Pollini v. Robey, No. 19-5131 (6th Cir. 2020)
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While burglarizing a garage, Pollini was confronted by Zeigler and fled. Zeigler alerted Pruitt that a burglar was in the area. Pollini had left his tools in Zeigler’s garage. Plank drove him back to the garage. Pruitt approached their car with a flashlight. Pollini fired a gun into the dark, killing Pruitt. Plank’s attorney prepared a transcript of Plank’s statement to the police. The court admitted an audiotape of the statement but denied admission of the transcript. The jury, with access to only the audiotape, had difficulty understanding some of Plank’s statement and asked the judge for a transcript, Without communicating with the parties, the judge responded: “There’s none available.” This ex parte jury communication violated Kentucky Rule of Criminal Procedure 9.74. The jury found Pollini guilty. During the sentencing phase, the jury responded in the affirmative to: Was Pollini in the process of committing burglary when he killed Pruitt?
Pollini argued that there was insufficient evidence to justify his life sentence because he was not committing a burglary when he killed Pruitt. The Kentucky Supreme Court remanded for resentencing without the inclusion of the aggravating circumstance. Pollini did not raise Rule 9.74.
On collateral review, Pollini asserted ineffective assistance of counsel, citing the Rule 9.74 violation. The Sixth Circuit remanded the denial of relief. While Pollini’s claim fails the prejudice prong of Strickland, he did not procedurally default the claim. By the time of his collateral attack, Rule 9.74 violations were reviewed under a fundamental fairness standard, more favorable to the Commonwealth. The Kentucky Supreme Court’s decision to apply that standard was not “contrary to clearly established Federal law.” The court’s Implicit finding that the jury had the correct tape and that the tape was working was not an unreasonable determination of the facts
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