Unpublished Disposition, 860 F.2d 1089 (9th Cir. 1983)

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U.S. Court of Appeals for the Ninth Circuit - 860 F.2d 1089 (9th Cir. 1983)

No. 87-2042.

United States Court of Appeals, Ninth Circuit.

Before SKOPIL and O'SCANNLAIN* , Circuit Judges, and JAMES M. BURNS,**  District Judge.

MEMORANDUM*** 

Donnell Thomas and his co-defendants were charged with first degree murder. The murder took place on October 4, 1969 during the robbery of a liquor store in Tucson, Arizona.1 

Thomas appeals Judge Strand's denial of his petition for writ of habeas corpus under 28 U.S.C. § 2254. He contends that he was denied due process because Gilbert Alzua, a witness for the state at Thomas's 1970 trial, gave testimony that he later recanted and that the state knew or should have known that Alzua had given false testimony. Thomas also claims he did not receive a full and fair hearing on his claim that the prosecutor knowingly used Alzua's allegedly perjured testimony.

We review the district court's dismissal of the habeas corpus petition de novo, bearing in mind that a presumption of correctness is to be given to the state court's findings of fact. 28 U.S.C. § 2254(d). See Prantil v. California, 843 F.2d 314, 316 (9th Cir. 1988); LaMere v. Risley, 827 F.2d 622, 623, (9th Cir. 1987). We affirm the district court's dismissal of the petition.

DISCUSSION

The U.S. Supreme Court made it clear in Sumner v. Mata, 455 U.S. 591, 595, 102 S. Ct. 1303, 1304 (1982), that 28 U.S.C. § 2254(d), " [R]equires federal courts in habeas proceedings to accord a presumption of correctness to state court findings of fact. This requirement could not be plainer. The statute2  explicitly provides that 'a determination after a hearing on the merits of a factual issue, made by a state court of competent jurisdiction ..., shall be presumed to be correct.' Only when one of seven specified factors is present or the federal court determines that the state court finding of fact 'is not fairly supported by the record' may the presumption properly be viewed as inapplicable or rebutted." See also Maxwell v. Sumner, 673 F.2d 1031, 1035 (9th Cir. 1982), cert. denied 459 U.S. 976, 103 S. Ct. 313 (1982). Thomas urges this court to find that Judge Strand erred by accepting the factual findings made by Judge Meehan. Following a full evidentiary hearing conducted on April 19, 1983 and continued on May 9, 1983, Judge Meehan found that Alzua's testimony was not creditable and that there was no evidence of prosecutorial misconduct.3  Judge Strand, of the Federal District Court, reviewed Magistrate Mignella's report and recommendation4  and concluded that the state court conducted a fair and full hearing on the issue of whether or not the State knowingly used perjured testimony to convict Thomas.5 

Recanted testimony is considered inherently unreliable and the trial judge is in the best position to observe and evaluate the credibility of witnesses and their testimony. State v. Hickle, 133 Ariz. 234, 650 P.2d 1216, 1226 (1982). Judge Meehan observed both Rex Angeli and Gilbert Alzua testify on the issue of whether the state knew or should have known that Alzua gave perjured testimony. As to Judge Meehan's finding that Alzua's testimony was not creditable, the record indicates that the trial court considered the following facts: (1) Alzua waited 12 years before recanting his testimony. He then recanted his testimony on September 27, 1982. On March 23, 1983 he repudiated his September 27, 1982 recantation. Then on May 9, 1983 he disclaimed the March 23, 1983 repudiation of his September 27, 1982 recantation; (2) Alzua was afraid of being sent to the Arizona State Prison where Thomas was imprisoned.6  These facts clearly support Judge Meehan's skeptical view as to the reliability of Alzua's testimony.

The finding that there was no prosecutorial misconduct is not fully supported by the record.7  Indeed, the prior proceedings reflect some misconduct occurred. However, the petitioner was not seriously prejudiced so as to require reversal of our previous ruling in Thomas v. Cardwell, 626 F.2d 1375, 138 n. 24, (9th Cir. 1980), cert. denied, 449 U.S. 1089, 101 S. Ct. 881 (1981). A federal court can only reverse a state conviction when it finds the petitioner's rights have been violated under the Constitution, laws or treaties of the United States. 28 U.S.C. § 2254. See Donnelly v. De Christoforo, 416 U.S. 637, 642-43, 94 S. Ct. 1868, 1871, 40 L. Ed. 2d 431 (1974). (Prosecutor's comments in the state trial did not reach the level of error that would result in a denial of due process.)

This case follows from a habeas corpus petition from a conviction by the Arizona State trial court. The alleged prosecutorial misconduct did not occur in the context of a federal prosecution but rather in the state court. In Thomas, 626 F.2d at 1383 n. 24, we said:

[W]e might be inclined to reverse if the prosecutorial misconduct here had occurred in the context of a federal prosecution. But the present case stems from a state conviction.... In this situation, a federal court does not have broad supervisory powers over the administration of justice in the state court.

Here, as before, we have no supervisory power to "look over the shoulder" of the state court, but rather, our task is to determine if the petitioner's custody is in violation of the Constitution, laws or treaties of the United States. We find that the state court record considered as a whole, fairly supports the factual determinations made by Judge Meehan, despite his failure to acknowledge that some misconduct occurred.

An evidentiary hearing must be held in response to an habeas corpus petition only when (1) a right to relief would be established if the allegations were proved; and (2) following a full and fair trial, the state court trier of fact did not reliably find the relevant facts.8  Townsend v. Sain, 372 U.S. 293, 312-13, 83 S. Ct. 745, 747 (1963); Van Pilon v. Reed, 799 F.2d 1332, 1337-38 (9th Cir. 1986).

Even assuming Thomas met the first criterion, the record shows that the state trial court performed a full and fair hearing on the issues that petitioner is rearguing before the court today. Merely the existence of newly discovered evidence relevant to petitioner's guilt is not a basis on which habeas corpus relief is granted. Where evidence is crucial to the consideration of a constitutional claim and the state court did not fully develop the claim, a federal hearing is required. Townsend, 372 U.S. at 317, 83 S. Ct. at 759; Anderson v. Maggio, 555 F.2d 447, 451 (5th Cir. 1977). Here, the new evidence which Thomas seeks to explore is evidence of an agreement between Alzua and the state. Judge Meehan adequately explored this issue in May 1983 when he took testimony from Rex Angeli and Gilbert Alzua and considered the deposition of Horton Weiss along with other evidence.

CONCLUSION

The record reflects that a full and fair hearing was held on the issue of whether or not the state used false testimony by Alzua to convict Thomas. It is apparent that in Thomas's 1970 state court trial both sides of this issue were presented to the fact-finders.9  We therefore affirm Judge Strand's ruling and uphold Judge Meehan's factual findings.

 *

Judge Anderson, an original member of the panel, died shortly after argument in this matter. Judge O'Scannlain was drawn to replace Judge Anderson

 **

The Honorable James M. Burns, United States District Judge, District of Oregon, sitting by designation

 ***

This disposition is not appropriate for publication and may not be cited to or by the courts of this circuit except as provided by 9th Cir.R. 36-3

 1

The facts and background of this case are set out in Thomas v. Cardwell, 626 F.2d 1375 (9th Cir. 1980), cert. denied, 449 U.S. 1089, 101 S. Ct. 881 (1981), and State v. Thomas, 110 Ariz. 120, 515 P.2d 865 (1973)

 2

28 U.S.C. § 2254(d) provides:

(d) In any proceeding instituted in a Federal court by an application for a writ of habeas corpus by a person in custody pursuant to the judgment of a State court, a determination after a hearing on the merits of a factual issue, made by a State court of competent jurisdiction in a proceeding to which the applicant for the writ and the State or an officer or agent thereof were parties, evidenced by a written finding, written opinion, or other reliable and adequate written indicia, shall be presumed to be correct, unless the applicant shall establish or it shall otherwise appear, or the respondent shall admit--

(1) that the merits of the factual dispute were not resolved in the State court hearing;

(2) that the factfinding procedure employed by the State court was not adequate to afford a full and fair hearing;

(3) that the material facts were not adequately developed at the State court hearing;

(4) that the State court lacked jurisdiction of the subject matter or over the person of the applicant in the State court proceeding;

(5) that the applicant was an indigent and the State court, in deprivation of his constitutional right, failed to appoint counsel to represent him in the State court proceeding;

(6) that the applicant did not receive a full, fair, and adequate hearing in the State court proceeding; or

(7) that the applicant was otherwise denied due process of law in the State court proceeding;

(8) or unless that part of the record of the State court proceeding in which the determination of such factual issue was made, pertinent to a determination of the sufficiency of the evidence to support such factual determination, is produced as provided for hereinafter, and the Federal court on a consideration of such part of the record as a whole concludes that such factual determination is not fairly supported by the record:

And in an evidentiary hearing in the proceeding in the federal court, when due proof of such factual determination has been made, unless the existence of one or more of the circumstances respectively set forth in paragraphs numbered (1) to (7), inclusive, is shown by the applicant, otherwise appears, or is admitted by the respondent, or unless the court concludes pursuant to the provisions of paragraph numbered (8) that the record in the State court proceeding, considered as a whole, does not fairly support such factual determination, the burden shall rest upon the applicant to establish by convincing evidence that the factual determination by the State court was erroneous.

 3

See item # 10a of the record on appeal, exhibit # 13, (titled Minute Entry, dated June 14, 1983 which contains findings made by Arizona Superior Court Judge Thomas Meehan), of the Arizona State Court Rule 32 hearing to dismiss Thomas's petition for writ of habeas corpus

 4

United States Magistrate, Michael Mignella reviewed Thomas's petition of habeas corpus and filed a report and recommendation on August 29, 1986. U.S. District Judge Strand reviewed this report. (See item # 25 Record on Appeal)

 5

See the Order and Judgment of the District Court filed January 8, 1987, item # 29 Record on Appeal

 6

See exhibit # 18, the transcript of the hearing conducted before Judge Meehan on April 19, and May 9, 1983. See, also, the supplemental exhibits and exhibit A to the Pima County Superior Court hearing of April 19, 1983 (transcript between Rex Angeli and Gilbert Alzua page A-9)

 7

In Thomas v. Cardwell, 626 F.2d at 1382-1383 n. 24 (9th Cir. 1980), we found "some evidence of impropriety on the part of the County Attorney's Office, especially the actions of Neubauer ... Neubauer appears to have engaged in such activity and sought to conceal what he thought were his tacit arrangements with Sommer from being disclosed at appellant's trial ... ' [N]o purpose would be served by requiring a new trial simply because an inept prosecutor incorrectly believed he was suppressing a fact that would be vital to the defense. If the suppression of evidence results in constitutional error, it is because of the character of the evidence, not the character of the prosecutor'."

(Id. at 1382-1383 n. 24, citing United States v. Agurs, 427 U.S. 97, 110, 96 S. Ct. 2392, 2401 (1976)) ... "Given our prior finding that appellant's case was not adversely affected by the alleged improprieties of the state's attorneys, we are precluded from granting appellant's request for relief on the basis of the mere presence of prosecutorial misconduct without any concomitant prejudice to the accused."

 8

The criteria requiring an evidentiary hearing is:

We hold that a federal court must grant an evidentiary hearing to a habeas applicant under the following circumstances: (1) the merits of the factual dispute were not resolved in the state hearing; (2) the state factual determination is not fairly supported by the record as a whole; (3) the fact-finding procedure employed by the state court was not adequate to afford a full and fair hearing; (4) there is a substantial allegation of newly discovered evidence; (5) the material facts were not adequately developed at the state-court hearing; or (6) for any reason it appears that the state trier of fact did not afford the habeas applicant a full and fair fact hearing.

Townsend, 372 U.S. 293, 83 S. Ct. 745, 757 (1963).

 9

In Thomas, there was a continuing and lengthy dispute as to whether there was in fact a deal or arrangement with the state. In Thomas, we acknowledged that the jury in the state court trial was informed of this dispute and was presented with evidence concerning the purported deal and Alzua's denial of the deal. Alzua's attorney, Ronald Sommers, as a witness during Thomas's trial testified that Weiss and Neubauer agreed to a deal. Thomas v. Cardwell, 626 F.2d at 1379

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