was already
representing codefendant Mayfield in an appeal stemming from his conviction in
the same case. The Office of the Attorney General did not object to the public
defender‟s withdrawal. However, RCC objected to the withdrawal. The public
defender argued that RCC lacked standing to challenge the public defender‟s
motion to withdraw and that conflicts inherent in representing codefendants
eliminated the necessity for fact-finding in the trial court. RCC responded that
conflict at the trial level does not automatically apply at the appellate level and
there must be a showing of an actual conflict in order for RCC to be appointed for
representation.
-2-
After hearing argument from the parties, the Fourth District granted the
public defender‟s motion to withdraw and appointed RCC to represent Johnson in
his appeal. The Fourth District concluded that the plain language of section
27.511(8), Florida Statutes (2008), provides that the public defender‟s certification
of conflict alone is sufficient to shift representation of the defendant to RCC.
Johnson, 6 So. 3d at 1266. The Fourth District explained that this statute “places
the determination of the existence of a conflict in the hands of the [public
defender]—without any inquiry by an appellate court.” Id. Under the Fourth
District‟s interpretation of the statute, if the public defender “certifies conflict then
RCC shall handle the appeal.” Id. The Fourth District further concluded that
section 27.5303(1)(a), Florida Statutes (2008), only authorizes factual inquiries
into the adequacy of the public defender‟s representations regarding conflict by
trial courts, not when the appellate public defender certifies conflict. Id. at 126667. The Fourth District also noted that a trial court‟s finding of conflict in
representing codefendants will be deemed valid for the codefendants‟ appeals as
well. Id. at 1267. Finally, the district court concluded that RCC has no standing to
object to a public defender‟s motion to withdraw. Id. In reaching this conclusion,
the district court relied on the fact that section 27. 5303(1)(a), which gave the
Justice Administrative Commission standing to challenge a public defender‟s
motions, was repealed in 2007 and no other statute gave RCC standing to
-3-
challenge a public defender‟s motion to withdraw. Id. at 1268. Furthermore, the
district court stated it would no longer relinquish jurisdiction to the trial court for
an inquiry in such cases. Id. Instead, if the public defender certifies conflict, then
RCC will represent the client unless RCC certifies its own conflict. Id.
RCC sought review in this Court based on express and direct conflict with
the decision of the Third District in Public Defender and because the Fourth
District‟s decision affects a class of constitutional or state officers, i.e., all RCC
offices in the state. In Public Defender, the Third District held that the state
attorneys had standing to challenge public defender motions to withdraw based on
the state attorney‟s status as a party in the case and the state attorney‟s statutory
obligations. RCC argues that Public Defender also implied that RCC has standing
to oppose such motions when the court stated that RCC‟s motion to intervene was
properly denied because it was untimely. Id. at 800 n.2.
RCC also asserts that this Court has jurisdiction to review the Fourth
District‟s decision because the court‟s ruling that RCC lacks standing to oppose the
public defender‟s motion to withdraw, Johnson, 6 So. 3d at 1267, affects a class of
state officers. We agree. The Fourth District‟s decision as to standing will affect
RCC‟s power to oppose motions to withdraw filed by public defenders. Because
the district court based its decision on statutory interpretation, the decision is
-4-
applicable to all RCC offices around the state, thus affecting the entire class of
state officers.
While RCC did not make this argument in its petition for review, we also
conclude that the decision below expressly affects the powers of public defenders
to withdraw from cases. The district court decision effectively expands the powers
of public defenders to withdraw from cases by finding that when a public defender
certifies a conflict at the appellate level the case will automatically be transferred
to RCC without a determination from a district court of appeal. Id. at 1266.
ANALYSIS
The underlying case involves a judicial interpretation of the application of
sections 27.511(8) and 27.5303(1)(a) and whether RCC has standing to challenge a
public defender‟s motion to withdraw. In order to address these issues, we must
discuss the underlying right to counsel and the general principles of statutory
interpretation.
I. Right to Counsel
Criminal defendants are guaranteed the right to effective assistance of
counsel under the Sixth Amendment to the United States Constitution, see Gideon
v. Wainwright, 372 U.S. 335 (1963), and article I, section 16 of the Florida
Constitution. In addition, this Court has acknowledged that “the right to effective
-5-
assistance of counsel encompasses the right to representation free from actual
conflict.” Hunter v. State, 817 So. 2d 786, 791 (Fla. 2002). Conflict-of-interest
cases usually arise at the trial level, but can arise at any level of the judicial process
where one attorney represents two or more clients. Barclay v. Wainwright, 444 So.
2d 956, 958 (Fla. 1984) (granting habeas relief based on appellate counsel‟s
conflict of interest in representing two codefendants). Generally, an attorney has
an ethical obligation to avoid conflicts of interest and should advise the court when
one arises. Cuyler v. Sullivan, 446 U.S. 335, 346 (1980). An actual conflict of
interest that adversely affects a lawyer‟s performance violates a defendant‟s Sixth
Amendment right to effective assistance of counsel. Id. at 348. A conflict occurs
“whenever one defendant stands to gain significantly by counsel adducing
probative evidence or advancing plausible arguments that are damaging to the
cause of a codefendant whom counsel is also representing.” Foxworth v.
Wainwright, 516 F.2d 1072, 1076 (5th Cir. 1975).
In an effort to meet its responsibility to provide counsel to indigent
defendants, as guaranteed under the Sixth Amendment and applied to the states in
Gideon v. Wainwright, the Florida Legislature first established the Office of the
Public Defender in 1963. See ch. 63-409, § 1, Laws of Fla. (enacting section
27.50, Florida Statutes (1963), which created the Office of the Public Defender).
The Legislature subsequently approved a proposal to amend the Florida
-6-
Constitution and elevate the Office of the Public Defender to the level of a
constitutional officer, which was approved by the electorate and adopted in 1972.
See art. V, § 18, Fla. Const.; see also Summary of Amendment Revising Florida
Court Structure, Senate Joint Res. No. 52D (noting that “[t]he position of public
defender gains constitutional status” in article V in the 1972 amendment).
The public defender in each circuit is primarily responsible for representing
indigent defendants who have been charged or arrested for an enumerated list of
criminal offenses and in a limited number of civil proceedings. See § 27.51(1),
Fla. Stat. (2008). However, in those cases where the public defender has a conflict
of interest, the Legislature provided for the appointment of RCC. See § 27.511(5),
Fla. Stat. (2008). As this Court previously explained, “The Legislature‟s primary
intent [in establishing RCC] was to create a backup system to handle those cases in
which a public defender has a conflict and to do so in a fiscally sound manner in
accordance with constitutional principles of due process.” Crist v. Fla. Ass‟n of
Criminal Defense Lawyers, 978 So. 2d 134, 148 (Fla. 2008). If RCC has a
conflict, the court appoints private counsel from the registry. § 27.40(2), Fla. Stat.
(2008).1
1. Section 27.40(3), Florida Statutes (2008), provides for the maintenance of
a registry of attorneys in private practice. Attorneys on the registry have certified
that they meet the minimum requirements set forth in the laws for court
appointment and are available to represent indigent defendants. Id. § 27.40(3)(a).
The attorneys from the registry are appointed in rotating order. Id. § 27.40(3)(b).
-7-
Section 27.5303, which addresses conflicts of interest by the public defender
and RCC, provides that in determining whether or not there is a conflict of interest,
the public defender and RCC “shall apply the standards contained in the Uniform
Standards for Use in Conflict of Interest Cases found in appendix C to the Final
Report of the Article V Indigent Services Advisory Board dated January 6, 2004.”
§ 27.5303(1)(e), Fla. Stat. (2008). The Uniform Standards contained in the
Advisory Board‟s report devote an entire section to conflicts of interest involving
codefendants and set out several general considerations involving the
representation of codefendants. While the Uniform Standards provide that joint
representation of codefendants is not per se violative of the constitutional
guarantee of effective assistance of counsel, they also warn that multiple
representation “engenders special dangers” and “is suspect,” as explained by the
United States Supreme Court in Wheat v. United States, 486 U.S. 153, 159 (1988),
and Holloway v. Arkansas, 435 U.S. 475, 489 (1978). Article V Indigent Servs.
Advisory Bd., Final Report at 73 (2004), available at
http://www.flcourts18.org/PDF/articleV_final_report.pdf. This Court has also
recognized that the “interests and defenses of most co-defendants are conflicting.”
Baker v. State, 202 So. 2d 563, 566 (Fla. 1967).
In light of these considerations, the Uniform Standards “strongly advise”
attorneys to follow Standard 4-3.5 of the ABA Standards for Criminal Justice,
-8-
which counsels that the potential for conflict of interest in representing multiple
codefendants “is so grave that ordinarily defense counsel should decline to act for
more than one of several codefendants except in unusual situations.” Final Report
at 73 (quoting Standards for Criminal Justice: Prosecution Function and Defense
Function § 4-3.5 (3d ed. 1993)). The Uniform Standards also provide that “[e]arly
withdrawal from joint representation conserves public defender resources, avoids
delay, and better serves the client.” Id. at 74. Public defenders are warned that
persisting in joint representation until both clients are interviewed and an actual
conflict is discovered is likely to result in the public defender having to withdraw
from representing both clients. Id.
In determining whether a conflict of interest applies to joint representation of
codefendants, the Uniform Standards advise attorneys to consider the following:
(1) whether it appears that the attorney will have an opportunity to negotiate a plea
in one of the cases; (2) whether one client is more culpable than the other; (3)
whether the defense of one client will be inconsistent or antagonistic to the defense
of the others; (4) whether one of the clients has given a statement to the police; (5)
whether the co-defendants gave conflicting accounts of the events; and (6) whether
one of the client‟s past record, family history, etc., is so different from the other
that an argument could be made that one defendant should receive a lighter
sentence. Id. at 74-75.
-9-
II. Statutory Interpretation
Judicial interpretations of statutes are pure questions of law subject to de
novo review. State v. Sigler, 967 So. 2d 835, 841 (Fla. 2007). “[L]egislative
intent guides statutory analysis, and to discern that intent we must look first to the
language of the statute and its plain meaning.” Tasker v. State, 48 So. 3d 798, 804
(Fla. 2010) (quoting Fla. Dep‟t of Children & Family Servs. v. P.E., 14 So. 3d 228,
234 (Fla. 2009)). “[L]egislative intent is determined primarily from the text” of the
statute. Id. (quoting Continental Cas. Co. v. Ryan Inc. Eastern, 974 So. 2d 368,
374 (Fla. 2008)). “Where the statute's language is clear or unambiguous, courts
need not employ principles of statutory construction to determine and effectuate
legislative intent.” Fla. Dep‟t of Children & Family Servs., 14 So. 3d at 234.
Thus, we begin our analysis with careful consideration of the text of the
statutes at issue. Section 27.511(8), Florida Statutes (2008), provides:
The public defender for the judicial circuit specified in s. 27.51(4)
shall, after the record on appeal is transmitted to the appellate court by
the office of criminal conflict and civil regional counsel which
handled the trial and if requested by the regional counsel for the
indicated appellate district, handle all circuit court appeals authorized
pursuant to paragraph (5)(f) within the state courts system and any
authorized appeals to the federal courts required of the official making
the request. If the public defender certifies to the court that the public
defender has a conflict consistent with the criteria prescribed in s.
27.5303 and moves to withdraw, the regional counsel shall handle the
appeal, unless the regional counsel has a conflict, in which case the
court shall appoint private counsel pursuant to s. 27.40.
- 10 -
The Fourth District concluded that this statute specifically governs conflicts
relating to the appellate public defender. Because the last sentence of the statute
provides that if the public defender “certifies . . . conflict consistent with the
criteria specified in [section] 27.5303 and “ moves to withdraw, the regional
counsel shall handle the appeal,” the Fourth District concluded that appellate
courts are not authorized to review such motions or to inquire into the adequacy of
the conflict representations (as section 27.5303(1)(a) specifies) and certification of
conflict by the appellate public defender must result in appointment of RCC.
Johnson, 6 So. 3d at 1266. We disagree with the Fourth District‟s interpretation as
it is not consistent with the history of the statute or the Legislature‟s stated intent in
amending the statute to include the language which the Fourth District relies upon.
Section 27.511 is entitled “Offices of criminal conflict and civil regional
counsel; legislative intent; qualifications; appointment; duties.” § 27.511, Fla. Stat.
(2008) (emphasis added). Section 27.511(8) was created in 2007 when the
Legislature established the RCC. See ch. 2007-62, § 4, Laws of Fla. The original
version of the statute provided that “[t]he office of criminal conflict and civil
regional counsel shall handle all circuit court appeals within the state courts system
and any authorized appeals to the federal courts which are required in cases in
which the office of criminal conflict and civil regional counsel is appointed under
this section.” § 27.511(8), Fla. Stat. (2007). While the staff analysis of the bill
- 11 -
does not address subsection (8) specifically, it does state that section 27.511 was
created to establish RCC, which “shall provide representation on the same types of
cases as the public defender” when the case is assigned to regional counsel because
“the public defender has a conflict.” Fla. S. Comm. on Crim. & Civ. Just. Approp.,
PCS for SB 1088 (2007), Staff Analysis 2 (Mar. 19, 2007). Subsection (8), which
is quoted in full above, was amended by the Legislature at its next session in 2008.
According to the staff analysis of the bill, the 2008 amendment “clarif[ies] that the
public defender appellate offices are to handle indigent criminal appeals unless
there is a conflict of interest. If there is a conflict, the regional conflict counsel
shall take the case.” Fla. S. Comm. on Crim. & Civ. Just. Approp., PCS for SB
1790 (2008), Staff Analysis 3 (Mar. 31, 2008). There is no discussion of changing
the standards for appellate court consideration of motions to withdraw. Further, as
the title of the section indicates, the statute was intended to create RCC, state the
legislative intent for creating RCC, list the qualifications for RCC and how RCC
should be appointed, and list the duties of RCC, which include representation on
appeals if the public defender has a conflict.
Additionally, the language and history of section 27.5303(1)(a) do not
support the Fourth District‟s interpretation of the statutes. Under the Fourth
District‟s interpretation, if the appellate public defender certifies conflict then RCC
shall handle the appeal. Section 27.5303 is entitled “Public defenders; criminal
- 12 -
conflict and civil regional counsel; conflict of interest.” § 27.5303, Fla. Stat.
(2008) (emphasis added). In fact, the whole subject matter of section 27.5303 is
conflicts of interest, the appointment of other counsel when a conflict occurs, and
how a conflict is to be determined. Subsection (1)(a) specifically addresses
conflicts involving a public defender and provides in pertinent part:
If, at any time during the representation of two or more defendants, a
public defender determines that the interests of those accused are so
adverse or hostile that they cannot all be counseled by the public
defender or his or her staff without conflict of interest, or that none
can be counseled by the public defender or his or her staff because of
a conflict of interest, then the public defender shall file a motion to
withdraw and move the court to appoint other counsel. The court shall
review and may inquire or conduct a hearing into the adequacy of the
public defender's representations regarding a conflict of interest
without requiring the disclosure of any confidential communications.
The court shall deny the motion to withdraw if the court finds the
grounds for withdrawal are insufficient or the asserted conflict is not
prejudicial to the indigent client. If the court grants the motion to
withdraw, the court shall appoint one or more attorneys to represent
the accused, as provided in s. 27.40.
§ 27.5303(1)(a), Fla. Stat. (2008).
This provision was originally contained in section 27.53(3) of the Florida
Statutes. In Guzman v. State, 644 So. 2d 996 (Fla. 1994), superseded by ch. 99282, § 1, Laws of Fla., as recognized in Snelgrove v. State, 921 So. 2d 560, 566
n.11 (Fla. 2005), this Court reversed a defendant‟s conviction for first-degree
murder and his death sentence because the trial court erroneously denied the public
defender‟s motion to withdraw based on conflicts of interest between Guzman and
- 13 -
other clients of the public defender‟s office. Id. at 997. This Court stated that once
a public defender moves to withdraw based on a conflict due to adverse or hostile
interests between two clients under section 27.53(3), the trial court must grant
separate representation. Id. at 999. At the time, the statute provided that if a
public defender determined that the interests of the clients were adverse or hostile,
the public defender had a duty to move the court to appoint other counsel and the
court could appoint another member of the Florida Bar to represent the accused. §
27.53(3), Fla. Stat. (1991). Following this Court‟s decision in Guzman, the
Legislature amended section 27.53(3) to provide that under such circumstances the
public defender shall file a motion to withdraw and the court “shall review and
may inquire or conduct a hearing into the adequacy of the public defender‟s
representations regarding a conflict of interest without requiring the disclosure of
any confidential communications. The court shall permit withdrawal unless the
court determines that the asserted conflict is not prejudicial to the indigent client.
If the court grants the motion to withdraw, it may appoint [a member of the Bar] . .
. to represent those accused.” Ch. 99-282, § 1, at 3084-85, Laws of Fla.
The staff analysis of the bill specifically references this Court‟s opinion in
Guzman, noting that “[a]lthough the statute uses permissive language, according to
the Florida Supreme Court, when a public defender certifies that there is conflict of
interest, the trial court must grant the motion to withdraw . . . [and] may not
- 14 -
reweigh the facts that gave rise to the public defender‟s determination that a
conflict exists.” Fla. H.R. Comm. on Crime & Pun., CS for HB 327 (1999) Staff
Analysis 2 (final June 14, 1999). The amended statute provides for the court to
review the adequacy of the public defender‟s representations as to conflict and to
inquire further, if necessary. Thus, the amendment was intended to change this
Court‟s previous interpretation of how motions to withdraw should be handled.
Under the amended statute, a court is no longer required to automatically grant a
public defender‟s motion to withdraw based upon an assertion of conflict. In fact,
the court is specifically charged with reviewing the motion and making a
determination of whether the asserted conflict is prejudicial to the client.
In 2003, this provision was moved to section 27.5303 2 as part of a
comprehensive bill dealing with the implementation of Revision 7 to Article V of
the Florida Constitution. Fla. H.R. Comm. on Approp., HB 113A (2003), Staff
Analysis 1 (May 14, 2003). The staff analysis dealing with “Conflict motions”
states that the bill “expressly directs judges to look into the adequacy of the motion
to withdraw due to an ethical conflict.” Id. at 7. The analysis also notes that
“[c]urrently, there appears to be some difference of opinion concerning the extent
2. See ch. 2003-402, § 19, Laws of Fla. The 2003 amendment also gave the
Justice Administration Committee standing to object to the public defender‟s
motions to withdraw. This is pertinent to the standing issue.
- 15 -
to which the court can inquire into the sufficiency of a motion filed by a public
defender to withdraw from representation due to an ethical conflict of interest.” Id.
The plain language of section 27.5303(1)(a) specifies when it applies and
what action the public defender and court must take. The opening sentence
provides that “[i]f, at any time” during the representation of multiple defendants a
public defender determines that they cannot all be counseled without a conflict of
interest, then the public defender “shall file a motion to withdraw and move the
court to appoint other counsel.” § 27.5303(1)(a), Fla. Stat. (2008)(emphasis
added). The second sentence of the statute provides: “The court shall review and
may inquire or conduct a hearing into the adequacy of the public defender‟s
representations regarding a conflict of interest . . . .” Id. (emphasis added). The
third sentence provides: “The court shall deny the motion to withdraw if the court
finds the grounds for withdrawal are insufficient or the asserted conflict is not
prejudicial to the indigent client.” Id. (emphasis added). The next sentence
provides: “If the court grants the motion to withdraw, the court shall appoint one
or more attorneys to represent the accused . . . .” Id. (emphasis added). This
language clearly indicates that the statute applies at any time a conflict arises, not
just at the trial level. It also indicates that the public defender must file a motion to
withdraw and that court review is mandatory.
- 16 -
We reject the public defender‟s argument that this statute cannot apply to
appellate courts because appellate courts do not conduct hearings as the second
sentence of the statute provides. In fact, appellate courts do review motions for
their adequacy and can direct further inquiry on motions through orders to show
cause or by scheduling oral argument. Moreover, when section 27.511(8) and
section 27.5303(1)(a) are read in pari materia, there is no contradiction in the
statutes and one can discern a reconciled legislative intent that courts review all
motions to withdraw, at both the trial and appellate level, and make further inquiry
if necessary.
In light of the plain language, the titles of the statutes, and the legislative
history of sections 27.511(8) and 27.5303(1)(a), we disagree with the Fourth
District‟s interpretation of the statutes. Instead, we hold that section 27.5303(1)(a)
governs all public defender motions to withdraw based on conflict, both at the trial
and appellate level, and the court where the motion is filed is required to review
such motions for sufficiency.
III. Standing
The Fourth District also ruled that RCC has no standing to object to a public
defender‟s motion to withdraw. For the reasons explained below, we agree and
approve that part of the Fourth District‟s decision.
- 17 -
“Determining whether a party has standing is a pure question of law to be
reviewed de novo.” Sanchez v. Century Everglades, LLC, 946 So. 2d 563, 564
(Fla. 3d DCA 2006) (quoting Alachua County v. Scharps, 855 So. 2d 195, 198
(Fla. 1st DCA 2003)). Generally, standing “requires a would-be litigant to
demonstrate that he or she reasonably expects to be affected by the outcome of the
proceedings, either directly or indirectly.” Hayes v. Guardianship of Thompson,
952 So. 2d 498, 505 (Fla. 2006); see generally Brown v. Firestone, 382 So. 2d 654,
662 (Fla. 1980) (“[T]his Court has long been committed to the rule that a party
does not possess standing to sue unless he or she can demonstrate a direct and
articulable stake in the outcome of a controversy.”); Weiss v. Johansen, 898 So. 2d
1009, 1011 (Fla. 4th DCA 2005) (“Standing depends on whether a party has a
sufficient stake in a justiciable controversy, with a legally cognizable interest
which would be affected by the outcome of the litigation.”). Thus, standing to
bring or participate in a particular legal proceeding often depends on the nature of
the interest asserted.
In In re Order on Prosecution of Criminal Appeals by Tenth Judicial Circuit
Public Defender, 561 So. 2d 1130 (Fla. 1990) (“Prosecution of Criminal
Appeals”), and Escambia County v. Behr, 384 So. 2d 147, 150 (Fla. 1980), this
Court held that a court considering a motion for withdrawal by the public defender
“does not have to . . . allow the county an opportunity to be heard before
- 18 -
appointing private counsel,” even though, at that time, the county would bear the
financial burden of compensating the appointed private counsel. Behr, 384 So. 2d
at 150; see also Prosecution of Criminal Appeals, 561 So. 2d at 1138 (reaffirming
statement from Behr). Thus, a financial obligation to pay the appointed counsel
was not a sufficient stake in the outcome to give the counties standing to be heard
on the motion to withdraw.
The Third District was presented with a similar issue on standing in State v.
Public Defender, Eleventh Judicial Circuit, 12 So. 3d 798 (Fla. 3d DCA 2009).
The Third District was asked to determine whether the State had standing to
oppose a motion to withdraw by the public defender. The Third District noted that
unlike the counties in In re Prosecution and Behr, the State is a party to the
criminal cases and is treated by statute differently than the counties. Public
Defender, 12 So. 3d at 801. The state attorney has a statutory obligation to “appear
in the circuit and county courts within his or her judicial circuit and prosecute or
defend on behalf of the state all suits, applications, or motions, civil or criminal, in
which the state is a party.” Id. (citing § 27.02(1), Fla. Stat. (2004)). Thus, the
Third District concluded, the State has standing to challenge motions filed by the
public defender.
We conclude that the instant case is analogous to In re Prosecution and Behr.
While RCC has an articulable stake in the outcome of the proceedings, similar to
- 19 -
the counties, its statutory duty of representation only arises when the court grants a
public defender‟s motion to withdraw based on a conflict of interest. Similarly, in
In re Prosecution and Behr, the counties only had a responsibility to fund private
counsel if the public defender was permitted to withdraw due to a conflict. Unlike
the State in Public Defender, RCC does not seek standing based on its status as a
party in the case. In Public Defender, the Third District‟s determination of
standing was based on the State‟s status as a party, as well as the statutory
obligation of state attorneys to prosecute or defend on behalf of the State.
Additionally, as this Court held in Behr, “the court has the option of
appointing the public defender or private counsel. This is a matter within the
sound discretion of the trial court judge. The court does not have to make any
prerequisite findings or allow the county an opportunity to be heard before
appointing private counsel.” 384 So. 2d at 150. Likewise, the court does not have
to allow RCC an opportunity to be heard before granting a public defender‟s
motion to withdraw.
Because RCC is not a party, it is not in the best position to address the
determination of conflict. As the Fourth District explained:
The determination that a conflict results from representation of
multiple defendants in any court is an issue turning on privileged facts
lying beneath the professional judgment of the [public defender]—
facts that are simply incapable of being made known in court without
compromising the client. The decision to assert such a conflict resides
in the presumed good faith of lawyers as officers of the court having
- 20 -
the duty to avoid such conflicts. The lawyer involved in the case is the
person with the primary responsibility of avoiding unethical
representation and of asserting and protecting the interests of the
defendant.
Johnson, 6 So. 3d at 1268. Thus, we conclude that RCC does not have standing to
challenge a public defender‟s good faith request to withdraw based on conflict.
3
CONCLUSION
For the reasons expressed above, we quash in part and approve in part the
decision of the Fourth District in this case.
It is so ordered.
LEWIS, LABARGA, and PERRY, JJ., concur.
PARIENTE, J., concurs in result.
CANADY, C.J., concurs in part and dissents in part with an opinion, in which
POLSTON, J., concurs.
NOT FINAL UNTIL TIME EXPIRES TO FILE REHEARING MOTION, AND
IF FILED, DETERMINED.
CANADY, C.J., concurring in part and dissenting in part.
I agree with the majority‟s conclusion that section 27.5303(1)(a) governs all
public defender motions to withdraw based on conflict—both at the trial and
3. We conclude that the instant case is not in express and direct conflict
with the decision in Public Defender because the Third District did not rule on the
merits of RCC‟s standing to intervene in that case. See Public Defender, 12 So. 3d
at 800 n.2. However, to the extent that Public Defender may be read as implying
that RCC would have been permitted to intervene had a timely motion been filed,
we disapprove the decision because it is not consistent with our reasoning in this
case.
- 21 -
appellate levels—and that the court where the motion is filed is required to review
such motions for sufficiency. I disagree, however, with the majority‟s conclusion
that the Office of Criminal Conflict and Civil Regional Counsel (RCC) did not
have standing to object to a public defender‟s motion to withdraw.
A would-be litigant has standing if “he or she reasonably expects to be
affected by the outcome of the proceedings, either directly or indirectly.” Hayes v.
Guardianship of Thompson, 952 So. 2d 498, 505 (Fla. 2006); see also Gen. Dev.
Corp. v. Kirk, 251 So. 2d 284, 286 (Fla. 2d DCA 1971) (“Standing is, in the final
analysis, that sufficient interest in the outcome of litigation which will warrant the
court‟s entertaining it.”). The would-be litigant bears the burden of setting forth
“general factual allegations of injury resulting from the defendant‟s conduct.”
Lujan v. Defenders of Wildlife, 504 U.S. 555, 561 (1992). The issue of whether an
entity such as RCC has standing in a particular action is not subject to a blanket
rule but instead requires examination of the interest asserted by RCC in that case.
See Hayes, 952 So. 2d at 505 (“[S]tanding to bring or participate in a particular
legal proceeding often depends on the nature of the interest asserted.”); id. at 508
(rejecting “bright-line rule” adopted by district court that would preclude an heir
from participating in a proceeding for guardian fees or attorney fees). Here, RCC
alleged a sufficient interest in the resolution of the public defender‟s motion to
withdraw to have standing.
- 22 -
In State v. J.P., 907 So. 2d 1101 (Fla. 2004), this Court identified three
factors—based on decisions by the United States Supreme Court—to be
considered regarding whether a litigant has standing to assert a cause of action.
These factors also provide a helpful framework for analyzing a would-be
intervener‟s claim of standing.
There are three requirements that constitute the “irreducible
constitutional minimum” for standing. Vt. Agency of Natural Res. v.
United States ex rel. Stevens, 529 U.S. 765, 771, 120 S. Ct. 1858, 146
L.Ed.2d 836 (2000). First, a plaintiff must demonstrate an “injury in
fact,” which is “concrete,” “distinct and palpable,” and “actual or
imminent.” Whitmore v. Arkansas, 495 U.S. 149, 155, 110 S. Ct.
1717, 109 L.Ed.2d 135 (1990). Second, a plaintiff must establish “a
causal connection between the injury and the conduct complained of.”
Lujan v. Defenders of Wildlife, 504 U.S. 555, 560, 112 S. Ct. 2130,
119 L.Ed.2d 351 (1992). Third, a plaintiff must show “a „substantial
likelihood‟ that the requested relief will remedy the alleged injury in
fact.” Stevens, 529 U.S. at 771, 120 S. Ct. 1858.
J.P., 907 So. 2d at 1113 n.4; see also Allen v. Wright, 468 U.S. 737, 752 (1984)
(“[T]he standing inquiry requires careful judicial examination of a complaint‟s
allegations to ascertain whether the particular plaintiff is entitled to an adjudication
of the particular claims asserted. Is the injury too abstract, or otherwise not
appropriate, to be considered judicially cognizable? Is the line of causation
between the illegal conduct and injury too attenuated? Is the prospect of obtaining
relief from the injury as a result of a favorable ruling too speculative?”). As for the
first J.P. factor—an injury in fact—the alleged harm must be “actual or imminent,
- 23 -
not „conjectural‟ or „hypothetical.‟” Whitmore, 495 U.S. at 155 (quoting City of
Los Angeles v. Lyons, 461 U.S. 95, 102 (1983)).
Section 27.511(5), Florida Statutes (2011), provides that RCC must assume
representation of an indigent defendant in the event that the public defender cannot
represent the defendant due to a conflict of interest:
(5) When the Office of the Public Defender, at any time during
the representation of two or more defendants, determines that the
interests of those accused are so adverse or hostile that they cannot all
be counseled by the public defender or his or her staff without a
conflict of interest, or that none can be counseled by the public
defender or his or her staff because of a conflict of interest, and the
court grants the public defender‟s motion to withdraw, the office of
criminal conflict and civil regional counsel shall be appointed and
shall provide legal services, without additional compensation, to any
person determined to be indigent under s. 27.52 . . . .
Because RCC must assume the representation of an indigent defendant upon
withdrawal of the public defender, RCC is directly affected by the court‟s ruling on
a public defender‟s motion to withdraw.
Further, because the withdrawal of a public defender results in additional
responsibilities for RCC, the public defender‟s withdrawal is an actual injury to
RCC if the public defender does not have a legally sufficient basis for withdrawal.
If a public defender withdraws unnecessarily, RCC will be forced to expend its
finite resources to provide legal services beyond its mandate. In that situation,
RCC incurs the burden of an additional client because the public defender has
failed to fulfill its function as the provider of counsel in the absence of a conflict.
- 24 -
Judicial review of the sufficiency of a public defender‟s motion to withdraw will
prevent this injury to RCC.
Based on the forgoing, where RCC asserts factual allegations that—if
proven—would establish that the public defender does not have cause for
withdrawal, RCC should be considered to have standing to oppose the motion to
withdraw. RCC will suffer an injury in fact if the public defender is permitted to
wrongfully withdraw representation, and that injury can be avoided by judicial
review of the motion to withdraw.
Here, in the Fourth District Court of Appeal, the appellate public defender
requested that its office be permitted to withdraw from representing defendant
Christopher Johnson due to an alleged conflict of interest. The public defender
asserted that there was a conflict because one attorney in the office was currently
representing on appeal Johnson‟s codefendant, James Mayfield. Contrary to the
impression given by the opinion in the decision now on review, in opposition to the
motion to withdraw, RCC did not merely complain that the public defender was
attempting to use RCC as “a dumping zone” without addressing the merit of the
motion to withdraw. Johnson v. State, 6 So. 3d 1262, 1263 (Fla. 4th DCA 2009).
Instead, in its written objection to the public defender‟s motion to withdraw, RCC
asserted that because the trials for Johnson and Mayfield were complete and the
record on appeal for each case is public information, attorneys within the public
- 25 -
defender‟s office could competently represent the codefendants on appeal without
violating any client confidences. By raising a factual question regarding the public
defender‟s assertion of conflict, RCC alleged an “actual or imminent” concern that
RCC would be forced to assume representation in a case that arguably could be
handled by the public defender. Whitmore, 495 U.S. at 155. Accordingly, the
Fourth District and the majority of this Court should have concluded that RCC had
standing to object to the public defender‟s motion to withdraw.
The majority errs in relying on Escambia County v. Behr, 384 So. 2d 147
(Fla. 1980), to support the conclusion that RCC lacked standing to challenge the
appellate public defender‟s motion to withdraw. The facts of Behr make it easily
distinguishable from the case on review. Behr arose from different procedural
circumstances and interpreted a different statutory provision. Moreover, Behr
contains no discussion of the legal principles governing standing.
In Behr, Escambia and Dade Counties filed petitions for writs of certiorari,
asserting that section 27.53, Florida Statutes (1977), imposed a duty on the public
defender to represent indigent defendants and permitted withdrawal only in the
circumstance of a conflict of interest. On review, this Court explained that section
27.53(2) stated that in addition to the public defenders, “any member of the bar in
good standing may be appointed by the court to . . . represent insolvent
defendants.” Behr, 384 So. 2d at 148 n.4. Based on this language, this Court
- 26 -
concluded that section 27.53 granted trial courts discretion to appoint either private
counsel or the public defender without making any “prerequisite findings” and
that, as a result, the trial court did “not have to . . . allow the county an opportunity
to be heard before appointing private counsel.” Id. at 150.
In Behr, this Court determined that because section 27.53(2) granted the trial
court broad discretion to appoint a private attorney rather than a public defender,
the counties did not have a legal basis for challenging the motions to withdraw and
there was no reason to conduct a hearing on the matter. In contrast, the statute at
issue in the case on review—section 27.5303(1)(a)—does limit the trial court‟s
discretion to grant a public defender‟s motion to withdraw to only those
circumstances when the public defender has a conflict. RCC may not be legally
assigned to represent a defendant absent such conflict. Accordingly, RCC—unlike
the counties in Behr—has a legal basis for challenging a public defender‟s motion
to withdraw, and enforcement of the statute will prevent injury to RCC.
In addition, in Behr this Court did not directly mention the doctrine of
standing. But the Court did state that it was adopting Judge Hubbart‟s dissent from
Dade County v. Baker, 362 So. 2d 151 (Fla. 3d DCA 1978), and in that dissent
Judge Hubbart expressly concluded that Dade County had standing to bring a
petition seeking review of an order granting a motion to withdraw filed by the
appellate public defender. Behr, 384 So. 2d at 150. Finally, in Behr, this Court
- 27 -
discussed the counties‟ arguments on review rather than dismissing the proceeding
due to lack of standing. Thus, in Behr this Court concluded not that the counties
lacked standing to object to a public defender‟s motion to withdraw but that given
the governing statutory provision, there was no reason to require a trial court to
conduct a hearing on a public defender‟s motion to withdraw.
Similarly, In re Order on Prosecution of Criminal Appeals by Tenth Judicial
Circuit Public Defender, 561 So. 2d 1130 (Fla. 1990), does not contain any
discussion of the principles governing standing. The Court concluded that in
issuing the challenged order—which addressed the excessive case load of the
appellate public defender—the “Second District Court properly invoked the
inherent power of the judiciary.” Id. at 1138. The Court did not conclude that the
counties lacked standing; rather, the Court rejected the counties‟ argument that
their “due process rights [were] violated” because they “were given neither notice
nor an opportunity to be heard before the order was issued.” Id. at 1133. The
Court reasoned that the challenged order “is merely the most recent in a series of
efforts by the Second District Court to deal with th[e] increasing problem” of the
public defender‟s excessive case load. Id. The Court observed that “[i]n
connection with at least two of these prior efforts by the Second District Court, all
interested parties, including the counties, have been given an opportunity to
respond,” and that “[t]he issues remain the same, and apparently the counties‟
- 28 -
response also remains unchanged.” Id. (emphasis added). The Court thus
recognized the counties‟ status as interested parties but determined that given the
history of the matter, the counties were not entitled to prior notice and a prior
opportunity to be heard regarding the order issued by the district court.
The structural excessive case load issues addressed by In re Order on
Prosecution are of an entirely different nature than the issue in the case on review.
This Court‟s conclusion about the requirements of due process in the context of
those protracted proceedings provide no basis for any conclusion regarding the
standing of RCC in the instant proceeding.
I also disagree with the majority‟s decision on the standing issue because the
majority does not recognize the consequences that follow from its conclusion that
RCC did not have standing in the Fourth District. If RCC did not have standing in
the Fourth District to oppose the motion to withdraw, how can the RCC now have
standing to raise that issue in this Court? If the majority is correct on the standing
issue, the unavoidable consequence would be the dismissal of this proceeding. A
litigant lacking standing to raise an issue in a lower court also lacks standing to
obtain appellate review and a ruling from the appellate court that the lower court
erred on that issue.
In conclusion, I would quash the Fourth District‟s decision. The Fourth
District erred both in its interpretation of section 27.5303(1)(a) and in its ruling
- 29 -
regarding RCC‟s standing. RCC had a sufficient interest in the public defender‟s
motion to be heard on the subject, and pursuant to section 27.5303(1)(a), the
Fourth District should have reviewed the sufficiency of the public defender‟s
motion to withdraw. I dissent from that portion of the majority‟s decision that
relates to RCC‟s standing.
POLSTON, J., concurs.
Application for Review of the Decision of the District Court of Appeal - Direct
Conflict of Decisions
Fourth District - Case No. 4D08-3090
(Broward County)
Philip Massa, Director, Office of Criminal Conflict and Civil Regional Counsel,
Fourth District, and Melanie L. Casper, Assistant Regional Counsel, West Palm
Beach, Florida,
for Petitioner
Carey Haughwout, Public Defender, and Paul E. Petillo, Assistant Public
Defender, Fifteenth Judicial Circuit, West Palm Beach, Florida, and Pamela Jo
Bondi, Attorney General, Tallahassee, Florida, and Diane F. Medley, Assistant
Public Defender, West Palm Beach, Florida,
for Respondent
- 30 -
]]>
