Glass v. Beverly Ent Inc, et al, No. 07-60295 (5th Cir. 2008)
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IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT United States Court of Appeals Fifth Circuit FILED July 30, 2008 No. 07-60295 Charles R. Fulbruge III Clerk ANN RUTHERFORD, In Her Representative Capacity for John Wayne Dobbs and On Behalf of All Others Similarly Situated Plaintiff - Appellant v. BEVERLY ENTERPRISES INC; BEVERLY HEALTH AND REHABILITATION SERVICES INC; BEVERLY HEALTHCARE INC; BEVERLY ENTERPRISES MISSISSIPPI INC; WILLIAM FLOYD; DAVID DEVEREAUX Defendants - Appellees Appeal from the United States District Court for the Northern District of Mississippi (05-CV-145) Before JOLLY, CLEMENT, and OWEN, Circuit Judges. PER CURIAM:* Appellant Ann Rutherford representing her deceased father John Wayne Dobbs appeals the district court s dismissal of her complaint without prejudice. In that complaint, Rutherford alleged various acts of misconduct by the nursing homes owned and operated by the defendants, acts that included poor caregiving * Pursuant to 5TH CIR. R. 47.5, the court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5TH CIR. R. 47.5.4. No. 07-60295 by the nursing home staff that resulted in significant injuries to Dobbs. The district court understood Rutherford s complaint to allege professional negligence claims and dismissed it due to Rutherford s failure to comply with Mississippi law related to such claims. We AFFIRM. On appeal, Rutherford argues that the district court misunderstood the complaint in that the complaint actually alleged causes of action sounding in contract and related legal theories and asked for corresponding relief.1 Our review of a motion to dismiss under Federal Rule of Civil Procedure 12(b)(6) is de novo. Sw. Bell Tel. v. City of Houston, 529 F.3d 257, 260 (5th Cir. 2008). The statute at issue, section 15-1-36(15) of the Mississippi Code, requires that any actions against health care providers based upon the health care provider s professional negligence be preceded by a 60-day notice of the intention to file the action.2 It is undisputed that Rutherford did not give this notice, although the original but now dismissed plaintiff, William Glass, did. Characterizing a professional negligence or malpractice claim as a contract claim is a strategy aimed at avoiding the limitations imposed on the former causes of action by statutes such as the one here. But the Mississippi Supreme Court has rejected this practice in the medical malpractice context. See McMichael v. Howell, 919 So.2d 18, 23 24 (Miss. 2005). In McMichael, the plaintiff sought to avoid the requirement that she introduce expert medical testimony, a medical malpractice requirement, by alleging a contract claim. See id. The court noted that the plaintiff relied on medical malpractice cases and 1 Rutherford also alleged claims related to civil conspiracy, concealment and deceit, and failure to treat the nursing home residents with dignity and respect, and asked for declaratory and injunctive relief in addition to actual and punitive damages. 2 Federal jurisdiction exists here owing to the parties diversity. See 28 U.S.C. § 1332. And, [u]nder the Erie doctrine, federal courts sitting in diversity apply state substantive law and federal procedural law. Foradori v. Harris, 523 F.3d 477, 486 (5th Cir. 2008). Rutherford makes no argument that § 15-1-36(15) is procedural; we do not decide that issue here. 2 No. 07-60295 made arguments in her brief that would require medical judgment. Id. at 23. The court accordingly found that McMichael s argument to support her breach of contract claim is nothing more than medical malpractice. Id. We are faced with a similar situation here. Most importantly, the complaint gives substantial attention to the specific personal injuries suffered by Dobbs and Glass, including malnourishment, substantial physical injuries, and grotesque living conditions, all of which are clearly related to negligence with respect to the quality of caregiving both men received. The complaint also makes repeated general references to Beverly providing inadequate care; indeed, in the complaint section alleging Concealment and Deceit a putatively nonnegligence cause of action Rutherford refers to Beverly s failures generally as violations in the standard of care. And finally, as the district court noted, Glass did provide the notice required by the statute, indicating that Glass, as the original plaintiff, considered the complaint to state a professional negligence claim. And Rutherford simply joined Glass s complaint as a plaintiff not subject to arbitration; Rutherford s subsequent characterization of her omission as an independent litigation strategy is therefore unavailing. Of course, we do not hold that purely contractual claims or other clearly non-negligence claims may not be brought against these defendants. But the allegations of the complaint before us are much too closely aligned with professional negligence to be treated as anything else; the judgment of the district court is accordingly AFFIRMED. 3
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