Berg v. N.Y.C. Police Commissoner, No. 16-3146 (2d Cir. 2018)
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The Second Circuit reversed the district court's denial of New York City Police Officers' motion for summary judgment based on qualified immunity in an action alleging violation of protestors' constitutional rights when Officers fully detained them during a protest outside the Sheraton Hotel where President Obama was attending a fundraising dinner. The court held that there were material disputes of fact that did not allow the district court to conclude as a matter of law that the protesters' two‐hour detention was permissible under the special needs exception to the Fourth Amendment's warrant requirement. Nonetheless, the Officers were entitled to qualified immunity where the district court erred in concluding that the Officers' subjective intent in temporarily detaining the protesters was relevant to whether the Officers were entitled to qualified immunity. The court held that reasonable officers could have believed that the approximately two‐hour detention of the protesters in response to concerns for the President's security was justified in light of then established law. Finally, because the Officers could have reasonably believed the temporary detention was lawful, they were also entitled to qualified immunity on the protesters' First Amendment and Fourteenth Amendment claims.
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16 3146 Berg et al. v. N.Y.C. Police Comm’r et al. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 In the United States Court of Appeals For the Second Circuit August Term, 2017 Argued: October 4, 2017 Decided: July 25, 2018 Docket No. 16 3146 cv PHOEBE BERG, individually and on behalf of a class of all others similarly situated, TOSHIRO KIDA, indi vidually and on behalf of a class of all others simi larly situated, JOHN RIVERA, individually and on behalf of a class of all others similarly situated, DAYNA ROZENTAL, individually and on behalf of a class of all others similarly situated, JONATHAN JET TER, individually and on behalf of a class of all oth ers similarly situated, Plaintiffs Appellees, V. NYCP COMMISSIONER RAYMOND KELLY, CHIEF OF NYC P.D. JOSEPH ESPOSITO, JAMES MCNAMARA, DEPUTY CHIEF, in his individual and official capac ities, PETER LOEHLE, INSPECTOR, in his individual and official capacities, STEPHEN LATALARDO, LIEU TENANT, in his individual and official capacities, 1 2 3 4 5 6 7 JOHN DOE, NEW YORK CITY POLICE DEPARTMENT, (whose identity is not currently known but who are known to be police officers and/or supervisory personnel of the New York City Police Depart ment); in his individual and official capacities,1 Defendants Appellants. 8 9 10 11 12 Appeal from the United States District Court for the Southern District of New York No. 12 cv 3391 – Thomas P. Griesa, Judge. 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 Before: RAGGI, HALL, and CARNEY, Circuit Judges. Members of Occupy Wall Street (“OWS protesters” or “protesters”) assert that a group of New York City Police Officers (the “Officers”) unlaw fully detained them during a protest outside the Sheraton Hotel where Pres ident Obama was attending a fundraising dinner. The protesters claim that this detention violated their First, Fourth, and Fourteenth Amendment rights. Concluding that the Officers’ motivation for the detention was a ma terial fact in dispute and that a finding as to the Officers’ motivation affected the determination of the objective reasonableness of the Officers’ actions, the district court denied the Officers summary judgment on the protesters’ First, Fourth, and Fourteenth Amendment claims, and denied the Officers quali fied immunity. The Officers appealed. This court denied the protesters’ mo tion to dismiss this appeal for lack of subject matter jurisdiction. The Officers argue before us that the limited detention that occurred was permissible un der the special needs exception to the Fourth Amendment so as not to vio late the protesters’ constitutional rights and, in any event, they are entitled to qualified immunity. The Clerk of Court directed to amend the official caption in this case as set forth above. 1 2 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 We identify disputes of fact that do not permit a court to conclude as a matter of law that the protesters’ two hour detention was permissible un der the special needs exception to the Fourth Amendment’s warrant re quirement. We nonetheless conclude that the officers are entitled to quali fied immunity. The district court erred in concluding that the Officers’ sub jective intent in temporarily detaining the protesters was relevant to whether the Officers are entitled to qualified immunity. Considered objec tively, we conclude that, at the time of the challenged actions, reasonable officers could have believed that the approximately two hour detention of the protesters in response to concerns for the President’s security was justi fied in light of then established law. Because the Officers could have reason ably believed the temporary detention was lawful, they are also entitled to qualified immunity on the OWS protesters’ First Amendment and Four teenth Amendment claims. REVERSED AND REMANDED. KATHY CHANG PARK, Assistant Corporation Counsel (Richard Dearing and Claude S. Platton, on the brief), on behalf of Zachary W. Carter, Corporation Counsel of the City of New York, New York, New York, for Defend ants Appellants. DAVID B. RANKIN, Beldock Levine & Hoff man LLP, New York, New York, for Plain tiffs Appellees. 30 31 32 33 34 HALL, Circuit Judge: This is an appeal from an order entered on August 10, 2016, in the 35 Southern District of New York (Griesa, J.), denying summary judgment in 3 1 part to Defendants Appellants Police Officers (the “Officers”), who claimed 2 qualified immunity from suit by Plaintiffs Appellees, participants in an Oc 3 cupy Wall Street protest.2 The named protesters assert that the Officers un 4 lawfully detained them and other putative class members during a protest 5 outside the Sheraton Hotel where President Obama was attending a fund 6 raising dinner on November 30, 2011. Before us on appeal are the protesters’ 7 claims that this detention violated their Fourth Amendment rights, that the 8 detention was in retaliation for their exercise of First Amendment rights, 9 that they were subjected to selective enforcement in violation of the Four 10 teenth Amendment, and that certain officers failed to intervene to protect 11 their constitutional rights.3 The Officers argue that they are entitled to sum 12 mary judgment based on qualified immunity because: (1) under the special 13 needs exception to the Fourth Amendment, there was no constitutional vi 14 olation; and (2) even if the detention that occurred were determined to be The Plaintiffs Appellees will be referred to as “OWS protesters” or “pro testers.” 3 The OWS protesters assert failure to intervene claims against Defendants James McNamara, Peter Loehle, and Stephen Latalardo. McNamara was the officer in command in the area of the Sheraton. Loehle was the sector commander for the area en compassing the Sheraton. And Latalardo admits he may have been the officer that actually closed and opened the press pen where the OWS protesters was detained. 2 4 1 unconstitutional, there was no clearly established law doing so at the time 2 their actions were taken. 3 4 demonstrated that, as a matter of law, the protesters’ two hour detention 5 was justified under the “special needs” exception to the Fourth Amend 6 ment’s warrant requirement. This is not to dismiss the possibility of addi 7 tional evidence being introduced at a trial to support such a conclusion. But 8 no such trial is warranted here because, as to the second argument, we con 9 clude that the Officers are entitled to qualified immunity. At the time of the 10 detentions at issue, it was not clearly established that the Fourth Amend 11 ment did not permit officers protecting the President of the United States to 12 detain protesters as occurred in this case. We further conclude that because 13 the Officers have qualified immunity from the OWS protesters’ Fourth 14 Amendment claims, they are also entitled to qualified immunity on the 15 OWS protesters’ related First Amendment and failure to intervene claims. 16 As to the OWS protesters’ Fourteenth Amendment claims for selective en 17 forcement, the Officers are entitled to qualified immunity because reasona 18 ble officers could disagree as to whether the plaintiffs’ status as protesters On the record before us, we conclude that the Officers have not 5 1 presented unique concerns that non protesters on the scene did not. We pro 2 ceed to explain these conclusions. 3 I. 4 5 protest a fundraising dinner for President Obama at the Sheraton Hotel in 6 midtown Manhattan. Because part of the protesters’ message was aimed at 7 keeping money out of politics, the point of that night’s protest was to bring 8 attention to the President’s fundraiser. Through various social media ac 9 counts, the OWS protesters had advertised the protest using hashtags such On the night of November 30, 2011, the OWS protesters planned to 10 as #OccupyObama and #DinnerWithBarack. 11 12 tree lighting at Rockefeller Center, less than a quarter mile from the Shera 13 ton. The New York City Police Department (“N.Y.P.D.”) had responded to 14 a bomb threat at Rockefeller Center approximately one hour prior to Presi 15 dent Obama’s arrival at the Sheraton. 16 17 nue. The protesters intended to march about ten blocks northwest toward 18 the Sheraton Hotel at 53rd Street and 7th Avenue to confront the President. The President’s visit occurred the same night as the annual Christmas The OWS protest began in Bryant Park, at 42nd Street and 6th Ave 6 1 As the protesters marched toward the Sheraton, they first stopped on 51st 2 Street and 7th Avenue, in an area the N.Y.P.D. had previously designated 3 as the “demonstration area.” The protesters, however, opted not to remain 4 in the demonstration area, but continued to march toward the Sheraton, ul 5 timately stopping at approximately 8:00 p.m., on the southwest corner of 6 53rd Street and 7th Avenue. The protesters stopped there because the 7 N.Y.P.D. had restricted pedestrian traffic any closer to the Sheraton. This 8 landed the OWS protesters directly across the street from the hotel and 9 within the President’s line of sight as he entered and exited. 10 According to the N.Y.P.D. plans, the area near the southwest corner 11 of 53rd Street and 7th Avenue was designated the “press pen.” Partially en 12 closed by barriers on three sides, the press pen was reserved for individual 13 press members holding certain security credentials. Although not members 14 of the press, much less credentialed, OWS protesters chose to gather in the 15 press pen because it was closer to the President than their designated 16 demonstration area at 51st Street and 7th Avenue. 7 1 Shortly before the President’s arrival at approximately 8:50 p.m., the 2 N.Y.P.D. established a “frozen zone” for a period of time during which ve 3 hicular and pedestrian traffic was restricted in the area surrounding the ho 4 tel. The “frozen zone” extended from 6th Avenue to Broadway and from 5 West 52nd Street to West 53rd Street. Dump trucks were also placed in front 6 of the Sheraton to prevent cars from driving into the hotel and to protect 7 against explosives. 8 At some point, the Officers placed an additional barricade on the 9 “press pen,” enclosing it on all four sides. It is unclear whether this closure 10 occurred before or after the President’s arrival, and the Officers cannot iden 11 tify who ordered the closure. After the last barricade was put in place, OWS 12 protesters learned that they were not permitted to leave the area because the 13 area had been ordered “frozen.” The Officers advised the protesters that 14 they could expect to be released from the press pen once President Obama 15 was safely inside the Sheraton. Subsequently, the Officers advised the pro 16 testers that they would be released after President Obama left the vicinity. 8 1 The protesters could not leave the press pen until the N.Y.P.D. permitted 2 them to do so.4 3 After the President arrived at the Sheraton and while he was inside 4 the hotel, the Officers allowed traffic and pedestrians to flow freely on 7th 5 Avenue. The OWS protesters, however, were required to remain in the press 6 pen. Indeed, the Officers threatened to arrest any OWS protesters who tried 7 to leave the press pen. Meanwhile, tourists and journalists in the press pen 8 were allowed to leave. During the President’s time at the Sheraton, two pro 9 testers in the press pen developed health issues, and the Officers offered to 10 call for an ambulance. One of those protesters chose to stay; the other left by 11 ambulance. Shortly after the President departed the hotel at 10:25 p.m., the 12 protesters were permitted to leave the press pen. 13 14 42 U.S.C. § 1983 that the Officers had violated their First, Fourth, and Four 15 teenth Amendment rights, both directly by detaining them and indirectly 16 by failing to intervene to stop the constitutional violations. The protesters 17 further asserted state law claims based on the same conduct. The Officers The OWS protesters filed this lawsuit asserting federal claims under Undisputedly authentic video evidence, part of the record on appeal, cap tured much of the scene. 4 9 1 moved for summary judgment on the grounds that the protesters’ constitu 2 tional challenges failed as a matter of law and that, even if they did not fail, 3 the Officers were entitled to qualified immunity.5 4 5 respect to the Officers’ motive for fully enclosing the press pen. On the basis 6 of that factual dispute, which the court determined precluded recognition 7 of qualified immunity, it denied the Officers summary judgment on the 8 OWS protesters’ federal claims. According to the district court, if the Offic 9 ers had detained the protesters due to a motivation “more sinister” than 10 “presidential security,” a proposition the court had to assume on summary 11 judgment, then “clearly established law at the time of [the] detention could 12 support” each of the OWS protesters’ § 1983 claims. Berg et al. v. New York 13 City Police Comm’r Raymond Kelly et al., No. 12 cv 3391 (TPG), 2016 WL 14 4257525, at *6 (S.D.N.Y. Aug. 10, 2016). The district court determined there was a dispute of material fact with The district court dismissed the protesters’ claims against Raymond Kelly, Commissioner of the N.Y.P.D., and Joseph Esposito, Chief of Department of the N.Y.P.D. Because the protesters’ complaint barely mentioned these defendants, and neither was present at the protest, the district court concluded the protesters’ claims against these of ficers failed as a matter of law. It also dismissed the protesters’ state law claims as dupli cative of its federal claims. Neither of these rulings are at issue on this appeal. 5 10 1 The Officers appealed from the district court’s ruling denying them 2 qualified immunity. Before this Court the protesters moved to dismiss for 3 lack of appellate jurisdiction. We denied the OWS protesters’ motion and 4 concluded that we have jurisdiction over this appeal “to the extent that [the 5 Officers] can support their defense on [the protesters’] ‘version of the facts 6 that the district judge deemed available for jury resolution.’” Order, No. 16 7 3146 (Jan 11, 2017) (quoting Lynch v. Ackley, 811 F.3d 569, 576 (2d Cir. 2016)). 8 The gravamen of Appellant Officers’ argument is that the special 9 needs exception applicable to the analysis of Fourth Amendment seizures, 10 see Michigan Dep’t of State Police v. Sitz, 496 U.S. 444, 449 – 50 (1990), justified 11 their almost two hour long detention of the OWS protesters in the vicinity 12 of where the President was attending a fundraising dinner. According to the 13 Officers, the circumstances requiring them to focus their attention on the 14 President’s security were a sufficient basis to except the detention of the pro 15 testers from the Fourth Amendment’s requirement that their seizure be sup 16 ported by probable cause, and in any event, it was reasonable for the Offic 17 ers to believe that their actions were lawful given existing precedent. Appel 18 lee OWS protesters, on the other hand, would have us ignore whether it was 11 1 objectively reasonable for the Officers to believe, under the circumstances, 2 that they were acting within the dictates of the law. Instead, the protesters 3 want this Court to hold, regardless of the objective reasonableness of the 4 Officers’ actions, that the Officers are not entitled to qualified immunity 5 once we determine they violated a clearly established right. In so urging, 6 Appellees argue that the Officers’ subjective intent in applying the special 7 needs exception is in dispute, and thus the Officers are not entitled to qual 8 ified immunity on summary judgment. The OWS protesters dispute, in any 9 event, whether a special needs exception should apply in the context of what 10 occurred in this case. 11 In the analysis that follows, we address first the question of jurisdic 12 tion and conclude that we have jurisdiction to resolve the Officers’ appeal 13 in the procedural posture presented. We then consider whether the Officers 14 are entitled to summary judgment because there was no violation of the pro 15 testers’ Fourth Amendment rights. Because that conclusion cannot be 16 reached as a matter of law on the present record, we proceed to consider 17 whether the Officers are entitled to qualified immunity in any event because 18 then existing law did not clearly establish the unconstitutionality of the 12 1 challenged detentions. We conclude that the Officers do have qualified im 2 munity from the protesters’ Fourth Amendment claims and that such im 3 munity also bars the OWS protesters’ remaining claims under the First and 4 Fourteenth Amendments. 5 III. 6 We have appellate jurisdiction under the collateral order doctrine to 7 hear an interlocutory appeal from the district court’s denial of qualified im 8 munity. Mitchell v. Forsyth, 472 U.S. 511, 530 (1985). Where, as here, denial 9 of qualified immunity turns on questions of law, the court’s decision consti 10 tutes a final appealable order under 28 U.S.C. § 1291 that we review de novo. 11 Clubside, Inc. v. Valentin, 468 F.3d 144, 151 – 52 (2d Cir. 2006). The Officers 12 having moved for summary judgment, we construe the evidence in the light 13 most favorable to the OWS protesters. See id. Summary judgment may be 14 granted only if “there is no genuine dispute as to any material fact and the 15 movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). 16 IV. 17 18 that, when confronted with a question of law regarding the applicability of In Saucier v. Katz, 533 U.S. 194, 200 (2001), the Supreme Court held 13 1 qualified immunity in a Section 1983 suit, federal courts should first deter 2 mine “whether a constitutional right would have been violated on the facts 3 alleged,” proceeding to the question of whether the right was clearly estab 4 lished only if they answer the first question in the affirmative. The Court 5 altered that framework eight years later in Pearson v. Callahan, 555 U.S. 223 6 (2009), holding that “courts should have the discretion to decide whether 7 [the Saucier] procedure is worthwhile in particular cases.” Id. at 242. Because 8 the question presented here “do[es] not frequently arise in cases in which a 9 qualified immunity defense is unavailable,” Plumhoff v. Rickard, 134 S. Ct. 10 2012, 2020 (2014), we think it will be “worthwhile” to exercise that discretion 11 here, Pearson, 555 U.S. at 242. Accordingly, we first address whether, taking 12 the facts in the light most favorable to the protesters, the Officers are entitled 13 to summary judgment because no constitutional violation occurred. We de 14 cide that we cannot reach that conclusion as a matter of law on the present 15 record. 16 A. 17 The OWS protesters assert they were falsely arrested in violation of 18 their Fourth Amendment right to be free from unreasonable seizures when 14 1 they were detained in the press pen for approximately two hours while the 2 President was across the street and inside the Sheraton Hotel. To establish a 3 § 1983 claim for false arrest, the OWS protesters must adduce evidence that: 4 (i) the Officers intended to confine them; (ii) OWS protesters were conscious 5 of the confinement and did not consent to it; (iii) the OWS protesters did not 6 consent to being confined; and (iv) the confinement was not otherwise priv 7 ileged. Jocks v. Tavernier, 316 F.3d 128, 134 – 35 (2d Cir. 2003) (citation omit 8 ted). The protesters’ ability to satisfy the first three requirements is not dis 9 puted; what is at issue is whether the detention was privileged under the 10 “special needs” exception to the Fourth Amendment’s general probable 11 cause requirement. See, e.g., City of Indianapolis v. Edmond, 531 U.S. 32, 54 12 (2000). 13 The special needs exception recognizes as constitutionally reasonable 14 limited searches or temporary seizures that serve “special needs beyond the 15 normal need for law enforcement,” where “the warrant and probable cause 16 requirement [are] impracticable.” Skinner v. Railway Labor Execs. Ass’n, 489 17 U.S. 602, 619 (1989) (quoting Griffin v. Wisconsin, 483 U.S. 868, 873 (1987)); 18 see also Ferguson v. City of Charleston, 532 U.S. 67, 79 – 85 (2001) (explaining, 15 1 in the search context, that the special need must be separate from the general 2 interest in crime control); Edmond, 531 U.S. at 37 (collecting special needs 3 cases). After a court determines whether the search or seizure served a “spe 4 cial need” distinct from “the ordinary evidence gathering associated with 5 crime investigation,” it must evaluate whether the search or seizure was 6 “reasonable” in light of competing governmental and individual considera 7 tions. MacWade v. Kelly, 460 F.3d 260, 268 – 69 (2d Cir. 2006) (quoting Nicholas 8 v. Goord, 430 F.3d 652, 663 (2d Cir. 2005)). 9 B. 10 Here, the professed special need is protecting the President of the 11 United States. As the Supreme Court has recognized, even in cases where 12 the special needs doctrine was not involved, the “Nation undoubtedly has 13 a valid, even an overwhelming, interest in protecting the safety of its Chief 14 Executive and in allowing him to perform his duties without interference 15 from threats.” Watts v. United States, 394 U.S. 705, 707 (1969); see also Hunter 16 v. Bryant, 502 U.S. 224, 229 (1991) (the principle of qualified immunity—that 17 “officials should not err always on the side of caution” for “fear of being 18 sued”—is “nowhere more important than when the specter of Presidential 16 1 assassination is raised”); id. at 229 – 30 (Stevens, J., dissenting) (“Those who 2 guard the life of the President properly rely on the slightest bits of evi 3 dence—nothing more than hunches or suspicion—in taking precautions to 4 avoid the ever present danger of assassination.” (internal quotation marks 5 and citation omitted)). 6 This precedent informed the District of Columbia Circuit’s rejection 7 of a Fourth Amendment challenge to the Office of Management and 8 Budget’s policy requiring those of its employees with access to areas fre 9 quented by the President or Vice President to undergo random drug testing. 10 Stigile v. Clinton, 110 F.3d 801, 802 (D.C. Cir. 1997). In concluding that “the 11 random drug testing at issue here is justified as a means of protecting the 12 safety of the President and the Vice President,” the Court recognized the 13 special need to protect the President and Vice President, which was “clearly 14 beyond the normal need for law enforcement” but of the “utmost im 15 portance” because “[f]ew events debilitate the nation more than the assassi 16 nation of a President.” Id. at 802 – 03 (internal quotation marks omitted). 17 In recent years, the Supreme Court has emphasized the importance of 18 Presidential safety in the context of granting qualified immunity to officers 17 1 sued for actions taken to protect the President or Vice President. In Saucier, 2 the Court ruled that a military police officer was qualifiedly immune from 3 suit for using excessive force against a person protesting a speech by Vice 4 President Gore. 533 U.S. at 208 – 09. The Court observed that the officer “did 5 not know the full extent of the threat respondent posed or how many other 6 persons there might be who, in concert with respondent, posed a threat to 7 the security of the Vice President,” and, given that “[t]here were other po 8 tential protesters in the crowd,” the officer “was required to recognize the 9 necessity to protect the Vice President by securing respondent and restoring 10 order to the scene.” Id. at 208. Thus, the Court concluded that “[i]t cannot be 11 said there was a clearly established rule that would prohibit using the force 12 petitioner did . . . .” Id. at 208 – 09. 13 In Reichle v. Howards, 566 U.S. 658, 660 (2012), the Court held Secret 14 Service agents immune from suit for the retaliatory arrest of a person pro 15 testing Vice President Cheney because they had probable cause to think the 16 protester had committed a federal crime. Justice Ginsburg, concurring in 17 that decision, observed that “[o]fficers assigned to protect public officials 18 must make singularly swift, on the spot, decisions whether the safety of the 18 1 person they are guarding is in jeopardy.” Id. at 671. Most recently, in Wood 2 v. Moss, 134 S. Ct. 2056 (2014), the Supreme Court granted Secret Service 3 agents qualified immunity from a First Amendment suit by persons assert 4 ing their opposition to President George W. Bush. The protesters com 5 plained that, after the President made an unplanned stop at a restaurant, 6 they were moved to a site further away from him while Bush supporters 7 were not. Id. at 2061– 64. There was no claim of probable cause to think the 8 protesters planned to commit any crime. Nevertheless, the Supreme Court 9 concluded that the agents’ actions were objectively reasonable in light of a 10 valid security concern that the anti Bush protesters, before they were relo 11 cated, were within “weapons range” of the President dining on the patio. Id. 12 at 2070. The Secret Service’s maps and travel plans, moreover, refuted argu 13 ments that the basis for relocating the protesters was their political view 14 points. Id. at 2069. 15 Of this precedent, only Stigile directly identifies protection of the Pres 16 ident as a “special need,” and it does so in the context of a search, not a 17 seizure. Nonetheless, these cases all generally recognize protection of the 19 1 President as a special need apart from routine law enforcement. See Fergu 2 son, 532 U.S. at 79 (identifying special needs as those “divorced from the 3 State’s general interest in law enforcement”). 4 In light of the Supreme Court’s long recognition of the importance of 5 protecting the President of the United States, we conclude that, as a matter 6 of law, the circumstances of November 30, 2011, presented Officers with a 7 special need. 8 C. 9 Having identified a special need, to assess the reasonableness of the 10 Officers’ detention actions we must weigh the public interest served by 11 those actions against the intrusion on the OWS protesters’ Fourth Amend 12 ment right to be free from unreasonable seizures. See Skinner, 489 U.S. at 619; 13 cf. Terry v. Ohio, 392 U.S. 1, 16 (1968) (“[W]henever a police officer accosts an 14 individual and restrains his freedom to walk away, he has ‘seized’ that per 15 son.”). We have identified four “balancing factors” that are relevant to the 16 reasonableness inquiry in the “special needs” context: 17 18 (1) the weight and immediacy of the government interest; (2) the nature of the [liberty] interest allegedly compromised 20 1 2 3 by the [detention]; (3) the character of the [deprivation] im posed by the [detention]; and (4) the efficacy of the [deten tion] in advancing the government interest. 4 MacWade, 460 F.3d at 269 (internal quotation marks and citations omitted). 5 6 uniquely important government interest. See Wood, 134 S. Ct. at 2067 (recog 7 nizing the “overwhelming[] interest in protecting the safety of [the] Chief 8 Executive” (quoting Watts, 394 U.S. at 707)). But the liberty interest compro 9 mised by the protesters’ detention is not to be dismissed out of hand, par 10 ticularly given that its almost two hours’ duration is a far cry from the de 11 minimis vehicle detentions that have previously been approved under the 12 special needs exception. See, e.g., Illinois v. Lidster, 540 U.S. 419, 427 (2004) 13 (police information checkpoint regarding hit and run required “only a brief 14 wait in line—a very few minutes at most” and “only a few seconds” of police 15 contact); Sitz, 496 U.S. at 448 (average delay for each vehicle at sobriety 16 checkpoint was approximately 25 seconds); United States v. Martinez Fuerte, 17 428 U.S. 543, 547 (1976) (average length of inspection at vehicle checkpoint 18 near border was three to five minutes). Moreover, for the two hours they 19 were detained, the protesters could not use a restroom. And those who felt For the reasons explained above, protecting the President’s safety is a 21 1 ill were forced to choose between waiting out the detention period and de 2 parting by ambulance. 3 We recognize, as the Officers argue, that the protesters’ loss of liberty 4 was limited to their freedom to depart the area for the two hours at issue. 5 Specifically, the protesters were not handcuffed, searched, questioned, or 6 transported to a police station. But this does not allow a court to conclude 7 as a matter of law that the two hour detention was a reasonable means of 8 meeting the special need presented. Non protesters, for example, were per 9 mitted to leave the area after President Obama entered the Sheraton and was 10 no longer in the line of sight of those on Seventh Avenue. The Officers con 11 tend that the protesters presented unique security concerns because of the 12 size of their group (more than 50), but no evidence was adduced as to why, 13 after the President had entered the hotel and for the two hours he remained 14 there, the protesters could not have been released from the press pen to pro 15 ceed out of the area in smaller groups over time. 16 17 What there is does not compel the legal conclusion of special needs urged The record evidence regarding relevant police practices is sparse. 22 1 by the Officers. To the contrary, the NYPD’s own Patrol Guide advises of 2 ficers to permit demonstrators “to leave a barriered area at any time.” Ap 3 pendix at 572. To be sure, this advice pertains to protesters generally, not to 4 circumstances involving the President. But no record evidence identifies a 5 risk to President Obama’s safety if the protesters were permitted to leave in 6 small groups, as provided in the Guide.6 Accordingly, on the record at sum 7 mary judgment, we cannot conclude as a matter of law that there was “‘a 8 close and substantial relationship’ . . . between the degree of intrusiveness 9 [on the protesters’ liberty interests] and the governmental need asserted.” 10 Cassidy v. Chertoff, 471 F.3d 67, 81 (2d Cir. 2006) (quoting United States v. 11 Lifshitz, 369 F.3d 173, 186 (2d Cir. 2004). 12 V. 13 Qualified immunity protects officers from suit so long as “their con 14 duct does not violate clearly established statutory or constitutional rights of 15 which a reasonable person would have known.” Harlow v. Fitzgerald, 457 16 U.S. 800, 818 (1982). We “do[ ] not require a case directly on point for a right This is not to say that the Officers could not introduce evidence to support a finding of efficacy. But, in the absence of such evidence, we cannot conclude on sum mary judgment that the protesters’ detention advanced President Obama’s physical safety so as to be reasonable in light of the special need presented. 6 23 1 to be clearly established”; nevertheless, “existing precedent must have 2 placed the statutory or constitutional question beyond debate.” White v. 3 Pauly, 137 S. Ct. 548, 551 (2017) (citation and internal quotation marks omit 4 ted). This is because qualified immunity “protects all but the plainly incom 5 petent or those who knowingly violate the law.” Mullenix v. Luna, 136 S. Ct. 6 305, 308 (2015) (citation and internal quotation marks omitted) (emphasis 7 added). 8 Thus, “the qualified immunity defense . . . protects an official if it was 9 ‘objectively reasonable’ for him at the time of the challenged action to be 10 lieve his acts were lawful.” Taravella v. Town of Wolcott, 599 F.3d 129, 134 (2d 11 Cir. 2010) (citation omitted). “[W]hether a defendant official’s conduct was 12 objectively reasonable, i.e., whether a reasonable official would reasonably 13 believe his conduct did not violate a clearly established right, is a mixed 14 question of law and fact.” Id. (citation and internal quotation marks omitted) 15 (emphasis added). Even so, the objective legal reasonableness of an officer’s 16 action can be decided as a matter of law “in those cases where the facts con 24 1 cerning the availability of the defense are undisputed” or viewed most fa 2 vorably to plaintiffs. Higazy v. Templeton, 505 F.3d 161, 170, 174 (2d Cir. 2007) 3 (citation and internal quotation marks omitted). 4 In applying these principles here, we begin with the district court’s 5 conclusion that “why the protesters were detained” presented a genuine is 6 sue of material fact that precluded summary judgment. Berg, 2016 WL 7 4257525, at *4 (emphasis in original) (noting that even the N.Y.P.D. sector 8 commander “admitted that he was unaware of any reason why his officers 9 closed the press pen”). The conclusion runs afoul of existing precedent, 10 which holds that “determining whether official conduct was objectively rea 11 sonable requires examination of the information possessed by the officials 12 at that time (without consideration of subjective intent).” Connecticut ex rel. 13 Blumenthal v. Crotty, 346 F.3d 84, 106 (2d Cir. 2003) (alteration, citation, and 14 internal quotation marks omitted); accord Garcia v. Does, 779 F.3d 84, 92 (2d 15 Cir. 2015). In Crotty, we held that the “intent, motive or beliefs” of officials 16 in enforcing the Nonresident Lobster Law (which was subsequently found 17 to be unconstitutional) were irrelevant to the qualified immunity analysis. 18 346 F.3d at 106. This is because “[i]nclusion of a subjective component, as 25 1 the Supreme Court instructed, produces inconsistent results and defeats the 2 purpose of the doctrine by creating a factual issue requiring resolution by a 3 jury.” Id. (citing Harlow, 457 U.S. at 815–16). In Garcia, we held that officers 4 were entitled to qualified immunity against a suit for false arrest brought by 5 a group of plaintiffs who had been arrested during a demonstration in sup 6 port of Occupy Wall Street. There it was undisputed that the defendants 7 “had, from their personal observations, sufficient evidence to establish 8 probable cause on each of the elements of a disorderly conduct violation.” 9 779 F.3d at 92. In such circumstances, it was objectively reasonable for de 10 fendants to arrest the protesters. In urging otherwise, the Garcia plaintiffs 11 argued that they reasonably believed the defendants had given them per 12 mission to cross the Brooklyn Bridge on the vehicular roadway. Id. at 93. The 13 court explained that the plaintiffs’ beliefs were not relevant to the qualified 14 immunity analysis. Id. And further, the defendant police officers were enti 15 tled to qualified immunity because even in the “confused and boisterous 16 situation” in which they found themselves, it was objectively reasonable for 17 them to think that the plaintiffs were illegally blocking a roadway and that 26 1 “no official had expressly authorized the protesters to cross the Bridge via 2 the roadway.” Id. at 93. 3 The OWS protesters here argue that because “the [Officers] cannot 4 identify the individual who made the decision, much less a non speculative 5 justification for the decision to trap the demonstrators,” the Officers are not 6 entitled to qualified immunity. Appellees’ Br. at 19. That reasoning is mis 7 guided.7 In a court’s analysis of probable cause for an arrest, it is clear that 8 “an arresting officer’s state of mind . . . is irrelevant to the existence of prob 9 able cause”; indeed, the officer’s “subjective reason for making the arrest 10 need not be the criminal offense as to which the known facts [objectively] 11 provide probable cause.” Devenpeck v. Alford, 543 U.S. 146, 153 (2004). Stated 12 differently, “a claim for false arrest turns only on whether probable cause 13 existed to arrest a defendant, and . . . it is not relevant whether probable 14 cause existed with respect to each individual charge, or, indeed, any charge 15 actually invoked by the arresting officer at the time of the arrest.” Jaegly v. 16 Couch, 439 F.3d 149, 154 (2d Cir. 2006). In both Devenpeck and Jaegly it was Although the protesters did not raise this specific argument before the dis trict court, the district court did consider its substance as one of the factors in determining that the Officers were not entitled to qualified immunity. Berg, 2016 WL 4257525, at *4. 7 27 1 held that officers who had objective probable cause to arrest individuals for 2 any crime—whether or not that particular crime was closely related to the 3 offense the officers said was the reason for arrest—were not subject to dam 4 ages for false arrest under § 1983. 5 A. 6 We have applied an objective analytical framework when assessing 7 qualified immunity based on special need. See Moore v. Vega, 371 F.3d 110, 8 116 (2d Cir. 2004) (stating that where qualified immunity is based on 9 claimed special need to search parolee’s residence, the issue “is whether, in 10 light of clearly established law and the information they possessed, the de 11 fendants could have reasonably believed their search of plaintiff’s home to 12 be lawful”). So here, we ask whether, under well established law at the time, 13 and based on these facts, an officer could reasonably have believed that the 14 actions taken to detain the OWS protesters were lawful in light of the special 15 need to protect the President. Saucier, 533 U.S. at 202. We answer that in 16 quiry in the affirmative. 17 Few cases address the manner in which a detention (as opposed to a 18 search) should be balanced against a governmental interest in the “special 28 1 needs” context. Nevertheless, the cases addressing the particular special 2 need at issue here have emphasized the critical importance of protecting 3 Presidential safety. See Hunter, 502 U.S. at 229 (noting that qualified im 4 munity’s tolerance for reasonable error “is nowhere more important” than 5 when protecting the life of the President). 6 In light of the government’s well recognized “overwhelming” inter 7 est in the President’s safety, Wood, 134 S. Ct. at 2067, an objectively reasonable 8 officer could have thought that the temporary detention here offered a per 9 missible method of serving the heightened security need that exists during a 10 Presidential visit. 11 Protecting the President in New York City routinely involves closing 12 streets and cutting off traffic. See, e.g., Sarah Maslin Nir, One Man Traffic Jam 13 Will Hit City When Trump Visits, N.Y. Times, Jan. 28, 2017, at A18; Obama in 14 NYC Thursday for Fundraisers; Traffic Alerts, NBC New York, June 22, 2011. 15 We have also observed, even in the First Amendment context, that “the gov 16 ernment ha[s] a significant interest in ensuring that [a] protest remain[s] 17 within [a designated area].” Kass v. City of New York, 864 F.3d 200, 208 (2d 18 Cir. 2017). In Kass, the applicable interest was “maintaining public safety and 29 1 order” and keeping public spaces “safe and free of congestion.” Id. (internal 2 quotation marks omitted). The interest in protecting the President can be 3 seen as of even greater public importance. See Watts, 394 U.S. at 707. Officers 4 charged with the duty of protecting the President reasonably could have con 5 cluded that—where OWS protesters had left the unrestricted designated pro 6 test area and entered an area set aside not for them but for the press—a rea 7 sonable way to allow the protesters to pursue their protest without risk that 8 they would attempt to get closer still to the President was to require them to 9 remain in the press pen until the President departed the area. With the ben 10 efit of hindsight, other means might be imagined to safeguard the President 11 while also allowing plaintiffs to protest with less restriction on their freedom 12 of movement. But the officers were balancing a number of legitimate con 13 cerns, including consideration for First and Fourth Amendment rights, in a 14 dynamic situation. At the time in question no clearly established law sig 15 naled that the Officers’ conduct fell outside the special needs doctrine. 16 Indeed, in the context of a routine law enforcement stop, a police of 17 ficer with reasonable suspicion of criminal activity can detain a person for 18 such time as is reasonably necessary to resolve that suspicion. See Terry, 392 30 1 U.S. at 21; Grice v. McVeigh, 873 F.3d 162, 167 – 68 (2d Cir. 2017). Police officers 2 charged with protecting the President thus might have reasonably believed 3 that they could temporarily deny freedom of movement to persons on the 4 scene, perhaps even until the President had departed. In short, while the pre 5 sent record does not permit us to conclude, as a matter of law, that the Offic 6 ers’ actions went no further than the special need to protect the President 7 warranted, no then clearly established law would have alerted reasonable 8 officers that their actions did not fall within the special needs exception. 9 Nor is a different conclusion warranted because the police did not 10 deny all pedestrians and traffic movement to the same degree as the pro 11 testers. Reasonable officers might have been particularly alert to risks posed 12 by the Occupy Wall Street protesters, whose professed intent was to “#Oc 13 cupyObama.” See Reichle, 566 U.S. at 672 (Ginsburg, J., concurring) (finding 14 that Secret Service agents were “duty bound” to take into account the con 15 tent of an anti Iraq War protester’s statement to the Vice President when 16 assessing whether he posed a threat). That a reasonable officer might objec 17 tively think that OWS protesters would not leave the area upon release but, 31 1 rather, would attempt to approach or gain access to the hotel and the Presi 2 dent found some support in other OWS protesters’ actions only weeks ear 3 lier in shutting down the Brooklyn Bridge. See Garcia, 779 F.3d at 88 (describ 4 ing Occupy Wall Street October 1, 2011 demonstration precluding traffic 5 moving on Brooklyn Bridge). 6 In sum, in the absence of clearly established law prohibiting the chal 7 lenged detentions in the circumstances presented, the Officers are entitled 8 to qualified immunity. See Pauly, 137 S. Ct. at 552 (requiring that “clearly 9 established law” be “particularized to the facts of the case” (internal quota 10 11 tion marks omitted)). B. 12 The OWS protesters also assert that they were unlawfully detained 13 for the duration of the President’s visit in retaliation for exercising their First 14 Amendment rights. Because the Officers have qualified immunity from suit 15 based on their temporary detention of the protesters, these claims also fail. 16 In Singer v. Fulton County Sheriff, 63 F.3d 110, 120 (2d Cir. 1995), we 17 concluded that “if [an] officer either had probable cause or was qualifiedly 18 immune from subsequent suit (due to an objectively reasonable belief that 32 1 he had probable cause), then we will not examine the officer’s underlying 2 motive in arresting and charging the plaintiff.” The same reasoning applies 3 to qualified immunity based on an objectively reasonable belief of special 4 needs. We have determined above that officers in the position of protecting 5 the President, as here, would have an objectively reasonable belief under the 6 circumstances that the special needs presented in this case justified their lim 7 ited detention of the protesters. Our rationale in Singer thus accords the Of 8 ficers qualified immunity from the protesters’ retaliation claims. 9 C. 10 The protesters’ claim that certain officers failed to intervene to protect 11 constitutional violations likewise fails. To recover on a claim for “[f]ailure to 12 intercede to prevent an unlawful arrest,” plaintiffs “must still overcome the 13 hurdle of qualified immunity.” Ricciuti v. N.Y.C. Transit Auth., 124 F.3d 123, 14 129 (2d Cir. 1997). A non intervening police officer becomes liable when 15 “such failure permitted fellow officers to violate . . . clearly established stat 16 utory or constitutional rights of which a reasonable person would have 17 known.” Id. (citation and internal quotation marks omitted). For the same 18 reasons the Officers have qualified immunity for OWS’s detention, it was 33 1 not “objectively unreasonable” for Officers McNamara, Loehle, and 2 Latalardo to conclude that their “fellow Officers’ conduct did not violate” 3 OWS’s rights. Id. 4 D. 5 The Officers are also entitled to qualified immunity on OWS’s selec 6 tive enforcement claim. To assert a claim for selective enforcement, a plain 7 tiff must allege: “(1) [that] the person, compared with others similarly situ 8 ated, was selectively treated; and (2) that such selective treatment was based 9 on impermissible considerations such as . . . the exercise of constitutional 10 rights . . . .” LaTrieste Rest. & Cabaret Inc. v. Vill. of Port Chester, 40 F.3d 587, 11 590 (2d Cir. 1994) (quoting LeClair v. Saunders, 627 F.2d 606, 609 – 10 (2d Cir. 12 1980)). 13 The Officers argue that in light of Marcavage v. City of New York, 689 14 F.3d 98 (2d Cir. 2012) and Wood, it is unclear that protesters are similarly 15 situated to the general public when Presidential security is concerned. We 16 agree. 34 1 In Marcavage, we held that officers’ establishment of a “no demonstra 2 tion zone,” which permitted pedestrians and ordinary traffic but not pro 3 testers on the sidewalk in front of Madison Square Garden, was a reasonable 4 time, place, and manner restriction, narrowly tailored to the security risks 5 raised by a large group of protesters. 689 F.3d at 104 – 05. The officers had 6 blocked off the sidewalk in response to a convention that both the President 7 and the Vice President were attending. Under Marcavage, it is clear reason 8 able officers could proceed on the understanding that the presence of pro 9 testers on a sidewalk outside a building where the President was located 10 raised unique concerns that are not raised by the presence of ordinary (non 11 protester) pedestrians. Id. at 105. 12 In Wood, the anti Bush protesters argued that “had the agents’ pro 13 fessed interest in the President’s safety been sincere, the agents would have 14 directed all persons present . . . to be screened or removed from the prem 15 ises.” 134 S. Ct. at 2069. Important to our analysis here, the Court in Wood 16 concluded that the individuals dining in the restaurant did not pose the 17 same type of security risks as a group of 200 to 300 people standing outside 18 the restaurant. Id. That the members of the public dining in the restaurant 35 1 did not choose that location to confront the President, and “could not have 2 had any expectation that they would see the President that evening,” ren 3 dered the security concerns raised by the protesters distinct from average 4 diners. Id. 5 It is undisputed that the OWS protesters had pre planned their pro 6 test to challenge the President’s fundraising dinner, promoted the event 7 through social media, and adapted their plan to be as close to the President 8 as possible. The size of the protest, which, according to the protesters, con 9 sisted of anywhere from 75 to 200 people, presented unique security con 10 cerns. See Wood, 134 S. Ct. at 2069 (explaining that “[t]he Secret Service . . . 11 could take measures to ensure that the relatively small number of people 12 already inside the Inn were kept under close watch; no similar surveillance 13 would have been possible for 200 to 300 people congregating in front of the 14 Inn”). At bottom, a reasonable officer could believe that the OWS protesters 15 were engaged in conduct different from that of regular pedestrians and that 16 the protesters therefore were not similarly situated to those pedestrians. See 17 Marcavage, 689 F.3d at 106 – 07. The Officers are thus entitled to qualified 18 immunity on OWS’s selective enforcement claims. 36 1 VI. 2 Protecting the President’s safety is among the most important of law 3 enforcement duties. The assassination of a President does violence not only 4 to the individual who occupies the office and to the stability of the nation 5 but also to the democratic ideals that guide our system of government. At 6 the same time, the Constitution guarantees citizens freedom from unwar 7 ranted infringement of their rights to freedom of expression and movement. 8 For the reasons stated, we cannot conclude that the Officers balanced 9 those competing considerations here in a way that violated clearly estab 10 lished law. We thus decide that they are entitled to qualified immunity on 11 the claims asserted against them. The decision of the district court denying 12 the Officers qualified immunity is reversed. The case is remanded with in 13 structions to dismiss the complaint with prejudice. 37
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