United States v. Pugh, No. 17-1889 (2d Cir. 2019)
Annotate this Case
Justia Opinion Summary
Want to stay in the know about new opinions from the Second Circuit US Court of Appeals?
Sign up for free summaries delivered directly to your inbox. Learn More ›
You already receive new opinion summaries from Second Circuit US Court of Appeals. Did you know we offer summary newsletters for even more practice areas and jurisdictions? Explore them here.
Defendant appealed his conviction and sentence for attempting to provide material support to a foreign terrorist organization (count one) and obstruction of justice (count two). The Second Circuit affirmed defendant's conviction, holding that there was no error in admitting a draft of a letter addressed to his wife that pledged his allegiance to the Islamic State, because defendant failed to prove that he intended the letter to be a marital communication. The court also held that there was sufficient evidence to convict defendant of the crimes.
The court vacated defendant's sentence, holding that the district court failed to sufficiently articulate its reasoning for imposing the statutory maximum sentence. Accordingly, the court remanded for resentencing.
The court issued a subsequent related opinion or order on December 10, 2019.
Download PDF
17 1889 United States v. Pugh 1 In the 2 United States Court of Appeals For the Second Circuit 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 August Term, 2018 No. 17 1889 UNITED STATES OF AMERICA, Appellee, v. TAIROD NATHAN WEBSTER PUGH, Defendant Appellant. Appeal from the United States District Court for the Eastern District of New York. No. 15 cr 00116 — Nicholas G. Garaufis, Judge. ARGUED: FEBRUARY 4, 2019 DECIDED: AUGUST 29, 2019 Before: DRONEY and CALABRESI, Circuit Judges, and UNDERHILL, Chief District Judge.* Judge Stefan R. Underhill, of the United States District Court for the District of Connecticut, sitting by designation. * 17 1889 United States v. Pugh 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 Appeal from a judgment of conviction and sentence of the United States District Court for the Eastern District of New York (Garaufis, J.). Pugh was charged with attempting to provide material support to a foreign terrorist organization (count one) and obstruction of justice (count two). At trial, the government admitted into evidence, over Pugh’s objection, a draft letter that Pugh had purportedly written to his wife which, inter alia, professed his allegiance to the Islamic State. Pugh was convicted by a jury on both counts and sentenced to 180 months of incarceration on count one, and 240 months of incarceration on count two, the sentences to run consecutively, for a total effective sentence of 420 months of incarceration, the maximum allowable sentence. Pugh contends that the letter addressed to his wife should have been excluded from evidence pursuant to the marital communications privilege and, therefore, he is entitled to a new trial. Pugh also contends that neither of his two convictions was supported by sufficient evidence and, therefore, should be vacated. Lastly, Pugh contends that his sentence was procedurally and substantively unreasonable because the court (1) failed to sufficiently articulate its reasoning for imposing the statutory maximum sentence, and (2) failed to provide Pugh sufficient opportunity to address the court. We disagree with most of Pugh’s arguments, but agree that further articulation of the sentence determination is required. Accordingly, we AFFIRM the district court’s judgment of conviction, VACATE the sentence, and REMAND for resentencing. Judge Calabresi concurs in a separate opinion. 2 17 1889 United States v. Pugh 1 2 3 4 5 6 7 8 9 10 11 12 13 14 JO ANN M. NAVICKAS, SAMUEL P. NITZE, MARK E. BINI, ASSISTANT UNITED STATES ATTORNEYS, for Richard P. Donoghue, United States Attorney for the Eastern District of New York, Brooklyn, New York, for Appellee. SUSAN G. KELLMAN, SARAH KUNSTLER, Brooklyn, New York, for Defendant Appellant. UNDERHILL, District Judge: Defendant appellant Tairod Nathan Webster Pugh appeals 15 from a judgment of conviction entered by the United States District 16 Court for the Eastern District of New York (Garaufis, J.), after a jury 17 found him guilty of attempting to provide material support to a 18 foreign terrorist organization and obstruction of justice. Pugh 19 advances three arguments in this appeal: (1) the district court erred 20 in denying his motion to exclude from evidence a draft letter 21 purportedly written to his wife; (2) the evidence was insufficient to 22 support either conviction; and (3) his sentence was procedurally 3 17 1889 United States v. Pugh 1 and/or substantively unreasonable. We disagree with most of 2 Pugh’s arguments, but agree that the court’s articulation of its 3 reasoning for imposing the maximum permissible sentence was 4 insufficient. 5 6 Accordingly, the judgment of conviction is affirmed, the sentence is vacated, and the case is remanded for resentencing. 7 BACKGROUND 8 The jury could have found the following facts. Pugh is a 9 United States citizen and Air Force Veteran who moved to the 10 Middle East to work as a civilian contractor for different aerospace 11 companies after he left the military. While living overseas, Pugh 12 began researching the Islamic State of Iraq and the Levant (“ISIL” or 13 “ISIS”) and downloading propaganda materials, as well as 14 discussing ISIS tactics and activities online via Facebook. While 15 abroad, Pugh also met and married an Egyptian woman, referred to 16 as “M.H.S.” On January 10, 2015, Pugh flew from Cairo, Egypt to 4 17 1889 United States v. Pugh 1 Istanbul, Turkey. Upon arrival at the Turkish airport, Pugh was 2 denied entry into the country and apprehended by Turkish 3 authorities. At the airport in Turkey, Pugh attempted to destroy, or 4 succeeded in destroying, many of the electronic devices he was 5 carrying with him, including a computer, multiple USB drives, and 6 an iPod. Pugh was returned to Egypt where his electronic devices 7 were given to the United States authorities. A search of his laptop 8 revealed internet searches, videos, and pictures relating to ISIS and 9 its presence in, inter alia, Turkey and Syria, as well as a letter 10 purportedly drafted by Pugh to his wife in which he pledges his 11 allegiance to ISIS. On January 15, 2015, Pugh was returned to the 12 United States where he was briefly detained for questioning in 13 Customs, and was released that day. He was arrested the next day 14 at his father’s home in New Jersey. 15 16 Pugh was arraigned on March 18, 2015 on a two count indictment charging him with attempting to provide material 5 17 1889 United States v. Pugh 1 support to a foreign terrorist organization, in violation of 18 U.S.C. § 2 2339B(a)(1) (count one); and obstruction and attempted obstruction 3 of an official proceeding, in violation of 18 U.S.C. § 1512(c)(1) and 4 (c)(2) (count two). Pugh pleaded not guilty and elected to go to trial. 5 A seven day jury trial was conducted, and at the close of the 6 government’s case, Pugh moved for a judgment of acquittal on both 7 counts, pursuant to Federal Rule of Criminal Procedure 29. Pugh 8 renewed his motion at the close of his case. The district court denied 9 the motion on both occasions. On March 9, 2016, the jury found 10 Pugh guilty on both counts, and he once again renewed his Rule 29 11 motion post verdict, which the court again denied. Pugh was 12 sentenced on May 31, 2017 to 180 months of incarceration on count 13 one and 240 months of incarceration on count two, the maximum 6 17 1889 United States v. Pugh 1 sentence under each statute1, to run consecutively, for a total 2 effective sentence of 420 months. This appeal followed. 3 DISCUSSION 4 Pugh filed the instant appeal in which he argues: (1) the 5 district court erred in denying his motion to exclude a draft letter 6 purportedly written to his wife; (2) the evidence was insufficient to 7 support either conviction; and (3) his sentence was procedurally 8 and/or substantively unreasonable. Additional facts will be set out 9 below where necessary. 10 I. Admission of the Letter 11 Pugh argues first that the district court erred in denying his 12 motion in limine to exclude, pursuant to the marital 13 communications privilege, the use of a draft letter found on his 14 laptop. We disagree. At the time of the commission of the offense, the statutory maximum for count one pursuant to 18 U.S.C. § 2339B(a)(1) was 180 months. It has since been increased to 240 months. 1 7 17 1889 United States v. Pugh 1 The following additional facts are relevant to this claim. Pugh, 2 who speaks only English, met and married an Egyptian woman, 3 M.H.S., who speaks only Egyptian Arabic. The couple 4 communicated mostly via Facebook Messenger with the help of 5 Google Translate and/or bilingual acquaintances who would 6 translate messages between the pair. When Pugh’s laptop was 7 searched, pursuant to a search warrant, authorities found a saved 8 document which purported to be a draft letter, addressed to M.H.S., 9 which the parties refer to as the “My Misha Letter.” In the letter, 10 Pugh expressed a desire to “use [his] talents and skills … to establish 11 and defend the Islamic State.” App’x at 55. Further, the letter states, 12 in relevant part: “I will escort you into Paradise and when you see 13 the home paid for by my blood and your tears you will know it was 14 all worth it”; “I defied my friends and family to become a Muslim, 8 17 1889 United States v. Pugh 1 now I will defy Muslims to be a Mujahid[2]”; and “I am a Mujahid. I 2 am a sword against the oppressor and a shield for the oppressed.” 3 Id. Pugh’s attorney moved to preclude the draft letter pursuant to 4 5 the marital communications privilege. The government, in 6 opposition, argued that Pugh failed to establish that the letter was 7 protected by the privilege because: (1) Pugh failed to establish that 8 his Egyptian marriage would be recognized by the United States; (2) 9 Pugh failed to establish that he intended the draft letter to be a 10 marital communication; and (3) because Pugh and M.H.S. needed 11 the assistance of interpreters to communicate, the letter was not 12 intended to be kept confidential, even if Pugh did intend to send it. 13 The district court issued a ruling on February 12, 2016 in 14 which it rejected the government’s argument that there was no Mujahid means “one who struggles” and, in the context of a jihad, “holy warrior.” Gov’t App’x at 131. 2 9 17 1889 United States v. Pugh 1 marital privilege because Pugh’s marriage was not valid or, even if it 2 was valid, the couple was separated, breaking the privilege. 3 Ultimately, though, the court denied Pugh’s motion and found the 4 “My Misha Letter” admissible for two reasons: (1) the draft letter 5 was not intended to be a communication; and (2) even if it was, it 6 was not intended to be confidential. The court determined that 7 Pugh failed to establish that he intended to send the draft letter to 8 his wife and, therefore, it was not a communication. As support, the 9 court highlighted that Pugh and his wife routinely communicated 10 via Facebook, and that there was “no indication that Pugh even 11 once, much less regularly, typed his messages using a program on 12 his laptop and then copied them into Facebook.” App’x at 87. 13 Further, the court stated that there was “no indication that Pugh had 14 sought to have the letter translated (either by a third party or using 15 translation software), as would have been required for M.H.S. to 16 understand the document.” Id. The court further found that “the 10 17 1889 United States v. Pugh 1 draft letter [was] inconsistent with Pugh’s professed reasons for 2 travelling to Turkey,” to find employment. Id. 3 Alternatively, the district court found that, even if the draft 4 letter was intended to be a communication, it was not intended to be 5 kept confidential. The court concluded that using “an ad hoc 6 network of informal translators destroys the marital communication 7 privilege” and is “inconsistent with the scope of the marital 8 communications privilege.” App’x at 95, 99. As support, the court 9 found that the letter, if sent, was likely to be translated by a 10 translator, rather than Google Translate, given its length and 11 contents, and that the couple was “unlikely to employ a trusted, 12 confidential translator” to translate the message for them. Id. at 90 13 91. The court determined that “where a married couple evidences 14 an intent to disclose communications to an ad hoc network of 15 family, friends, and strangers for translation, the privilege is 16 forfeited.” Id. at 92. 11 17 1889 United States v. Pugh On appeal, Pugh argues that the district court erred in both of 1 2 its determinations: that the letter was not a communication and, 3 even if it were, that the letter was not intended to be confidential. 4 The parties disagree about the standard of review we should 5 apply in reviewing the district court’s ruling. The government 6 asserts that a claim of privilege should be reviewed for abuse of 7 discretion. Pugh asserts that the applicable standard of review is 8 that which applies to a denial of a suppression motion: factual 9 findings are reviewed for clear error, and legal conclusions are 10 reviewed de novo. We need not decide which standard applies, 11 because the tests are very similar and lead to the same result in this 12 case. 13 “A court abuses its discretion if (1) it relies on an erroneous 14 view of the law, (2) its decision rests on a clearly erroneous finding 15 of fact, or (3) its decision—though not necessarily the product of a 16 legal error or a clearly erroneous factual finding—cannot be located 12 17 1889 United States v. Pugh 1 within the range of permissible decisions.” United States v. Yannai, 2 791 F.3d 226, 242 (2d Cir. 2015). A review of the district court’s 3 evidentiary rulings is deferential. United States v. Hendricks, 921 F.3d 4 320, 326 (2d Cir. 2019). Issues of law are reviewed de novo. United 5 States v. Sewell, 252 F.3d 647, 650 (2d Cir. 2001). Questions of fact are 6 reviewed for “clear error,” which is “deferential” and “does not 7 entitle [a reviewing court] to overturn a finding simply because [the 8 court is] convinced that [it] would have decided the case 9 differently.” Glossip v. Gross, 135 S. Ct. 2726, 2739 (2015) (internal 10 11 quotation marks omitted). “[T]he applicability of a privilege is a factual question, [but] 12 determining the scope of a privilege is a question of law.” United 13 States v. Mejia, 655 F.3d 126, 131 (2d Cir. 2011) (internal quotation 14 marks omitted). The distinction, then, is “whether the district court 15 based its decision on a consideration of the application of the 16 privilege to the communication or on an understanding of the 13 17 1889 United States v. Pugh 1 privilege’s scope.” Id. A determination is factual when it “involves 2 the application of the … privilege as our case law has already 3 developed it to the novel set of facts before us … [rather than] 4 address[ing] the scope of the privilege itself in a novel way.” Id. 5 (question of whether communicating through client’s sister waived 6 attorney client privilege was factual). 7 “The confidential communications privilege … [shields] 8 communications made in confidence during a valid marriage….” In 9 re Witness Before Grand Jury, 791 F.2d 234, 237 (2d Cir. 1986). The 10 purpose of the privilege is to provide “assurance that all private 11 statements between spouses—aptly called the best solace of human 12 existence—will be forever free from public exposure.” Id. (internal 13 citations and quotation marks omitted). Courts have noted, 14 however, that “privileges contravene the fundamental principle that 15 the public … has a right to every man’s evidence…. As such, they 16 must be strictly construed and accepted only to the very limited 14 17 1889 United States v. Pugh 1 extent that … excluding relevant evidence has a public good 2 transcending the normally predominant principle of utilizing all 3 rational means for ascertaining truth.” Trammel v. United States, 445 4 U.S. 40, 49 (1980) (internal citation and quotation marks omitted). 5 The marital communications privilege applies when (1) the 6 parties were in a valid marriage at the time of the communication3; 7 (2) the “utterances or expressions” were “intended to convey 8 information between spouses” (communication prong); and (3) the 9 communications were intended to be confidential (confidentiality 10 prong). In re Witness Before Grand Jury, 791 F.3d at 237 39. “[T]he 11 party invoking a privilege bears the burden of establishing its 12 applicability to the case at hand.” In re Grand Jury Subpoenas, 318 13 F.3d 379, 384 (2d Cir. 2003). However, confidentiality is presumed, 14 and, therefore, the party challenging the applicability of the The court determined that Pugh and M.H.S. had a valid marriage at the time of the draft letter, and neither party takes issue with that ruling. 3 15 17 1889 United States v. Pugh 1 privilege “[bears] the burden of defeating this presumption by 2 showing that the communication was not made privately.” United 3 States v. Taylor, 92 F.3d 1313, 1332 (2d Cir. 1996). 4 “It is well settled that the communications to which the 5 privilege applies have been limited to utterances or expressions 6 intended by one spouse to convey a message to the other.” United 7 States v. Smith, 533 F.2d 1077, 1079 (8th Cir. 1976) (citing Pereira v. 8 United States, 347 U.S. 1, 6 (1954)). The confidential communications 9 privilege applies “where the conduct was intended to convey a 10 confidential message from the actor to the observer.” United States v. 11 Estes, 793 F.2d 465, 467 (2d Cir. 1986); see also United States v. Sykes, 12 697 F.2d 87, 98 n.1 (2d Cir. 1983) (citing cases, including Smith, that 13 hold “the marital communication privilege applies only to 14 communications or acts intended to convey a message”). 15 A person seeking to invoke the marital privilege must show 16 that he actually intended to convey the message to his spouse. See 16 17 1889 United States v. Pugh 1 Smith, 533 F.2d at 1079; United States v. Mohsen, 587 F.3d 1028, 1032 2 33 (9th Cir. 2009) (privilege did not apply where there was “no 3 evidence whatsoever” that an inmate intended to send a letter to his 4 wife where the letter had her name on top but no mailing address); 5 United States v. Montgomery, 384 F.3d 1050, 1056 (9th Cir. 2004) (letter 6 left by wife for husband on kitchen counter was communication 7 because it was left in a place where husband could find it). 8 The district court found “no evidence that Pugh intended the 9 letter to be a communication” because there was “no evidence that 10 [he] intended to send the draft.” App’x at 86. Pugh argued (as he 11 does on appeal) that it was “no great stretch to infer” that he 12 intended to send M.H.S. the letter, but the court found that to be an 13 “inference devoid of evidentiary support” that was “insufficient to 14 carry Pugh’s burden.” Id. at 87. Given that there was no evidence 15 that M.H.S. had access to Pugh’s computer where the letter was 16 found, there was no evidence that Pugh ever typed his messages in 17 17 1889 United States v. Pugh 1 another format before sending them via Facebook Messenger, and 2 the letter had not yet been translated, it was not error for the court to 3 determine that Pugh failed to prove that he intended the letter to be 4 a marital communication. Accordingly, the court’s ruling is 5 affirmed, and we need not reach Pugh’s second argument, that the 6 court’s determination on the confidentiality prong was erroneous. 7 II. 8 Pugh claims next that there was insufficient evidence to 9 10 11 Sufficiency of the Evidence support either of his two counts of conviction, and, therefore, they should be reversed. This Court reviews a sufficiency of the evidence challenge 12 using the same standard utilized by the district court in ruling on a 13 Rule 29 motion. United States v. Eppolito, 543 F.3d 25, 45 (2d Cir. 14 2008). Rule 29(a) of the Federal Rules of Criminal Procedure 15 provides: “[T]he court on the defendant’s motion must enter a 16 judgment of acquittal of any offense for which the evidence is 18 17 1889 United States v. Pugh 1 insufficient to sustain a conviction.” Fed. R. Crim. P. 29(a). “The test 2 for sufficiency … is whether a rational jury could conclude beyond a 3 reasonable doubt that a defendant is guilty of the crime charged…. 4 The court must make that determination with the evidence against a 5 particular defendant … viewed in [the] light … most favorable to the 6 government, … and [with] all reasonable inferences … resolved in 7 favor of the government.” Eppolito, 543 F.3d at 45 (internal citations 8 and quotation marks omitted). “The jury may reach its verdict 9 based upon inferences drawn from circumstantial evidence, and the 10 evidence must be viewed in conjunction, not in isolation.” Id. A 11 court will “overturn a conviction … only if, after viewing the 12 evidence in the light most favorable to the Government and drawing 13 all reasonable inferences in its favor, [it determines] that no rational 14 trier of fact could have concluded that the Government met its 15 burden of proof.” United States v. Glenn, 312 F.3d 58, 63 (2d Cir. 16 2002) (internal quotation marks omitted). The reviewing court must 19 17 1889 United States v. Pugh 1 “defer[] to the jury’s assessment of witness credibility and its 2 assessment of the weight of the evidence.” United States v. Baker, 899 3 F.3d 123, 129 (2d Cir. 2018) (internal quotation marks omitted). 4 In sum, “[a] defendant challenging the sufficiency of the 5 evidence supporting a conviction faces a ‘heavy burden.’” Glenn, 6 312 F.3d at 63 (quoting United States v. Matthews, 20 F.3d 538, 548 (2d 7 Cir. 1994)). 8 9 10 11 a. Count One: Attempt to Provide Material Support to a Foreign Terrorist Organization Pugh argues first that there was insufficient evidence that he 12 took a substantial step in furtherance of the intended crime, as 13 required to sustain his conviction for attempt to provide material 14 support to a foreign terrorist organization. We disagree. 15 “In order to establish that a defendant is guilty of an attempt 16 to commit a crime, the government must prove that the defendant 17 had the intent to commit the crime and engaged in conduct 18 amounting to a substantial step towards the commission of the 20 17 1889 United States v. Pugh 1 crime.” United States v. Yousef, 327 F.3d 56, 134 (2d Cir. 2003) 2 (internal quotation marks omitted). “For a defendant to have taken 3 a ‘substantial step,’ he must have engaged in more than ‘mere 4 preparation,’ but may have stopped short of ‘the last act necessary’ 5 for the actual commission of the substantive crime.” Id. (quoting 6 United States v. Rosa, 11 F.3d 315, 337 (2d Cir. 1993)). “A defendant 7 may be convicted of attempt even where significant steps necessary 8 to carry out the substantive crime are not completed.” Id. A 9 substantial step “is conduct planned to culminate in the commission 10 of the substantive crime being attempted.” United States v. Farhane, 11 634 F.3d 127, 147 (2d Cir. 2011) (internal quotation marks omitted). 12 Because the substantial step need not be the “last act 13 necessary” before commission of the crime, “the finder of fact may 14 give weight to that which has already been done as well as that 15 which remains to be accomplished before commission of the 16 substantive crime.” United States v. Manley, 632 F.2d 978, 987 (2d Cir. 21 17 1889 United States v. Pugh 1 1980). Further, “[i]n order for behavior to be punishable as an 2 attempt, it need not be incompatible with innocence, yet it must be 3 necessary to the consummation of the crime and be of such a nature 4 that a reasonable observer, viewing it in context could conclude 5 beyond a reasonable doubt that it was undertaken in accordance 6 with a design to violate the statute.” Id. at 987 88. For purposes of 7 the statute under which Pugh was charged, “a substantial step 8 towards the provision of material support need not be planned to 9 culminate in actual terrorist harm, but only in support—even benign 10 support—for an organization committed to such harm.” Farhane, 11 634 F.3d at 148. 12 Pugh argues that the evidence was insufficient to sustain a 13 finding that he took a substantial step toward providing material 14 support to ISIS because he only indulged in an online interest in ISIS 15 propaganda, expressed his political views, and bought a ticket to 16 Turkey from Egypt. The evidence, however, supports a different 22 17 1889 United States v. Pugh 1 conclusion, particularly when viewed in the light most favorable to 2 the government. When Pugh’s electronic devices were searched, 3 authorities recovered ISIS propaganda videos and materials, as well 4 as research into ISIS’ control of border crossings between Turkey 5 and Syria and its presence in both countries. Among those materials 6 were maps and articles titled “The secret jihadi smuggling route 7 through Turkey,” “Where ISIS is Gaining Control in Iraq and Syria,” 8 and “Syria’s border posts and who controls them.” Gov’t. App’x at 9 424, 446 47, 454. Further, the jury heard evidence that at the time of 10 his arrival in Turkey, Pugh was carrying with him a “tactical 11 backpack” filled with materials that would be unnecessary in a large 12 city like Istanbul, but would be beneficial in traveling through 13 Turkey to the Syrian border. Further, Pugh was not equipped with 14 materials that would be suitable for searching for work, his alleged 15 reason for traveling to Turkey, nor did he have a Turkish work visa. 23 17 1889 United States v. Pugh 1 Pugh argues that without an ISIS contact in Turkey and/or 2 Syria to help him cross the border, he could not have taken a 3 substantial step toward providing material support. The jury heard 4 testimony, however, that although most people seeking to join ISIS 5 make connections ahead of time, it is not necessary for someone to 6 secure assistance in Turkey before reaching Syria. 7 The evidence, taken together and viewed in the light most 8 favorable to the government, provides ample support for the jury’s 9 conclusion that Pugh engaged in a substantial step toward 10 providing material support to ISIS. Although he was apprehended 11 by Turkish officials before he was able to complete his plan, the 12 evidence supports the finding that he was traveling to Turkey to 13 cross the Syrian border in an effort to join ISIS. Although he did not 14 have an ISIS contact, nor had he sworn a formal oath of allegiance to 15 the organization, the steps he had completed were nonetheless 16 substantial and were “planned to culminate” in his support of ISIS. 24 17 1889 United States v. Pugh 1 Farhane, 634 F.3d at 147. But for the interference of Turkish officials, 2 there is no indication that Pugh would not have completed his 3 journey to Syria to join ISIS. Accordingly, there was sufficient 4 evidence to sustain the jury’s conclusion that Pugh took a substantial 5 step toward providing material support to a foreign terrorist 6 organization. His conviction on count one is affirmed. 7 8 9 b. Count Two: Obstruction of Justice Pugh argues next that there was insufficient evidence of a nexus between his obstructive conduct and official proceedings in 10 the United States to support his conviction for obstruction of justice. 11 Specifically, Pugh argues that when he was denied entry into 12 Turkey, “there was no reason for him to believe that any judicial 13 proceeding had been initiated … [or] would be initiated in the 14 future.” Appellant’s Br. at 49. The government asserts that Pugh 15 destroyed, or attempted to destroy, USB thumb drives and the files 16 contained thereon in order to preclude the government from being 25 17 1889 United States v. Pugh 1 able to use the materials at a federal grand jury proceeding to indict 2 Pugh for his attempt to provide material support to ISIS. 3 Pugh was charged in count two of the indictment with 4 obstruction of justice pursuant to 18 U.S.C. § 1512(c)(1), which 5 criminalizes altering, destroying, mutilating, or concealing 6 information “with the intent to impair the object’s integrity or 7 availability for use in an official proceeding.” He was also charged 8 pursuant to 18 U.S.C. § 1512(c)(2), which criminalizes obstructing, 9 influencing, or impeding any official proceeding, or attempting to 10 do so. An “official proceeding” includes “a proceeding before a 11 judge or court of the United States … or a Federal grand jury.” 18 12 U.S.C. § 1515(a)(1)(A). The government need not prove that a 13 defendant knew that the proceeding was or would be federal. 18 14 U.S.C. § 1512(g)(1). “[T]he government must prove that such a 15 proceeding was reasonably foreseeable to the defendant.” United 26 17 1889 United States v. Pugh 1 States v. Martinez, 862 F.3d 223, 237 (2d Cir. 2017), vacated on other 2 grounds by Rodriguez v. United States, 139 S. Ct. 2772 (2019). In order to prove obstruction of justice in violation of section 3 4 1512(c)(2), “the government must show that there was a ‘nexus’ 5 between the defendant’s conduct and the pending, or foreseeable, 6 official proceeding.”4 Id. “[T]he existence of a nexus between [a 7 defendant’s] action and the proceeding does not depend on the 8 defendant’s knowledge…. Rather, the existence of a nexus, for 9 obstruction of justice purposes, is determined by whether the 10 defendant’s acts have a relationship in time, causation, or logic with 11 the judicial proceedings.” Id. (internal citations and quotation marks 12 omitted). “[I]n other words, ‘the endeavor must have the natural 13 and probable effect of interfering with the due administration of “We have previously assumed without deciding that the requirement of a nexus between the obstructive act and the official proceeding that is required under subsections (b)(2) and (c)(2) of § 1512 likewise applies to subsection (c)(1). See United States v. Ortiz, 220 F. App’x 13, 16 (2d Cir. 2007). Because [Pugh’s] claim fails in any event, we likewise assume here that the nexus requirement applies.” United States v. Binday, 804 F.3d 558, 590 n.33 (2d Cir. 2015). 4 27 17 1889 United States v. Pugh 1 justice.’” United States v. Reich, 479 F.3d 179, 185 (2d Cir. 2007) 2 (quoting United States v. Aguilar, 515 U.S. 593, 599 (1995)). 3 Moreover, “[t]he actions of the defendant need not have 4 directly impeded, or attempted to impede directly, the official 5 proceeding.” Martinez, 862 F.3d at 238. Further, the defendant’s 6 actions need not be “successful in impeding or obstructing justice … 7 so long as his acts had the natural and probable consequence of 8 interfering with an official proceeding that was foreseeable even if 9 not then pending.” Id. (internal citations omitted). “[A]n official 10 proceeding need not be pending or about to be instituted at the time 11 of the offense[.]” 18 U.S.C. § 1512(f)(1). “Rather, we have found the 12 nexus requirement satisfied where a grand jury proceeding was 13 ‘foreseeable’ because the defendant was aware ‘that he was the 14 target of an investigation.’” United States v. Binday, 804 F.3d 558, 590 15 (2d Cir. 2015) (quoting United States v. Persico, 645 F.3d 85, 108 (2d 16 Cir. 2011)). 28 17 1889 United States v. Pugh 1 Here, Pugh has “failed to show that the evidence was 2 insufficient to establish a nexus between his actions and obstruction 3 of the proceeding.” Reich, 479 F.3d at 186. The evidence supports 4 the jury’s conclusion that Pugh acted with intent to destroy his 5 devices to impair their use in a reasonably foreseeable official 6 proceeding. 7 The jury heard testimony from a number of witnesses, 8 including United States officials and experts on foreign terrorist 9 organizations, about the cultural climate in America regarding 10 terrorist organizations, including the prevalence of American 11 citizens becoming radicalized via social media and attempting to 12 join ISIS and other terrorist groups overseas, as well as the United 13 States’ response to and handling of those types of situations. On the 14 basis of the evidence presented, the jury reasonably could have 15 concluded that at the time Pugh was detained, it was or should have 16 been reasonably foreseeable to Pugh that being held in Turkey, a 29 17 1889 United States v. Pugh 1 well known and frequently utilized pathway to Syria, while 2 attempting to travel to Syria to join ISIS would subject him to official 3 proceedings in the United States. Further, the government 4 introduced evidence of Pugh’s knowledge, before he was detained 5 in Turkey, of at least one other American citizen who was arrested at 6 JFK Airport for attempting to join ISIS in Syria and criminally 7 charged in the United States with providing material support to a 8 foreign terrorist group (and thus subjected to an official proceeding). 9 Accordingly, the jury could have reasonably concluded that a 10 similar proceeding was foreseeable to Pugh at the time he was 11 detained. 12 Moreover, the evidence supports a conclusion that when Pugh 13 was denied entry into Turkey, and while still at the Turkish airport, 14 he wiped his iPod of all contents and destroyed his USB thumb 15 drives. Given the reasonable foreseeability of an official proceeding 16 against him, the jury was also free to infer that Pugh destroyed his 30 17 1889 United States v. Pugh 1 electronic devices with the intent to impair their integrity and render 2 the contents, which included ISIS propaganda and evidence of 3 Pugh’s support of ISIS, unavailable for use against him in a future 4 official proceeding. 5 Viewed in the light most favorable to the government, and 6 drawing all reasonable inferences in its favor, as we must, a rational 7 trier of fact could have viewed the evidence against Pugh and found 8 that an official proceeding regarding his actions abroad was 9 reasonably foreseeable and that he destroyed his electronic devices 10 in an effort to keep them from being used against him. Accordingly, 11 Pugh’s conviction on Count Two is affirmed. 12 III. Sentencing 13 Pugh’s last argument on appeal is that his sentence was both 14 substantively and procedurally unreasonable because the court did 15 not provide him with the opportunity to give his prepared 16 sentencing remarks and did not give adequate reasoning for 31 17 1889 United States v. Pugh 1 imposing the maximum permissible sentence. We review 2 sentencing decisions under a “deferential abuse of discretion 3 standard of review.” Gall v. United States, 552 U.S. 38, 52 (2007). 4 5 a. Right of Allocution The following additional facts are relevant here. Pugh 6 appeared for sentencing on May 31, 2017 and, after hearing from the 7 government, the court allowed Pugh to deliver his prepared 8 remarks in which he discussed the difficulty of being a black Muslim 9 man in America, set out his own version of the facts of the case, and 10 accused the government of lying and setting him up. The amount of 11 time Pugh was given to speak is unclear from the record, but after 12 over seventeen uninterrupted transcript pages of Pugh’s remarks, 13 the court interrupted him to suggest that Pugh tailor his remarks to 14 sentencing, rather than his version of the facts. The court then 15 allowed Pugh and his counsel a five minute recess, and when they 16 returned, Pugh’s attorney continued with the sentencing argument, 32 17 1889 United States v. Pugh 1 rather than Pugh. Pugh argues that the court’s decision to stop him 2 from finishing his remarks amounted to procedural 3 unreasonableness. We disagree. 4 A court is required to provide a defendant with an 5 opportunity to speak at sentencing to offer mitigating information. 6 Fed. R. Crim. P. 32(i)(4)(A)(ii). That right, the right of allocution, is 7 an “absolute right” ensuring that the defendant is “allowed a 8 meaningful right to express relevant mitigating information before 9 an attentive and receptive district judge.” United States v. Li, 115 10 F.3d 125, 133 (2d Cir. 1997). But the right of allocution “is not 11 unlimited in terms of either time or content.” Id. Here, Pugh was 12 provided substantial uninterrupted time to address the court. The 13 court only interrupted him when it deemed Pugh was no longer 14 providing information relevant to mitigation and simply asked Pugh 15 to refocus his statements. Further still, and very importantly, the 16 court did not tell Pugh that he could not continue with his remarks 33 17 1889 United States v. Pugh 1 after the recess; Pugh chose not to do so. Accordingly, Pugh’s 2 argument that his sentence was procedurally unreasonable because 3 he was denied his right of allocution fails. 4 5 b. Statement of Reasons Pugh also claims the sentence was procedurally unreasonable 6 because the district court failed to adequately explain the chosen 7 sentence. He claims the sentence was substantively unreasonable 8 because it cannot be located within the range of permissible 9 sentencing decisions. 10 In making a sentencing determination, the district court must 11 reach “an informed and individualized judgment in each case as to 12 what is ‘sufficient, but not greater than necessary’ to fulfill the 13 purposes of sentencing.” United States v. Cavera, 550 F.3d 180, 189 14 (2d Cir. 2008) (en banc) (quoting 18 U.S.C. § 3553(a)). In determining 15 the “particular sentence to be imposed,” the court must consider the 16 factors listed in 18 U.S.C. § 3553(a), which include: “the nature and 34 17 1889 United States v. Pugh 1 circumstances of the offense and the history and characteristics of 2 the defendant,” id. § 3553(a)(1); “the kinds of sentences available,” id. 3 § 3553(a)(3); the range set out in the Sentencing Guidelines, id. § 4 3553(a)(4); “any pertinent policy statement,” id. § 3553(a)(5); “the 5 need to avoid unwarranted sentence disparities among defendants 6 with similar records who have been found guilty of similar 7 conduct,” id. § 3553(a)(6); and “the need to provide restitution to any 8 victims of the offense.” Id. § 3553(a)(7). 9 In addition, the court must consider the “need for the sentence 10 imposed … (A) to reflect the seriousness of the offense, to promote 11 respect for the law, and to provide just punishment for the offense; 12 (B) to afford adequate deterrence to criminal conduct; (C) to protect 13 the public from further crimes of the defendant; and (D) to provide 14 the defendant with needed educational or vocational training, 15 medical care, or other correctional treatment in the most effective 16 manner.” Id. § 3553(a)(2). A district court has an obligation to 35 17 1889 United States v. Pugh 1 weigh the factors listed in section 3553(a). United States v. Fernandez, 2 443 F.3d 19, 28 (2d Cir. 2006); see also United States v. Corsey, 723 F.3d 3 366, 375 (2d Cir. 2013) (per curiam). 4 After consideration of the section 3553(a) factors, the district 5 court must impose a sentence that is sufficient, but not greater than 6 necessary, to fulfill the purposes of sentencing. In doing so, if the 7 court determines that a lower sentence will be just as effective as a 8 higher sentence, it must choose the lower sentence. See United States 9 v. Ministro Tapia, 470 F.3d 137, 142 (2d Cir. 2006) (“[I]f a district court 10 were explicitly to conclude that two sentences equally served the 11 statutory purposes of [section] 3553, it could not, consistent with the 12 parsimony clause, impose the higher.”). 13 A district court commits procedural sentencing error when it 14 “does not consider the [18 U.S.C.] § 3553(a) factors … [or] if it fails 15 adequately to explain its chosen sentence[.]” Cavera, 550 F.3d at 190. 16 The sentencing record must be sufficient for an appellate court to 36 17 1889 United States v. Pugh 1 “be confident that the sentence resulted from the district court’s 2 considered judgment as to what was necessary to address the 3 various, often conflicting, purposes of sentencing. Id. at 189 90. On 4 review, “just as we do not insist upon ‘robotic incantations,’ we 5 require more than a few magic words.” Corsey, 723 F.3d at 376. 6 Requiring judges to articulate their reasons for a specific sentence “is 7 a precondition for ‘meaningful appellate review’” and allows a 8 reviewing court to “have confidence that the district court exercised 9 its discretion and did so on the basis of reasons that survive our 10 limited review.” Cavera, 550 F.3d at 193 (quoting Gall, 552 U.S. at 11 50). “Without a sufficient explanation of how the court below 12 reached the result it did, appellate review of the reasonableness of 13 that judgment may well be impossible.” Id. 14 At sentencing, after hearing from both sides, the district court 15 stated that there was “ample evidence” admitted at trial for the jury 16 to find Pugh guilty of both counts and commented on portions of 37 17 1889 United States v. Pugh 1 the evidence, including Pugh’s military service, which the court 2 called “commendable,” Pugh’s time overseas in the Middle East, 3 and ultimately Pugh’s decision to attempt to join ISIS. App’x at 570 4 72. The court mentioned the defendant’s possession of videos taken 5 from the defendant’s hard drive and maps of the border crossings 6 into Syria. After roughly two pages of comments, the court stated 7 that the case was about Pugh’s choice between standing up for or 8 betraying the United States, a country which had “done so much” 9 for him. Id. at 572. The court addressed Pugh stating “You’ve made 10 11 your choice, sir. I have no sympathy.” Most of the court’s comments on the record relate to Pugh’s 12 guilt rather than to an appropriate sentence. Without further 13 explanation for its sentencing determination, the court sentenced 14 Pugh to two consecutive terms of incarceration: 180 months on 15 count one and 240 months on count two, the maximum sentence 38 17 1889 United States v. Pugh 1 under each statute at the time of the offense, for a total of 420 2 months, the highest permissible sentence. Id. 3 The sentence of 420 months represents the statutory 4 maximum, which fell within the Sentencing Guidelines range of 360 5 months’ to 420 months’ imprisonment. The fact that it was a 6 Guidelines sentence may explain the district court’s spare 7 explanation of the sentence imposed. But district courts are not 8 permitted to assume that a Guidelines sentence is substantively 9 reasonable. Rita v. United States, 551 U.S. 338, 351 (2007) (“[T]he 10 sentencing court does not enjoy the benefit of a legal presumption 11 that the Guidelines sentence should apply.”) (citing United States v. 12 Booker, 543 U.S. 220, 259 60 (2005)). Indeed, a sentence within the 13 properly calculated Guidelines range can be substantively 14 unreasonable. United States v. Dorvee, 616 F.3d 174, 183 (2d Cir. 15 2010). 39 17 1889 United States v. Pugh A lengthy explanation is not generally necessary “when a 1 2 judge decides simply to apply the Guidelines to a particular case.” 3 Rita, 543 U.S. at 356. But as a general rule, the “sentencing judge 4 should set forth enough to satisfy the appellate court that he has 5 considered the parties’ arguments and has a reasoned basis for 6 exercising his own legal decisionmaking authority.” Id. 7 8 important for the sentencing judge to articulate why a sentence 9 equal to the statutory maximum on one count will not produce a When a defendant has been convicted of multiple counts, it is 10 sufficient sentence within the meaning of 18 U.S.C. § 3553(a). That 11 principle has been carried into the Guidelines, which provide a 12 presumption in favor of concurrent sentences except when 13 consecutive sentences are required in order to impose a total 14 sentence reflecting just punishment. See U.S.S.G. § 5G1.2(c) (“If the 15 sentence imposed on the count carrying the highest statutory 16 maximum is adequate to achieve the total punishment, then the 40 17 1889 United States v. Pugh 1 sentences on all counts shall run concurrently, except to the extent 2 otherwise required by law.”). 3 4 punishment as sufficient, but not greater than necessary, taking into 5 account the particular characteristics of the defendant and the 6 circumstances of the offense. That justification should guide the 7 determination whether to impose sentences on multiple counts 8 consecutively, partially consecutively, or concurrently. Explaining 9 why concurrent sentences would not achieve a “sufficient” sentence A district court should explain the reasons justifying the total 10 is particularly important where, as here, each of the two sentences 11 are quite long, the district court imposed the statutory maximum for 12 each sentence, and, therefore, the defendant was sentenced to the 13 longest legal sentence available. 14 15 review of the substantive reasonableness of Pugh’s sentence. 16 Without more, we cannot be confident that the district court The present record does not permit meaningful appellate 41 17 1889 United States v. Pugh 1 appropriately exercised its discretion in crafting the sentence. 2 Accordingly, Pugh’s sentence reflects procedural error and is 3 vacated. We remand the case for resentencing, including an 4 articulation of the court’s reasons for whatever sentence it imposes. 5 CONCLUSION 6 For the foregoing reasons, we AFFIRM the judgment of 7 conviction, VACATE the sentence, and REMAND for resentencing. 42 1 GUIDO CALABRESI, Circuit Judge, concurring: 2 3 4 I agree with the majority opinion, which I join in full. I write separately to emphasize the risks posed by the crime of obstruction of justice, 18 U.S.C. § 1512(c), as it has evolved, and as it has been applied in this case. 5 6 7 8 9 10 11 12 13 14 The case before us illustrates how dangerously far 18 U.S.C. § 1512(c) now extends. Defendant’s main crime was to attempt to join ISIS, in violation of 18 U.S.C. § 2339B(a)(1). This is a most serious crime, and it carries a serious penalty. But, at the time Defendant committed his acts, his crime was subject to a statutory maximum of 15 years’ imprisonment. Understandably, the District Court sentenced Defendant to the full 15 years under that count. The District Court, however, went further. It ultimately sentenced Defendant to more than twice that time because of acts that seem to have been much less grave: Defendant’s apparent destruction of several USB drives and the deletion of the data on his iPod, in violation of 18 U.S.C. § 1512(c). 15 16 17 18 19 It is ironical—more than ironical, potentially dangerous—that the government was able to take what is already a very serious crime—attempting to provide material support to a foreign terrorist organization—and, on the basis of some not overly strong facts, bring an obstruction charge that more than doubled the maximum sentence otherwise available. 20 21 22 23 24 25 The majority is correct that, here, the evidence was enough to support the prosecutor’s obstruction of justice charge and the jury’s verdict. On the basis of the facts presented at trial, a jury was licensed to conclude beyond a reasonable doubt that the defendant corruptly altered, mutilated, or destroyed digital media with the intent to impair their availability for use in a foreseeable official United States proceeding, in violation of 18 U.S.C. § 1512(c)(1). 26 27 28 29 30 31 32 But is it really justifiable, because of this conduct, to turn Defendant’s 15 year sentence into a 35 year one? In this case, there was no evidence to suggest that the destroyed USB drives or deleted iPod data contained information that was valuable or significant in itself or for ISIS. Indeed, the evidence at trial established that Defendant did not have a relationship with current ISIS members, did not have an ISIS affiliated handler supporting his recruitment, and did not succeed in his attempt to join the organization. To cross into ISIS controlled territory, 1 33 34 Defendant apparently planned to rely on a publicly available map from a large circulation newspaper. 35 36 37 38 39 40 This is not to downplay the seriousness of Defendant’s crime. For a skilled aircraft mechanic like Defendant to offer his services to a barbaric terrorist organization is a criminal act of the highest order. That is the gravamen of Defendant’s criminal conduct, and, accordingly, it should be the primary determinant of Defendant’s punishment, which Congress limited to 15 years maximum (now raised to 20 years, see USA FREEDOM Act of 2015, Pub. L. No. 114 23, 129 Stat. 268 § 704). 41 42 43 44 45 46 47 48 But Defendant here was sentenced to 35 years. And the additional term of 20 years of imprisonment seems incongruous. Obstruction of justice can, of course, in some circumstances, be a very serious crime. But we have to look at the context. And here, in this specific context, the record does not establish the seriousness of that crime. Indeed, it looks as though the court imposed the sentence it did based on the heinousness of Defendant’s attempted terrorism and simply used the obstruction conviction as a means to go beyond the statutory maximum of that terrorism count. 49 50 51 52 53 54 55 The majority recognizes the problems with the District Court’s decision and remands this case for greater explanation—a procedural ground. This is perfectly proper. We have stated en banc that an appeals panel will not usually reach questions of substantive reasonableness where there are procedural errors to be corrected. See United States v. Cavera, 550 F.3d 180, 189 90 (2d Cir. 2008) (en banc). But I believe that the demand for more explanation also, inevitably, implies that substantive problems may underly this sentence as well. 56 57 58 59 60 61 62 63 64 65 66 My belief is reinforced by a concern with how broad obstruction of justice prosecutions under 18 U.S.C. § 1512(c) have become. As construed by federal courts, the crime has been applied expansively, as a tacked on charge in everything from attempted robbery and murder cases to run of the mill drug busts. See, e.g., United States v. Johnson, 655 F.3d 594, 598, 603 05 (7th Cir. 2011) (destruction of cocaine base actionable under 18 U.S.C. § 1512(c)(1)); United States v. Ortiz, 367 F. Supp. 2d 536, 538, 540 44 (S.D.N.Y. 2005) (attempted disposal of an automobile used in connection with an attempted robbery actionable under 18 U.S.C. § 1512(c)(1)); United States v. Vasquez Soto, No. 11 Cr. 986 02 (GBD), 2013 WL 1898174, at *1 (S.D.N.Y. May 2, 2013) (wiping fingerprints off an automobile used in connection with an attempted murder for hire actionable under 18 U.S.C. § 2 67 68 69 1512(c)(1)); see also Sarah O’Rourke Schrup, Obstruction of Justice: Unwarranted Expansion of 18 U.S.C. § 1512(c)(1), 102 J. Crim. L. & Criminology 25 (2012) (collecting and discussing cases). 70 71 72 73 74 75 76 It is at least arguable that this law was never intended to be used so broadly. 18 U.S.C. § 1512(c) was enacted as part of the Sarbanes Oxley Act of 2002, a major white collar reform bill, largely prompted by reports of corporate accounting fraud at Enron and other major blue chip companies. See H. R. Rep. No. 107 414 at 18 19 (2002). But, as applied and interpreted, 18 U.S.C. § 1512(c) can now reach everything from the smallest crime to the broadest political attack and creates tremendous room for prosecutorial discretion. 77 78 79 80 81 82 Accordingly, as judges, we should be careful, in examining obstruction of justice cases, to make our review searching and contextual. A sentence for obstruction of justice under 18 U.S.C. § 1512(c) should reflect the severity of the obstruction of justice, in the context of a particular underlying crime, and not prosecutorial or judicial dissatisfaction with the limits Congress placed on the gravity of that underlying crime. And this, ultimately, is what is called for in the case before us. 3
Some case metadata and case summaries were written with the help of AI, which can produce inaccuracies. You should read the full case before relying on it for legal research purposes.
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.
