Ni v. Gonzales, No. 04-0042 (2d Cir. 2007)

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04-0042-ag Ni v. Gonzales 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT August Term, 2006 (Argued: February 14, 2007 Decided: July 12, 2007) Docket No. 04-0042-ag - - - - - - - - - - - - - - - - - - - -x XIAO XING NI, Petitioner, -v.ALBERTO GONZALES, Attorney General,* Respondent. - - - - - - - - - - - - - - - - - - - -x Before: JACOBS, Chief Judge, WALKER, CALABRESI, Circuit Judges. Petition for review of a final decision and order of 30 removal of the Board of Immigration Appeals summarily 31 affirming an immigration judge s denial of an application 32 for asylum, withholding of removal, and relief under the 33 Convention Against Torture. 1 2 3 4 * Pursuant to Federal Rule of Appellate Procedure 43(c)(2), Attorney General Alberto Gonzales is substituted for his predecessor, Attorney General John Ashcroft, as respondent. 1 Petition denied. 2 Judge Calabresi concurs in a separate opinion. 3 4 5 6 7 8 9 10 11 12 13 14 15 JOAN XIE, New York, NY, for Petitioner. KELLY A. ZUSMAN, Assistant United States Attorney (Kenneth C. Bauman, on the brief), for Karin J. Immergut, United States Attorney, District of Oregon, Portland, OR , for Appellee. DENNIS JACOBS, Chief Judge: Xiao Xing Ni, a native and citizen of China, seeks 16 review of a December 15, 2003 order of the Board of 17 Immigration Appeals ( BIA ) affirming the July 18, 2002 18 decision of an immigration judge ( IJ ). 19 Ni, No. A79 399 277 (B.I.A. Dec. 15, 2003), aff g A79 399 20 277 (Immig. Ct. N.Y. City July 18, 2002). 21 that Ni s testimony was not credible, and denied her 22 application for asylum, withholding of removal, and relief 23 under the Convention Against Torture ( CAT ). 24 In re Xiao Xing The IJ determined For the reasons that follow, we conclude that the IJ s 25 decision was supported by substantial evidence. 26 analysis is required, however, because: [i] Ni has given 27 birth to one child; [ii] certain documents (mentioned in Jin 28 Xiu Chen v. U.S. Department of Justice, 468 F.3d 109 (2d 2 More 1 Cir. 2006)) might--if they are authentic--indicate that the 2 birth of one child could result in forced sterilization for 3 a person who is returned to Fujian Province; and [iii] our 4 opinion in Tian Ming Lin v. U.S. Department of Justice, 473 5 F.3d 48, 52 (2d Cir. 2007) (per curiam), suggests in dicta 6 that, although by statute we may not order the taking of 7 additional evidence, 8 U.S.C. § 1252(a)(1), we may have 8 inherent power to do so in the circumstances presented 9 here. We need not decide whether (despite Congress s 10 proscription) there may be circumstances in which we retain 11 an inherent power to remand to the BIA for the consideration 12 of additional evidence; we hold more narrowly that 13 regardless of whether such residual inherent power exists, 14 we should not exercise it if: [i] the basis for the remand 15 is an instruction to consider documentary evidence that was 16 not in the record before the BIA; and [ii] the agency 17 regulations set forth procedures to reopen a case before the 18 BIA for the taking of additional evidence. 19 20 I 21 Ni arrived in the United States in April 2001 and 22 applied for asylum, withholding of removal, and CAT relief 3 1 based on her claim of persecution under China s family- 2 planning policy. 3 living with a man in 1996, became pregnant about two years 4 later, was forced to undergo an abortion when the cadre 5 discovered the pregnancy in November 1998, and was fined for 6 a violation of birth control policy. Her asylum application claimed: She began 7 At the July 18, 2002 hearing, Ni testified that she and 8 her boyfriend began living together in her parents house in 9 1997 when they were both fifteen years old, that they were 10 unmarried because they were under-age, that they had no 11 traditional wedding ceremony because they were worried 12 about what the neighbors would say, but that neighborhood 13 opinion did not inhibit them from having wedding photographs 14 taken, or from cohabiting unmarried at age fifteen. 15 Ni further testified that she was given an abortion 16 certificate, that her mother paid a fine imposed on Ni for 17 becoming pregnant outside marriage (and was given a 18 receipt), and that Ni left China when she became pregnant 19 again because she feared another forced abortion and forced 20 sterilization. 21 application mentioned no fear of sterilization, Ni twice 22 said that she simply forgot to mention it. When asked to explain why the asylum 4 1 Ni s son was born in the United States on November 12, 2 2001. The IJ did not make an adverse credibility finding as 3 to Ni s assertion that she has one child, and the government 4 does not dispute the point. 5 II 6 7 The IJ found that Ni s testimony was not credible and 8 rejected her application for relief. The BIA affirmed. 9 Where, as here, the BIA s decision affirms the IJ s adverse 10 credibility finding without rejecting any portion of the 11 IJ s decision, but emphasizing particular aspects of the 12 reasoning, we review both decisions. 13 432 F.3d 391, 394 (2d Cir. 2005) (per curiam). 14 the agency s findings, including credibility findings, for 15 substantial evidence, Ye v. Dep t of Homeland Security, 16 446 F.3d 289, 294 (2d Cir. 2006), treating the agency s 17 findings as conclusive unless any reasonable adjudicator 18 would be compelled to conclude to the contrary. 19 1252(b)(4)(B). See Guan v. Gonzales, We review 8 U.S.C. § 20 When a factual challenge pertains to a credibility 21 finding . . . we afford particular deference in applying the 22 substantial evidence standard, mindful that the law must 5 1 entrust some official with responsibility to hear an 2 applicant s . . . claim, and the IJ has the unique advantage 3 among all officials involved in the process of having heard 4 directly from the applicant. 5 F.3d 66, 73 (2d Cir. 2004) (internal citations and quotation 6 marks omitted). 7 determination is exceedingly narrow, Melgar de Torres v. 8 Reno, 191 F.3d 307, 313 (2d Cir. 1999), and ensures only 9 that it is based upon neither a misstatement of the facts Zhou Yun Zhang v. I.N.S., 386 Our review of an adverse credibility 10 in the record nor bald speculation or caprice. 11 F.3d at 74. 12 Zhang, 386 The adverse credibility finding here was supported by 13 substantial evidence. The IJ found that Ni s credibility 14 was undermined by [i] the implausibility and inconsistency 15 of Ni s testimony about her deference to the neighbors 16 views regarding her boyfriend and her pregnancy; [ii] Ni s 17 failure to mention her claimed fear of sterilization on 18 direct examination or in her asylum application, or until 19 the very last part of the hearing when the Court started to 20 ask questions ; and [iii] the discrepancy between Ni s claim 21 that she received an abortion certificate following her 22 forced abortion and the 1998 State Department Country Report 6 1 which states that United States authorities are unaware of 2 any so-called abortion certificates and that the only 3 document that might resemble such a certificate . . . is a 4 document issued by hospitals upon a patient s request after 5 a voluntary abortion. 6 and Labor, U.S. Dep t of State, China: Profile of Asylum 7 Claims and Country Conditions 24 (Apr. 14, 1998); see also 8 Tu Lin v. Gonzales, 446 F.3d 395, 400 (2d Cir. 2006). 9 Bureau of Democracy, Human Rights The adverse credibility finding undermines the only 10 record evidence of Ni s alleged past persecution or risk of 11 future persecution. 12 application for asylum and withholding of removal is 13 supported by substantial evidence. 14 444 F.3d 148, 156 (2d Cir. 2006). 15 meaningful challenge to the denial of her CAT claim; so any 16 challenge is waived. 17 F.3d 540, 546 n.7 (2d Cir. 2005). Accordingly, the BIA s denial of Ni s See Paul v. Gonzales, Ni has pressed no Cf. Yueqing Zhang v. Gonzales, 426 18 19 20 III In virtually all cases, the conclusion that substantial 21 evidence supports the IJ s decision would end our inquiry; 22 our review of an IJ s findings is limited to determining 7 1 whether any reasonable adjudicator would be compelled to 2 conclude to the contrary. 3 determination that a reasonable adjudicator would be so 4 compelled, or that the IJ committed an error of law, the 5 petition must be denied. 6 v. U.S. Department of Justice, 473 F.3d 48 (2d Cir. 2007) 7 (per curiam), a panel of this Court raised in dicta the 8 prospect that we may be able nevertheless to remand for 9 further fact-finding. 8 U.S.C. 1252(b)(4). See id. Absent a However, in Tian Ming Lin The Tian Ming Lin panel: [i] took 10 judicial notice of certain documents that were in the record 11 of another case, Shou Yung Guo v. Gonzales, 463 F.3d 109 (2d 12 Cir. 2006); [ii] relied on Guo for the proposition that the 13 documents, if authentic, apparently reflect[] 14 governmental policy in the province in China where [the 15 petitioner] lived, Tian Ming Lin, 473 F.3d at 51-52 16 (quoting Guo, 463 F.3d at 115); and [iii] remanded to the 17 BIA for consideration of the so-called Guo documents because 18 they may constitute evidence of an official policy of 19 forcible sterilization in Fujian Province, Tian Ming Lin, 20 473 F.3d at 51. 21 22 The Guo documents (if authentic) concern the possible sterilization of persons who have had two or more children. 8 1 Id. Ni has had only one; but suspect documents to similar 2 effect regarding persons who have had any number of 3 unauthorized births were in the record in another recent 4 case of this Court: Jin Xiu Chen v. U.S. Department of 5 Justice, 468 F.3d 109 (2d Cir. 2006). 6 before us is whether, if we take judicial notice of the so- 7 called Chen documents, we have inherent power to order a 8 remand for the BIA to consider documents that are not in the 9 record of this case. Thus, the question To answer this question, the interplay 10 of these recent cases and the underlying statutory framework 11 requires some explication. 12 In Shou Yung Guo, the petitioner moved to reopen her 13 case before the BIA and attempted to establish her risk of 14 torture in China by submitting, inter alia, documents that 15 purported to show that in Fujian Province her American-born 16 second child would be counted for purposes of Chinese 17 family-planning policies, and that in Fujian the birth of a 18 second child would result in forced sterilization. 19 F.3d at 112-13. 20 documents were unquestionably material, it was not 21 apparent to us that the BIA ever really paid any attention 22 to the documents. 463 The panel observed that although the Id. at 115. 9 Accordingly, the Guo panel 1 remanded so that the BIA could consider the evidence that 2 had been casually and inexplicably dismissed. 1 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 Id. 1 The BIA recently considered the Guo documents in In re J-W-S-, 24 I. & N. Dec. 185 (B.I.A. 2007), and In re J-HS-, 24 I. & N. Dec. 196 (B.I.A. 2007), and in both cases concluded that there [was] insufficient evidence to indicate that the applicant ha[d] an objectively reasonable well-founded fear of sterilization on account of his opposition to China s one-child policy if he is removed to China. In re J-W-S-, 24 I. & N. Dec. at 194; see also In re J-H-S-, 24 I. & N. Dec. at 202 ( Based on the record as a whole, we find that the respondent has not presented sufficient evidence to prove a well-founded fear of future persecution in Fujian Province on account of having fathered two daughters there. ). As discussed above, the Guo documents are not at issue here; the fact scenario here differs from the fact scenarios in J-W-S- and J-H-S-; and the phenomenon that documents of record in some cases are not of record in others is ever-present. In Chen, we ruled that documents in the record of that case cast doubt on the IJ s finding that Chen will not face forced sterilization if returned to China. 468 F.3d at 112. Ni s case is similar, but because the documents are not in this record, we have cause to decide whether we possess inherent power to order the agency to consider them. There may be a question as to whether (or to what extent) JW-S- and J-H-S- affect determinations to remand for the consideration of record evidence of China s family-planning policies; but we have no occasion to reach that question, let alone answer it. If it were proper to exercise an inherent power to order the taking of additional evidence, then we would have to consider whether, in Ni s case, such an order would be appropriate under our immigration jurisprudence and as a matter of discretion. That latter inquiry might raise a question as to how J-W-S- and J-H-Sbear upon the circumstances that supported the remand in Chen. But since we hold (for reasons that follow in the text) that we should not exercise any inherent power, we have no occasion to decide how J-W-S- and J-H-S- would bear upon the hypothetical exercise of such a power. 10 1 In Tian Ming Lin, the petitioner alleged similar 2 factual circumstances: he was the father of two United 3 States-born children and claimed that he too would face 4 forced sterilization if returned to Fujian Province. 5 F.3d at 49. 6 submit the Guo documents to the BIA in support of his motion 7 to reopen. 8 Lin moved in this Court to remand to the BIA so that the BIA 9 could be given the opportunity to consider the Guo 473 Unlike petitioner Guo, however, Lin did not Instead, after the BIA had denied Lin s motion, 10 documents. Id. at 51. At a late stage of the appeal, the 11 government joined Lin s request. Id. at 54. 12 Prior to the enactment of the Illegal Immigration 13 Reform and Immigrant Responsibility Act of 1996 ( IIRIRA ), 14 Pub. L. No. 104-208, 110 Stat. 3009, we had the authority to 15 remand to the BIA for the taking of additional evidence; 16 that authority was found in 28 U.S.C. § 2347(c), which 17 provides that we may order . . . additional evidence . . . 18 to be taken by the agency if the petitioner shows that the 19 additional evidence is material and there were reasonable 20 grounds for failure to adduce the evidence before the 21 agency. 22 remand, the BIA could then modify its findings of fact, or See also Tian Ming Lin, 473 F.3d at 52. 11 On 1 make new findings, by reason of the additional evidence so 2 taken, and may modify or set aside its order. 3 2347(c). 4 28 U.S.C. § But IIRIRA explicitly revoked our authority to remand 5 to the BIA for the taking of additional evidence pursuant to 6 § 2347(c): 7 . is governed only by chapter 158 of Title 28, . . . except 8 that the court may not order the taking of additional 9 evidence under section 2347(c) of Title 28. Judicial review of a final order of removal . . 8 U.S.C. § 10 1252(a)(1). 11 mechanism by which petitioner Lin could move for remand to 12 the BIA to consider the Guo documents; the Tian Ming Lin 13 panel thus denied the motion. 14 Accordingly, there remained no statutory 473 F.3d at 52. The panel nevertheless granted the relief for which Lin 15 had moved, and remanded to the BIA. 16 the taking of additional evidence; rather, it remanded for 17 further proceedings consistent with this opinion, and 18 stated that the basis for the remand was that both parties 19 ask[ed] us to remand. 20 however, the Tian Ming Lin panel offered two alternative 21 bases for its decision: [i] remand was appropriate because 22 the government requested a remand, id.; or [ii] remand was Id. at 54-55. 12 The Court did not order In extensive dicta, 1 appropriate because we have inherent equitable power to 2 remand cases to administrative agencies for further 3 proceedings in sufficiently compelling circumstances. 4 at 52; see also id. at 54-55. 5 decide whether we have inherent power to remand for 6 consideration of the Guo documents, and, if so, whether we 7 retain that power in the face of the government s opposition 8 to a remand--the government has been consenting to remand in 9 those cases by stipulation. Id. We are unlikely ever to But since the government has 10 not stipulated to a remand in Ni s case, we consider whether 11 we can remand for consideration of the Chen documents as an 12 exercise of our inherent power. 13 14 15 IV As set out above, the Guo documents are not material to 16 claims by Ni, who has had a single child. However, the Chen 17 documents--documents in the record of Jin Xiu Chen v. U.S. 18 Dep t of Justice, 468 F.3d 109 (2d Cir. 2006)--could bear 19 more directly on Ni s claims. 20 submitted a document that purport[ed] to be a translation 21 of a 1995 missive from the Changle City Family Planning 22 Policy Leading Team, that states: [i] that individuals in The petitioner in Chen 13 1 . . . marriages . . . below the statutory age of marriage . 2 . . who have a child must undergo sterilization after the 3 first childbirth ; [ii] that unmarried women with [a] 4 history of giving childbirth [sic], no matter the number of 5 childbirth[s] she had before, . . . must comp[ly] with the 6 sterilization policy ; and [iii] that [t]hose subjects 7 who gave out-of-plan birth must be imposed with [sic] 8 sterilization operation. 9 documents are authentic, and if the 1995 policies described Id. at 112. If these Chen 10 therein remain in force, they may be relevant to the 11 question of whether Ni would face forced sterilization if 12 she were to return to Fujian Province. 13 the BIA has yet to consider the authenticity, scope, and 14 import of the 1995 Changle City document ). 15 See id. (noting that Ni has not moved in this Court for a remand to the BIA 16 to consider the Chen documents; but as Tian Ming Lin makes 17 clear, Ni lacks a procedural means to make that motion and 18 we lack the statutory authority to grant it. 19 the government does not stipulate to a remand in this case, 20 as it did in Tian Ming Lin. 21 parties as an available basis for remand, we are confronted 22 with the question left open by Tian Ming Lin: whether, Furthermore, Without the consent of the 14 1 despite the revocation of § 2347(c), we have the inherent 2 equitable power to remand to the BIA and order the taking of 3 additional evidence that was not submitted to the agency and 4 that purports to establish the existence of a policy of 5 forced sterilization that may apply to the petitioner. 6 is something of an odd question. 7 observed: This As the Supreme Court has [I]t would be a strange rule . . . which deprived a judge of power to do what was asked when request was made by the person most concerned, and yet allowed him to act without petition, and such an arrangement would almost certainly subject trial judges to private appeals or application by counsel or friends of one convicted. 8 9 10 11 12 13 14 15 16 Carlisle v. United States, 517 U.S. 416, 422 (1996) (quoting 17 United States v. Smith, 331 U.S. 469, 474, 475 (1947)). 18 Nevertheless, this question is presented by circumstance, 19 and we proceed to answer it. 20 21 22 V When Congress established the lower federal courts and 23 vested them with the judicial Power of the United States, 24 U.S. Const. art. III, § 1, . . . [t]he judicial Power 25 consisted of all the inherent powers of the courts of 26 justice necessary to their functioning . . . . 15 Armstrong 1 v. Guccione, 470 F.3d 89, 103 (2d Cir. 2006); see also 2 United States v. Hudson, 11 U.S. (7 Cranch) 32, 34 (1812) 3 ( Certain implied powers must necessarily result to our 4 Courts of justice from the nature of their institution. ). 5 However, [t]he lower federal courts are creatures of 6 statute. Armstrong, 470 F.3d at 102. As such, their 7 jurisdiction is defined by written law, [and] cannot 8 transcend that jurisdiction. 9 Cranch) 75, 93 (1807). Ex parte Bollman, 8 U.S. (4 [T]he power which congress 10 possess[es] to create Courts of inferior jurisdiction, 11 necessarily implies the power to limit the jurisdiction of 12 those Courts to particular objects . . . . 13 (7 Cranch) at 33. 14 courts possess inherent power, the exercise of [that power] 15 can be limited by statute and rule. 16 Inc., 501 U.S. 32, 47 (1991). 17 Hudson, 11 U.S. Accordingly, even where lower federal Chambers v. Nasco, We will not, however, lightly assume that Congress 18 has intended to depart from established principles, such as 19 the scope of a court s inherent power. 20 Weinberger v. Romero-Barcelo, 456 U.S. 305, 313 (1982)). 21 For Congress to displace or repudiate the lower federal 22 courts inherent powers, the Supreme Court has demanded 16 Id. at 47 (quoting 1 something akin to a clear indication of legislative intent. 2 Armstrong, 470 F.3d at 102. 3 to pass a statute that expressly grants power that is 4 coextensive with the courts already existing inherent 5 power. 6 court can be invoked even if procedural rules exist which 7 sanction the same conduct. ). 8 for statutory and inherent sources of judicial authority to 9 coexist. It is not enough for Congress Chambers, 501 U.S. at 49 ( [T]he inherent power of a Therefore, it is possible Armstrong, 470 F.3d at 102. And the subsequent 10 revocation of a coextensive statutory grant of power does 11 not necessarily act to circumscribe the courts inherent 12 power that preexisted the statutory grant. 13 Cyr, 533 U.S. 289, 310 (2001) (holding that the repeal of a 14 statute cannot be sufficient to eliminate what it did not 15 originally grant ); Ex parte Yerger, 75 U.S. (8 Wall) 85, 16 104-05 (1868) (interpreting Congress s repeal of an act to 17 affect only the jurisdiction conferred by that act). Cf. INS v. St. 18 19 VI 20 The enactment of IIRIRA altered our power to review 21 orders of removal: we may not order the taking of 22 additional evidence under section 2347(c) of Title 28. 17 8 1 U.S.C. § 1252(a)(1). 2 a court s inherent power; so if there existed such an 3 inherent power to order the taking of additional evidence, 4 the enactment of § 2347(c) would not operate to displace it, 5 and the subsequent limitation of § 2347(c) would not operate 6 to limit it--though an argument could be made to the 7 contrary.2 8 Neither § 2347(c) nor IIRIRA mentions [T]he [inherent] power of courts over their own 9 officers, or to protect themselves, and their members, from 10 being disturbed in the exercise of their functions is long 11 established. 12 (1807). 13 court s management of its own affairs: 14 to maintain order, to control admission to the bar, to 15 discipline attorneys, to punish for contempt, and to vacate 16 its own judgments if tainted by fraud. 17 at 43-44; see also Degen v. United States, 517 U.S. 820, 823 18 (1996) ( Courts . . . have certain inherent authority to 1 2 3 4 5 6 7 Ex parte Bollman, 8 U.S. (4 Cranch) 75, 94 This inherent power generally extends only to a 2 to impose decorum, Chambers, 501 U.S. IIRIRA also states: Judicial review of a final order of removal . . . is governed only by chapter 158 of Title 28. 8 U.S.C. § 1252(a)(1) (emphasis added). The use of the word only could be read to evince a congressional intent to strip us of any inherent power in the course of reviewing orders of removal. However, for the reasons explained below, we need not reach that question. 18 1 protect their proceedings and judgments in the courts of 2 discharging their traditional responsibilities. ). 3 The inherent power posited by the Tian Ming Lin panel 4 has nothing to do with a court s own affairs; the power 5 supposed is the inherent equitable power to remand cases to 6 administrative agencies for further proceedings in 7 sufficiently compelling circumstances, 473 F.3d at 52, for 8 consideration of new evidence, id. at 53. 9 administrative agency instructing the agency to reopen the A remand to an 10 record and take additional evidence is not the management of 11 a court s own affairs, and the Supreme Court has rejected 12 assertions of inherent power that are remote from what 13 courts require in order to perform their functions. 14 Kokkonen v. Guardian Life Ins. Co. of Am., 511 U.S. 375, 380 15 (1994); cf. Ex parte Bollman, 8 U.S. (4 Cranch) at 94 16 (stating the power of taking cognizance of any question 17 between individuals, or between the government and 18 individuals must be given to this court by a statute 19 compatible with the constitution of the United States ). 20 therefore conclude that, though we have some inherent 21 powers, see, e.g., Chambers, 501 U.S. at 43-44, it is not 22 immediately obvious that we have the inherent power 19 We 1 2 suggested by the Tian Ming Lin panel. In support of its assertion of power, the Tian Ming Lin 3 panel relied exclusively on a passage in Ford Motor Co. v. 4 NLRB, 305 U.S. 364 (1939). 5 Ford Motor Co. is not as useful an analog as the Tian Ming 6 Lin panel would have it. 7 See 473 F.3d at 52-53. However, The procedural posture of Ford Motor Co. is as follows: 8 After the NLRB ordered Ford to desist from described 9 practices and to offer reinstatement, with back pay, to 10 certain discharged employees, 305 U.S. at 366, the NLRB 11 moved in the court of appeals seeking the enforcement of 12 its order, id., while Ford instituted its own action 13 asking the court [of appeals] to review and set aside the 14 [NLRB s] order. 15 these parallel proceedings essentially one proceeding, 16 because they both hinged on the legality of the [NLRB] s 17 order. 18 jurisdiction of the Circuit Court of Appeals is of the same 19 character and scope in a proceeding for review brought by a 20 person aggrieved by an order of the Board as the 21 jurisdiction which the court has in a proceeding instituted 22 by the Board . . . . ). Id. at 367. The Supreme Court considered Id. at 370; see also id. at 369 ( [T]he The NLRB moved to withdraw its 20 1 enforcement action and remand th[e] cause to the [NLRB] for 2 the purpose of setting aside its findings and [the initial] 3 order. 4 motion, and the Supreme Court held that the court of appeals 5 had jurisdiction to do so. 6 7 Id. at 367. The court of appeals granted the In so holding, the Supreme Court used the following language, upon which the Tian Ming Lin panel relied: It is familiar appellate practice to remand causes for further proceedings without deciding the merits, where justice demands that course in order that some defect in the record may be supplied. . . . The jurisdiction to review the orders of the [NLRB] is vested in a court with equity powers, and while the court must act within the bounds of the statute and without intruding upon the administrative province, it may adjust its relief to the exigencies of the case in accordance with the equitable principles governing judicial action. 8 9 10 11 12 13 14 15 16 17 18 19 20 21 Id. at 373; see also Tian Ming Lin, 473 F.3d at 52-53 22 (quoting the above passage). 23 The Supreme Court reasoned that [t]he statute with 24 respect to a judicial review of orders of the [NLRB] follows 25 closely the statute governing judicial review of Federal 26 Trade Commission orders, under which it [was] well 27 established that the court may remand the cause to the 28 Commission for further proceedings to the end that valid and 21 1 essential findings may be made. 3 2 at 373. 3 governing statute, the court of appeals could have remanded 4 the cause for further proceedings if the motion had been 5 made by the petitioner. 6 question was: given that the court of appeals had 7 jurisdiction to set aside the NLRB s findings, did the court 8 of appeals have jurisdiction to permit the NLRB to set aside 9 its own findings on its own motion without confessing error. 10 11 Ford Motor Co., 305 U.S. Moreover, there was no dispute that, under the Id. at 374-75. Id. at 372. Accordingly, the The Court held that it did. Id. at 375. Ford Motor Co. may not support the proposition that we 12 have inherent power to remand and order the reopening of the 13 record for the taking of additional evidence, in compelling 14 circumstances or otherwise;4 rather, it may suggest that the 1 2 3 4 5 6 7 8 9 10 11 12 13 1 2 3 The Court relied on FTC v. Curtis Publishing Co., 260 U.S. 568, 580 (1923), in support of this proposition concerning orders of the Federal Trade Commission. See Ford Motor Co., 305 U.S. at 373. Curtis makes clear that the relevant statute grants jurisdiction to make and enter . . . a decree affirming, modifying or setting aside an order, 260 U.S. at 580. The power inferred by the Curtis Court was the power to examine the whole record and ascertain for itself the issues presented and whether there are material facts not reported by the commission. Id. (emphasis added). The Court inferred no inherent power to examine evidence outside the record, or an inherent power to order the Federal Trade Commission to do so. 4 The two circuit court opinions cited in Tian Ming Lin also fail to provide any meaningful support. See 473 F.3d 22 1 scope of our inherent power to remand might depend upon the 2 request of the government.5 3 compelling the BIA to reopen the record would be hard to 4 square with the post-IIRIRA statutory framework. 5 Nevertheless, a remand On the other hand, we cannot and should not attribute 6 dispositive weight to the government s stipulation to a 7 remand. 8 provides that [t]he circuit clerk may dismiss a docketed 9 appeal if the parties file a signed dismissal agreement . . Rule 42(b) of the Federal Rules of Civil Procedure 10 . . [but n]o mandate or other process may issue without a 11 court order. (emphasis added). 12 Khouzam v. Ashcroft, [a]lthough the parties are free to 13 agree to a dismissal on their own, Federal Rule of Appellate 1 2 3 4 5 6 7 8 9 10 at 52-53. In a pre-IIRIRA case, the Tenth Circuit stated that Ford Motor Co. established an inherent power to remand, but the statement was dicta and unaccompanied by any discussion. See Becerra-Jimenez v. INS, 829 F.2d 996, 100102 (10th Cir. 1987). The District of Columbia Circuit has (in a footnote) read Ford Motor Co. to permit a remand in the absence of reversal, but not the exercise of broad inherent powers asserted by the Tian Ming Lin panel. See Greater Boston Television Corp. v. FCC, 463 F.2d 268, 283 n.26 (D.C. Cir. 1971). 1 2 3 4 5 6 5 Thus, as we explained in While we no longer have the power to order the taking of additional evidence under § 2347(c), 8 U.S.C. § 1252(a)(1), the Attorney General can withdraw an order of the BIA for further review, thus depriving us of jurisdiction. See 8 C.F.R. § 1003.1(h)(1)(i); Ren v. Gonzales, 440 F.3d 446, 448-49 (7th Cir. 2006). 23 1 Procedure 42(b) does not mandate that an appellate court 2 issue an order simply because the parties agree to it. 3 F.3d 161, 167 (2d Cir. 2004).6 4 361 Still, we cannot imagine all possible circumstances 5 that might arise in future cases, and we therefore decline 6 to forswear categorically all inherent power to remand for 7 additional fact-finding in agency cases that present 8 extraordinary and compelling circumstances.7 9 conclude that the exercise of such an inherent power is not 10 1 2 3 4 5 6 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 Rather, we warranted if, as here: [i] the basis for the remand is an 6 In certain circumstances, the Supreme Court has seen fit to remand cases to state courts for the further development of the record, without mention of the consent of either party. See Villa v. Van Schaick, 299 U.S. 152, 155 (1936); Gulf, Colo., & Santa Fe Ry. Co. v. Dennis, 224 U.S. 503, 507 (1912). 7 For example, a remand for additional fact-finding may be necessary in cases where a fraud has been perpetrated upon the court, or to set aside fraudulently begotten judgments. Chambers, 501 U.S. at 44 (quoting Hazel-Atlas Glass Co. v. Hartford-Empire Co., 322 U.S. 238, 245 (1944)). Such a remand and order would fall within a court s power to manage its own affairs. Id. at 43. In Massachusetts Bay Telecasters, Inc. v. FCC, 261 F.2d 55 (D.C. Cir. 1958), and WORZ, Inc. v. FCC, 268 F.2d 889 (D.C. Cir. 1959), the Court of Appeals for the District of Columbia took judicial notice of congressional testimony that caused the Court to suspect that the agency determination under review was tainted by misconduct and [i]mproper influence that went to the very core of the FCC s judicial function. Mass. Bay Telecasters, 261 F.2d at 67. The Court therefore remanded and ordered that the FCC reopen the record and consider evidence of misconduct. 24 1 instruction to consider documentary evidence that was not in 2 the record before the BIA; and [ii] the agency regulations 3 set forth procedures to reopen a case before the BIA for the 4 taking of additional evidence. 5 VII 6 7 Because of their very potency, inherent powers must be 8 exercised with restraint and discretion. Chambers, 501 U.S. 9 at 44. The existence of evidence that was not in the record 10 before the BIA (and therefore was not examined by the BIA) 11 does not present a sufficiently compelling situation to 12 warrant the exercise of inherent power to order the taking 13 of additional evidence. 14 unusual, Tian Ming Lin, 473 F.3d at 54; nothing is easier 15 than to submit to an appellate court for the first time 16 documents that, if authentic, would appear to be official 17 statements of the Chinese government. 18 these documents or those documents, some others would do. 19 Nor are these circumstances Id. at 51. If not The test proposed by the Tian Ming Lin panel is to 20 remand for the taking of additional evidence if there are 21 sufficiently compelling circumstances. 22 Evidence may be compelling if it is authentic, but we are 25 Id. at 52. 1 in no position to make such a determination. 2 the Tian Ming Lin dicta, all that is needed is to notice 3 only that another panel of our Court remanded a case to the 4 BIA for reconsideration of previously unexamined evidence 5 that, in the opinion of that panel, apparently reflects 6 governmental policy regarding forced sterilization. 7 at 52. 8 potentially material evidence that was in the record of that 9 case does not establish that the evidence is compelling, 10 much less that it is sufficiently compelling to warrant 11 remand for consideration of that evidence in other cases; it 12 merely establishes the unremarkable proposition that a 13 remand is appropriate when the BIA fails to consider 14 potentially material evidence that was in the record before 15 it. 16 According to Id. But a prior panel s remand based on unexamined but See Shou Yung Guo, 463 F.3d at 115. More fundamentally, the agency regulations provide an 17 avenue for the reopening of proceedings, and specify 18 conditions and parameters that amount to a set of standards 19 for what is compelling and what is not. 20 Ni s position is afforded an opportunity to move to reopen 21 proceedings before the BIA. 22 [i] the petitioner presents new evidence that is material Thus, a person in The motion may be granted if 26 1 and was not available and could not have been discovered or 2 presented at the former hearing, 8 C.F.R. § 1003.2(c)(1); 3 [ii] the motion is filed within ninety days of the final 4 administrative decision, id. § 1003.2(c)(2); and [iii] the 5 petitioner has not already filed a motion to reopen, id. 6 These time and numerical limitations do not bar a motion 7 to reopen if it is based on changed circumstances arising 8 in the country of nationality or in the country to which 9 deportation has been ordered. Id. § 1003.2(c)(3). In 10 deciding the motion to reopen, the BIA can evaluate the 11 petitioner s new evidence, and determine its import in the 12 first instance. 13 circumstances that the BIA was compelled to grant it, a 14 petition may be taken to this Court, and this Court can 15 grant relief--without calling upon extraordinary inherent 16 powers. 17 478 F.3d 474, 476-77 (2d Cir. 2007) (per curiam) ( We review 18 the denial of a motion to reopen a removal proceeding for 19 abuse of discretion. ). 20 If the motion is denied under such See, e.g., Hasirah v. Dep t of Homeland Security, Principles of deference counsel restraint in resorting 21 to inherent power, and require its use to be a reasonable 22 response to the problems and needs that provoke it. 27 Degen, 1 517 U.S. at 823-24 (internal citations omitted). 2 inherent power is limited by the necessity giving rise to 3 its exercise. 4 statutes and regulations provide an alternative means of 5 protecting the [petitioner s] interests, and say when and 6 how the record may (and may not) be reopened, there is a 7 lack of necessity, id. at 827, for the resort to inherent 8 powers.8 9 Id. at 829. A court s Where, as here, existing The ability of a particular petitioner to successfully 10 reopen proceedings in the agency does not bear on the 11 question. 12 would grant a hypothetical motion to reopen filed by Ni at 13 some future time. 14 exercise some inherent power to remand to the BIA and order 15 the taking of additional evidence when the BIA itself has 16 not had the opportunity to consider the evidence in the 1 2 3 4 5 6 7 8 9 10 11 12 It therefore does not matter whether the BIA The question is whether we should 8 One of our colleagues has argued that even where inherent power is unquestionably available (e.g., our contempt power), provisions that regulate the exercise of overlapping statutory power should be a presumptive benchmark for the exercise of the inherent power. Armstrong, 470 F.3d at 113 (Sotomayor, J., concurring). It would then follow that if inherent power existed to remand for a reopening of the record in the BIA, the regulations governing motions to reopen would be a presumptive benchmark for deciding whether the circumstances presented were sufficiently compelling to justify use of inherent powers to do approximately the same thing. 28 1 context of the petitioner s case. The mere opportunity to 2 file a motion to reopen means that regardless of the 3 disposition in this Court, a petitioner has the ability to 4 put additional evidence before the agency, and the agency 5 will consider whether to reopen proceedings in light of that 6 evidence. 7 for this Court to review its decision is eliminated. 8 agency denies the motion based on a determination that the 9 evidence is either immaterial or fraudulent, then we can If the agency grants the motion, then the need If the 10 review that decision on a full record, which would include 11 the relevant evidence. 12 based on a determination that the motion is untimely or 13 otherwise procedurally barred, see 8 C.F.R. § 1003.2(c), 14 then we can review that decision as well. 15 (inherent or otherwise) to review that decision is unrelated 16 to any inherent power to remand and order the taking of 17 additional evidence, which would be unnecessary in such a 18 case, because the relevant evidence would have been in the 19 record before the BIA on the motion to reopen proceedings.9 1 2 3 4 5 6 If the agency denies the motion 9 But our power The concurrence suggests that two observations are all that is needed to decide the case, concurring op. at 4: that [i] Ni may very well be able to reopen the proceedings in the agency, id. at 2-3, and [ii] it is more than plausible that Ni will be able to file another asylum application, id. at 3-4. But that is sheer speculation. We 29 VIII 1 2 Neither Hoxhallari v. Gonzales, 468 F.3d 179 (2d Cir. 3 2006), nor Latifi v. Gonzales, 430 F.3d 103 (2d Cir. 2005), 4 (both cited in Tian Ming Lin, 473 F.3d at 51) are to the 5 contrary. 6 the IJ s adverse credibility finding as to the Albanian 7 petitioner. 8 recognized that the Democratic Party returned to power in 9 Albania. In Latifi, we remanded due to numerous errors in 430 F.3d at 105-06. Id. at 106 n.1. In a closing footnote, we But this observation was not the 10 basis for our remand; we did no more that suggest that the 11 BIA may wish to consider this event, and that the 12 government had the burden of showing the significance, if 13 any, of the change in power. 14 Id. In Hoxhallari, we upheld an IJ s conclusion that 15 changed country conditions in Albania defeated the 16 petitioner s presumption of future persecution. 1 2 3 4 5 6 7 8 9 10 11 hold that the exercise of inherent power does not depend on the prevailing odds of success for hypothetical motions that may or may not ever be filed with the agency. The concurrence concedes that inherent powers should not be exercised unless there is no other way to correct manifest injustice. Id. at 1. But even if manifest injustice triggered an inherent power, we cannot know whether our failure to exercise such power would lead to any particular outcome (just, unjust, or manifestly unjust) unless and until the BIA has had an opportunity to review a specific request for relief. 30 468 F.3d at 1 184-87. 2 was perfunctory, the IJ recognized th[e] political 3 transformation occurring in Albania. 4 We concluded that this recognition was sufficient, and did 5 not require a detailed [and] specific recitation of 6 country conditions, id. at 187, because we assumed that the 7 IJ was aware of the salient historical events and 8 conditions of countries that are the subject of an 9 appreciable proportion of asylum claims, id. at 186. 10 While the IJ s discussion of the changed conditions See id. at 183, 185. Thus, these cases stand for the uncontroversial 11 propositions that [i] this Court is not ignorant of 12 indisputable historical events (such as the partition of 13 India, the break-up of the Ottoman Empire, or the fall of 14 Communist regimes in the Balkans), and [ii] we will not 15 assume that the agency suffers from such ignorance. 16 proposition has any import here. Neither 17 * * * * * 18 19 20 For the reasons set forth above, the petition is hereby denied. 21 22 31 1 CALABRESI, Circuit Judge, concurring: 2 I concur in the result. There is much in the majority 3 opinion with which I agree, as to matters both central and 4 peripheral to its decision. In the latter category, I find 5 very helpful, for instance, the majority s treatment of 6 Latifi and Hoxhallari. Latifi v. Gonzales, 430 F.3d 103 (2d 7 Cir. 2005) (per curiam); Hoxhallari v. Gonzales, 468 F.3d 8 179 (2d Cir. 2006) (per curiam); see maj. op. at 30-31. 9 More centrally, like the majority, I believe that the 10 question of whether we have inherent equitable power to 11 remand for additional fact-finding, given the removal of our 12 statutory authority to do so, is not yet fully resolved. 8 13 U.S.C. § 1252(a)(1). There are clearly strong feelings on 14 that question. See Tian Ming Lin v. U.S. Dep t of Justice, 15 473 F.3d 48 (2d Cir. 2007) (per curiam); maj. op. at 15-25. 16 And, as the majority opinion says, one should be hesitant to 17 assume the nonexistence or the casual statutory abrogation 18 of any such inherent equitable powers. Maj. op. at 16-17. I 19 fully concur with the majority, however, that such inherent 20 equitable powers, if they exist, should be exercised only 21 very sparingly, for example, where there is no other way to 22 correct manifest injustice. Moreover, in the case before us, 32 1 I think it obvious that, at least at this time, no manifest 2 injustice will result from our decision not to remand to the 3 BIA. 4 5 6 Broadly speaking, the petitioner may have two alternative avenues for relief. First, she has the option of asking the BIA to reopen 7 the original proceedings. 8 C.F.R. § 1003.2. Normally, a 8 motion to reopen must be filed within ninety days of the 9 Board s decision, 8 C.F.R. § 1003.2(c)(2), but this time 10 limit does not apply to petitioners relying on new evidence 11 of changed country conditions, where that evidence could not 12 have been discovered or presented at the original hearing. 8 13 C.F.R. § 1003.2(c)(3)(iii). 1 The documents proffered by the 14 petitioner in Chen if valid may very well establish 15 changed country conditions. Jin Xiu Chen v. U.S. Dep t of 16 Justice, 468 F.3d 109 (2d Cir. 2006) (per curiam). And even 17 if the Chen documents themselves describe conditions which 18 predate Ni s petition, they may represent the equivalent of 19 changed country conditions notwithstanding the date of their 20 issuance[] . . . because they might vary the perception of 1 2 3 4 5 1 While the decision to grant or deny a motion to reopen remains within the BIA s discretion, 8 C.F.R. 1003.2(a), as the majority points out, this court can review that decision for abuse of discretion. See maj. op. at 27; Ke Zhen Zhao v. U.S. Dep t of Justice, 265 F.3d 83, 93 (2d. Cir 2001). 33 1 the State Department, upon which the immigration courts 2 rely, which would warrant reopening under 8 C.F.R. § 3 1003.2(c). Fong Chen v. Gonzales, No. 06-1010, 2007 U.S. 4 App. LEXIS 13897, at *10 (2d Cir. June 14, 2007). 5 Second, the regulations seem to permit the petitioner 6 to make a new request for asylum. The statute allows a 7 repeat application based on changes that have occurred since 8 the original application was denied, if these changed 9 circumstances materially affect [her] eligibility for 10 asylum. 8 U.S.C. § 1158(a)(2)(D). This provision apparently 11 includes changed personal conditions as well as changed 12 country conditions. See 8 C.F.R. § 208.4(a)(4)(i); Jian Huan 13 Guan v. BIA, 345 F.3d 47, 49 (2d Cir. 2003) (per curiam); Ai 14 Ming Dong v. U.S. Dep t of Justice, No. 05-5994, 2007 U.S. 15 App. LEXIS 4693, at *3-4 (2d Cir. Feb. 26, 2007). The 16 subsequent discovery of the Chen documents may well 17 constitute such changed circumstances. 18 A petitioner, like Ni, must file her new request within 19 a reasonable period, but in deciding whether she has done 20 so, the authorities are obliged to consider the fact that 21 the changed circumstances were only discovered long after 22 her original request was denied. 8 C.F.R. § 208.4(a)(4)(ii). 34 1 It seems more than plausible, then, that Ni, even if she 2 could not reopen before the BIA, could present a new asylum 3 petition. Her claim of persecution would, as a result, be 4 heard on its merits. 5 Given these possibilities, it seems to me quite clear 6 that in this case, at this time no exercise of inherent 7 equitable powers is called for to prevent manifest 8 injustice. Since that is all that is needed to decide the 9 case, I fully agree that the petition must be denied without 10 determining whether or not we have such inherent equitable 11 powers to remand. 12 As to most of the interesting, learned and often useful 13 dicta in the majority opinion, I express no ultimate view. 14 There is, however, one implication in the opinion which is 15 dicta and with which I expressly disagree. The opinion 16 states that [w]here . . . existing statutes and regulations 17 provide an alternative means of protecting the 18 [petitioner s] interests, . . . there is a lack of 19 necessity for the resort to inherent powers. Maj. op. at 20 28 (second alteration in original) (citation omitted). 21 opinion then adds that [t]he ability of a particular 22 petitioner to successfully reopen proceedings does not bear 35 The 1 on the question. Id. This language could be taken to mean 2 that the mere existence of a procedure which permits some 3 petitioners to have their cases heard by the BIA, but 4 excludes others, would be sufficient to bar the exercise of 5 any inherent equitable powers we have, even when the 6 excluded applicants would suffer manifest injustice. 7 If that is what the majority means to say, 2 this dictum 8 strikes me as wrong and, indeed, self-contradictory. If the 9 reason we have inherent equitable powers at all is that 10 courts are not readily deprived of the power to remand to 11 correct manifest injustice, then those powers must be 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 2 I am not sure that the majority intends to go this far. There is language in the opinion that suggests no more than that inherent equitable powers ought not to be used when an alternative procedure is seemingly available, until it turns out that the procedure was not in fact available to the particular petitioner. I read footnote 9 of the majority opinion to suggest that an exercise of inherent powers if we have them might be justified when and if the agency has closed all other doors to hearing a potentially meritorious claim. But there is other language that could be read as more absolute. In any event, while the majority is correct in footnote 9 when it says that whether various doors that are plausibly open to petitioner are in fact open can only be speculation, that does not end the matter. The presence of those possibilities is enough to justify us in not exercising inherent powers at this time. At this moment, no manifest injustice would result from our abstention. It is only if alternative routes turn out in fact not to be available that the issue of exercise of inherent powers would become ripe for decision. 36 1 available, whether the injustice is due to the total absence 2 of procedures, or instead results from the presence of 3 procedures so circumscribed that they would lead to manifest 4 injustice to a particular petitioner who comes to our court. 5 In any event, since adequate procedures do seem to be 6 available to Ni, none of this is determinative of the case 7 before us. 8 9 * * * * * Because I agree that if we have inherent powers, they 10 must be used very sparingly, essentially only in cases of 11 manifest injustice; and because in the instant case 12 procedures are seemingly available to avoid any such 13 injustice at this time, I agree with the majority that we 14 should not remand, and I concur in the result. 15 37

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