Joe Nathan James, Jr. v. State of Alabama. Appeal from Jefferson Circuit Court

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REL: 06/25/2010 Notice: T h i s o p i n i o n i s s u b j e c t t o formal r e v i s i o n b e f o r e p u b l i c a t i o n i n t h e advance s h e e t s o f Southern R e p o r t e r . R e a d e r s a r e r e q u e s t e d t o n o t i f y t h e R e p o r t e r o f D e c i s i o n s , Alabama A p p e l l a t e C o u r t s , 300 D e x t e r A v e n u e , M o n t g o m e r y , A l a b a m a 3 6 1 0 4 - 3 7 4 1 ((334) 2 2 9 - 0 6 4 9 ) , o f a n y t y p o g r a p h i c a l o r o t h e r e r r o r s , i n o r d e r t h a t c o r r e c t i o n s may b e made b e f o r e t h e o p i n i o n i s p r i n t e d i n Southern R e p o r t e r . ALABAMA COURT OF CRIMINAL APPEALS OCTOBER TERM, 2009-2010 CR-04-0395 Joe N a t h a n James, J r . v. S t a t e o f Alabama Appeal from J e f f e r s o n C i r c u i t (CC-95-4747.60) Court On A p p l i c a t i o n f o r R e h e a r i n g KELLUM, The Judge. 1 a p p e l l a n t , J o e N a t h a n James, J r . , an i n m a t e on d e a t h row a t Holman C o r r e c t i o n a l F a c i l i t y , a p p e a l s the denial of his J u d g e K e l l u m was n o t a member o f t h e C o u r t o f C r i m i n a l A p p e a l s when t h e o r i g i n a l o p i n i o n i n t h i s c a s e was i s s u e d . T h i s c a s e was a s s i g n e d t o Judge K e l l u m on J a n u a r y 20, 2009. 1 CR-04-0395 petition Ala. f o r p o s t c o n v i c t i o n r e l i e f f i l e d p u r s u a n t t o R u l e 32, R. C r i m . In May petition The 28, 2002, James f i l e d a Rule 32, A l a . R. Crim. a t t a c k i n g h i s c o n v i c t i o n and h i s s e n t e n c e circuit court's P. court denied ruling. 2006] relief. We affirmed See James v. S t a t e , So. 3d of death. the circuit [Ms. CR-04-0395, ( A l a . C r i m . App. 2 0 0 6 ) . P., April James then p e t i t i o n e d t h e A l a b a m a Supreme C o u r t f o r a w r i t o f c e r t i o r a r i . The Supreme Court granted certiorari review to consider whether t h i s Court e r r e d i n sua sponte a p p l y i n g the p r o c e d u r a l bars s e t out i n Rule erred i n refusing James's motion Supreme Court earlier decision 2007] ___ 32, A l a . R. to review to proceed Crim. the c i r c u i t i n forma reversed this Court's ( A l a . 2007), and w h e t h e r we court's denial of pauperis. The Alabama judgment based on i t s i n Ex p a r t e C l e m o n s , So. 3d ___ P., [Ms. 1041915, May decided after a f f i r m a n c e , and remanded t h e c a s e f o r t h i s our 4, earlier Court to consider t h e m e r i t s o f James's i n e f f e c t i v e - a s s i s t a n c e - o f - c o u n s e l c l a i m s and the i n forma pauperis claim. 1051693, November 6, Pursuant t o t h e Supreme 2009] ___ Court's 2 See Ex p a r t e James, So. 3d ___ instructions, [Ms. ( A l a . 2009). we considered CR-04-0395 those issues State, Crim. and found no reversible error. [Ms. CR-04-0395, M a r c h 26, 2010] App. James's 2010). This application James argues case James So. 3d before v. (Ala. this Court on f o r rehearing. in his brief should reverse the c i r c u i t petition because, adopting the proposed he on r e h e a r i n g t h a t Court c o u r t ' s order denying h i s Rule asserts, the circuit order drafted by 32 petition. court the On erred State 32 in denying on relies on A l a b a m a Supreme C o u r t ' s r e c e n t o p i n i o n i n Ex p a r t e 2010), Rule this relief Ingram, James's i s now See rehearing, [Ms. 1060413, M a r c h 19, 2010] and the U n i t e d States Supreme So. 3d Court's James (Ala. decision J e f f e r s o n v. U p t o n , (No. 09-8852, May 24, 2010) in U.S. (2010). Initially, we addressed by affirming James's James, Supreme issue. this note that Court i n our conviction, So. 3d a t . Supreme Court issue original and we was specifically opinion found no i n 2006, error. See On c e r t i o r a r i r e v i e w t h e A l a b a m a Court d i d not modify The this our h o l d i n g merely i n regard to directed this Court this to c o n s i d e r two c l a i m s -- t h e i n e f f e c t i v e - a s s i s t a n c e - o f - c o u n s e l 3 CR-04-0395 c l a i m a n d t h e i n forma p a u p e r i s c l a i m . issue we Court's this would acting instructions Court. court] be beyond I f we c o n s i d e r e d t h i s t h e scope o f t h e Supreme i n i t s o p i n i o n remanding this case t o "On remand, t h e i s s u e s d e c i d e d b y a [ r e v i e w i n g become the law of the case, and t h e [lower c o u r t ' s ] d u t y i s t o comply w i t h t h e d i r e c t i o n s g i v e n by t h e r e v i e w i n g court." E l l i s v. S t a t e , 705 So. 2d 843, 847 ( A l a . C r i m . App. 1996). Moreover, after r e v i e w i n g the cases cited by James we c o n c l u d e t h a t t h e y a r e f a c t u a l l y d i s t i n g u i s h a b l e from and t h u s i n a p p l i c a b l e t o the present case. First, Alabama the portions Supreme references that Court of the c i r c u i t found the judge o b j e c t i o n a b l e i n Ingram i n the Rule p e r s o n a l l y p r e s i d e d o v e r Ingram's t r i a l . who presided presided over over the t r i a l the Rule court's order the was not 32 p r o c e e d i n g s . 32 were proceedings had I n Ingram, t h e judge the same The judge Supreme who Court stated: " [ A ] p p e l l a t e c o u r t s must be c a r e f u l t o e v a l u a t e a claim that a prepared order drafted by t h e p r e v a i l i n g p a r t y and adopted by t h e t r i a l c o u r t v e r b a t i m does n o t r e f l e c t the independent and i m p a r t i a l f i n d i n g s and c o n c l u s i o n s o f t h e t r i a l c o u r t . I n B e l l v. S t a t e , 593 So. 2d 123 ( A l a . C r i m . 4 CR-04-0395 App. 1991) -- t h e c a s e t h e C o u r t o f C r i m i n a l A p p e a l s quoted i n Ingram I I f o r the ' c l e a r l y erroneous' s t a n d a r d o f r e v i e w -- t h e C o u r t o f C r i m i n a l A p p e a l s observed: "'The t r i a l c o u r t d i d a d o p t v e r b a t i m t h e proposed o r d e r t e n d e r e d by the state; h o w e v e r , f r o m o u r r e v i e w o f t h e r e c o r d , we are convinced that the findings and c o n c l u s i o n s are those of the t r i a l c o u r t . The r e c o r d r e f l e c t s t h a t t h e t r i a l c o u r t was t h o r o u g h l y f a m i l i a r w i t h t h e c a s e and gave t h e a p p e l l a n t c o n s i d e r a b l e l e e w a y i n presenting evidence to support h i s claims.' " B e l l , 593 So. 2d a t 126 (emphasis a d d e d ) . The u n d i s p u t e d f a c t s i n the p r e s e n t case o b v i o u s l y prevent a s i m i l a r c o n c l u s i o n here. "We a r e f o r c e d by t h e n a t u r e o f t h e e r r o r s p r e s e n t i n t h e June 8 o r d e r t o r e v e r s e t h e j u d g m e n t of the Court of C r i m i n a l A p p e a l s . In the s i m p l e s t terms, the patently erroneous nature of the statements r e g a r d i n g the t r i a l judge's 'personal knowledge' and observations of Ingram's c a p i t a l - m u r d e r t r i a l u n d e r m i n e s any c o n f i d e n c e t h a t t h e t r i a l j u d g e ' s f i n d i n g s o f f a c t and c o n c l u s i o n s of law are the product of the trial judge's independent j u d g m e n t and t h a t t h e June 8 o r d e r reflects the findings and c o n c l u s i o n s of that court." Ingram, The in So. 3d a t main c o n c e r n s . t h e Supreme C o u r t f o u n d o b j e c t i o n a b l e Ingram are not p r e s e n t i n t h i s case; h e r e , p r e s i d e d o v e r b o t h James's t r i a l Also, as we t h e same j u d g e and t h e R u l e 32 p r o c e e d i n g s . n o t e d i n our p r e v i o u s o p i n i o n i n t h i s 5 case, the CR-04-0395 circuit orders." In remanded court court allowed James, both "parties So. 3d a t to submit . J e f f e r s o n v. U p t o n , t h e U n i t e d States J e f f e r s o n ' s habeas corpus p r o c e e d i n g s f o r that court proposed Supreme Court to the t o determine whether the s t a t e lower court's f a c t u a l f i n d i n g s warranted a presumption of correctness. Supreme Court i n granting r e l i e f The stated: "Although we have stated that a court's ' v e r b a t i m a d o p t i o n o f f i n d i n g s o f f a c t p r e p a r e d by p r e v a i l i n g p a r t i e s ' s h o u l d be t r e a t e d as f i n d i n g s o f t h e c o u r t , we have a l s o c r i t i c i z e d t h a t p r a c t i c e . A n d e r s o n [ v . B e s s e m e r C i t y , 470 U.S. [564] a t 572, 105 S.Ct. 1504 [ ( 1 9 8 5 ) ] . And we have n o t c o n s i d e r e d the l a w f u l n e s s o f , nor t h e a p p l i c a t i o n o f t h e habeas s t a t u t e t o , t h e u s e o f s u c h a p r a c t i c e where (1) a j u d g e s o l i c i t s t h e p r o p o s e d f i n d i n g s ex p a r t e , (2) does n o t p r o v i d e t h e o p p o s i n g p a r t y an o p p o r t u n i t y t o c r i t i c i z e t h e f i n d i n g s o r t o s u b m i t h i s own, o r (3) a d o p t s f i n d i n g s t h a t c o n t a i n i n t e r n a l e v i d e n c e s u g g e s t i n g t h a t t h e j u d g e may n o t have r e a d them. C f . i d . , a t 568, 105 S.Ct. 1504; Ga.Code o f J u d i c i a l C o n d u c t , Canon 3 ( A ) ( 4 ) (1993) ( p r o h i b i t i n g ex p a r t e j u d i c i a l communications)." U.S. at . None o f t h e s e circumstances are present i n James's case. The c i r c u i t c o u r t d i d n o t s o l i c i t p r o p o s e d f i n d i n g s ex p a r t e ; indeed, both p a r t i e s were proposed orders. Nothing given the opportunity to submit i n t h i s case suggests t h a t the t r i a l court d i d not read the proposed order before 6 signing i t . CR-04-0395 Accordingly, be James's a p p l i c a t i o n f o r r e h e a r i n g i s due t o overruled. APPLICATION OVERRULED. W i s e , P . J . , a n d W e l c h , Windom, a n d M a i n , J J . , c o n c u r . 7

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