Central Alabama Community College and C.I.T.Y. Skills Training Consortium v. Hodtric C. Robinson et al.

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REL: 12/4/09 Notice: T h i s o p i n i o n i s s u b j e c t t o formal r e v i s i o n b e f o r e p u b l i c a t i o n i n t h e advance s h e e t s o f Southern R e p o r t e r . R e a d e r s a r e r e q u e s t e d t o n o t i f y t h e R e p o r t e r o f D e c i s i o n s , Alabama A p p e l l a t e C o u r t s , 300 D e x t e r A v e n u e , M o n t g o m e r y , A l a b a m a 3 6 1 0 4 - 3 7 4 1 ((334) 2 2 9 - 0 6 4 9 ) , o f a n y t y p o g r a p h i c a l o r o t h e r e r r o r s , i n o r d e r t h a t c o r r e c t i o n s may b e made b e f o r e t h e o p i n i o n i s p r i n t e d i n Southern R e p o r t e r . ALABAMA COURT OF CIVIL APPEALS OCTOBER TERM, 2009-2010 2080475 C e n t r a l Alabama Community C o l l e g e and C.I.T.Y. S k i l l s Training Consortium v. H o d t r i c C. Robinson e t a l . Appeal from Montgomery C i r c u i t Court (CV-07-1048) BRYAN, J u d g e . Central Alabama Community College C.I.T.Y. S k i l l s T r a i n i n g C o n s o r t i u m from ("the C o l l e g e " ) a n d ("the C o n s o r t i u m " ) a j u d g m e n t o f t h e Montgomery C i r c u i t appeal Court entered i n 2080475 favor of Hodtric Suttle C. R o b i n s o n , Suzanne L. Schmitz, and Joy ( c o l l e c t i v e l y "the employees"). The e m p l o y e e s p e r f o r m e d work f o r t h e C o n s o r t i u m , w h i c h i s o p e r a t e d by t h e C o l l e g e . I n 2006, e a c h o f t h e e m p l o y e e s 1 dismissed without a hearing. was Each o f the employees f i l e d an a p p e a l , p u r s u a n t t o § 3 6 - 2 6 - 1 1 5 , A l a . Code 1 9 7 5 , a p a r t o f t h e F a i r D i s m i s s a l A c t , § 36-26-100 e t s e q . , A l a . Code 1975 FDA"). to ("the The e m p l o y e e s ' a p p e a l s were c o n s o l i d a t e d and a s s i g n e d an a d m i n i s t r a t i v e law judge ("the A L J " ) . On appeal, the o n l y i s s u e b e f o r e t h e A L J was w h e t h e r t h e FDA a p p l i e d t o t h e employees. To determine whether Consortium or make this the whether determination, employees they were were actually the ALJ employed the employees. determining that and, t h e r e f o r e , b y t h e FDA. § 36-26-115, I n May 2007, the ALJ t h e e m p l o y e e s were by employed C o l l e g e , t h e r e b y m a k i n g t h e p r o v i s i o n s o f t h e FDA to had to the by the applicable issued an order employed by the C o l l e g e t h a t t h e e m p l o y e e s ' d i s m i s s a l s were g o v e r n e d Pursuant to the a u t h o r i t y granted to the ALJ i n the ALJ concluded The C o n s o r t i u m p r o v i d e s y o u t h and t h e i r f a m i l i e s . that various 1 2 the employees services for had been at-risk 2080475 improperly dismissed, and t h e A L J r e s c i n d e d the employees' dismissals. The a C o l l e g e and the C o n s o r t i u m f i l e d i n t h e c i r c u i t petition f o r a writ of certiorari ALJ's order. court a The e m p l o y e e s s u b s e q u e n t l y counterclaim injunctive seeking relief. In backpay, without due to lost then moved judgment the and employees t h a t the employees a r e e n t i t l e d of their medical for o f the f i l e d i n the c i r c u i t counterclaim, employees' d i s m i s s a l s ; and back employees review declaratory any s e t o f f s ; that backpay; reinstatement compensation a their sought a judgment d e t e r m i n i n g to: full seeking court a certain interest salaries benefits retirement summary on and b e n e f i t s ; following benefits. judgment on the The their counterclaim. On J a n u a r y 23, 2009, t h e c i r c u i t c o u r t e n t e r e d a j u d g m e n t denying College the p e t i t i o n and the f o r a writ of certiorari Consortium summary-judgment m o t i o n . and granting filed the by t h e employees' 2 F o l l o w i n g the e n t r y o f the judgment, the c i r c u i t c o u r t g r a n t e d a p a r t i a l s t a y o f t h e e n f o r c e m e n t o f t h e j u d g m e n t as it r e l a t e s t o Schmitz, relating t o h e r work f o r t h e C o n s o r t i u m , p e n d i n g t h e outcome o f c r i m i n a l p r o c e e d i n g s . 2 3 2080475 The C o l l e g e and t h e C o n s o r t i u m a p p e a l the c i r c u i t c o u r t ' s j u d g m e n t i n f a v o r o f t h e e m p l o y e e s on t h e i r c o u n t e r c l a i m . C o l l e g e and t h e C o n s o r t i u m do n o t denial of t h e i r p e t i t i o n On State appeal, the immunity College ( A l a . 2 0 0 7 ) , a c t s as The College first time in and I, § the the their c i r c u i t court's Consortium 14, Ala. i m m u n i t y , Ex p a r t e 470 and the f o r a w r i t of c e r t i o r a r i . under A r t . known as s o v e r e i g n appeal The T i r e y , 977 raise reply brief. this that 1901, Const. a j u r i s d i c t i o n a l bar Consortium argue also So. 2d 469, in this case. argument f o r Typically, an the appellate c o u r t "does n o t a d d r e s s i s s u e s r a i s e d f o r t h e f i r s t t i m e i n a reply brief." However, B y r d v. Lamar, 846 "[t]he a s s e r t i o n of So. State 2d 334, 341 immunity ( A l a . 2002). challenges the s u b j e c t - m a t t e r j u r i s d i c t i o n o f t h e c o u r t ; t h e r e f o r e , i t may be r a i s e d a t any t i m e by t h e p a r t i e s o r by a c o u r t ex mero motu." Atkinson v. State, action contrary which the to the courts of jurisdiction.'" 17, 21 986 So. 2d 408, State's this 411 ( A l a . 2007). immunity State i s an lack action ( q u o t i n g L a r k i n s v. H e a l t h & M e n t a l R e t a r d a t i o n , 806 So. 4 Department of 2d 358, over subject-matter Ex p a r t e A l a b a m a Dep't o f T r a n s p . , 978 ( A l a . 2007) "'[A]n 363 So. 2d Mental (Ala. 2001)). 2080475 Therefore, we a d d r e s s w h e t h e r S t a t e i m m u n i t y a p p l i e s i n t h i s case and, c o n s e q u e n t l y , matter jurisdiction whether t h e c i r c u i t c o u r t had s u b j e c t - over t h e employees' counterclaim. " S e c t i o n 14, A l a . C o n s t . 1 9 0 1 , p r o v i d e s : '[T]he S t a t e o f A l a b a m a s h a l l n e v e r be made a d e f e n d a n t i n any c o u r t o f l a w o r e q u i t y . ' (Emphasis added.) 'The w a l l o f i m m u n i t y e r e c t e d b y § 14 i s n e a r l y impregnable.' P a t t e r s o n v . G l a d w i n C o r p . , 835 So. 2d 137, 142 ( A l a . 2 0 0 2 ) . Indeed, as r e g a r d s t h e S t a t e o f Alabama and i t s a g e n c i e s , t h e w a l l i s a b s o l u t e l y impregnable. Ex p a r t e A l a b a m a Dep't o f Human R e s . , 999 So. 2d 8 9 1 , 895 ( A l a . 2008) ( ' S e c t i o n 14 a f f o r d s a b s o l u t e i m m u n i t y t o b o t h t h e S t a t e a n d S t a t e a g e n c i e s . ' ) ; Ex p a r t e J a c k s o n C o u n t y Bd. o f E d u c . , 4 So. 3d 1099, 1102 ( A l a . 2008) (same); A t k i n s o n v. S t a t e , 986 So. 2d 408, 410-11 (Ala. 2007) (same); Good Hope (same); Ex p a r t e A l a b a m a D e p ' t o f T r a n s p . , 764 So. 2d 1263, 1268 ( A l a . 2000) (same); M i t c h e l l v . D a v i s , 598 So. 2d 801, 806 ( A l a . 1992) (same). 'Absolute immunity' means j u s t t h a t -- t h e S t a t e a n d i t s a g e n c i e s a r e not s u b j e c t t o s u i t under any t h e o r y . " ' T h i s i m m u n i t y may n o t be w a i v e d . ' Patterson, 835 So. 2 d a t 142. Sovereign immunity i s , therefore, n o t an a f f i r m a t i v e d e f e n s e , but a ' j u r i s d i c t i o n a l b a r . ' Ex p a r t e A l a b a m a Dep't o f T r a n s p . , 985 So. 2d 892, 894 ( A l a . 2 0 0 7 ) . The j u r i s d i c t i o n a l b a r o f § 14 s i m p l y ' p r e c l u d [ e s ] a c o u r t from e x e r c i s i n g s u b j e c t - m a t t e r jurisdiction' over t h e S t a t e o r a S t a t e agency. L y o n s v. R i v e r Road C o n s t r . , I n c . , 858 So. 2d 257, 261 ( A l a . 2 0 0 3 ) . Thus, a c o m p l a i n t f i l e d s o l e l y a g a i n s t t h e S t a t e o r one o f i t s a g e n c i e s i s a n u l l i t y a n d i s v o i d ab initio. Ex p a r t e A l a b a m a Dep't o f T r a n s p . ( I n r e Russell Petroleum, I n c . v. A l a b a m a Dep't o f T r a n s p . ) , 6 So. 3d 1126 ( A l a . 2008) .... Any a c t i o n taken by a c o u r t w i t h o u t s u b j e c t - m a t t e r j u r i s d i c t i o n -- o t h e r t h a n d i s m i s s i n g t h e a c t i o n -- i s v o i d . 5 2080475 S t a t e v. P r o p e r t y a t 2018 1025, 1029 ( A l a . 1 9 9 9 ) . " R a i n b o w D r i v e , 740 So. 2d A l a b a m a Dep't o f C o r r . v. Montgomery C o u n t y Comm'n, 11 So. 189, 191-92 ( A l a . 2008). "[State] immunity extends to 3d the s t a t e ' s i n s t i t u t i o n s o f h i g h e r l e a r n i n g , " T a y l o r v. T r o y S t a t e Univ., 437 So. 2d 472, 474 ( A l a . 1983), which includes the s t a t e ' s community c o l l e g e s , s u c h as t h e C o l l e g e i n t h i s c a s e . W i l l i a m s v. John C. C a l h o u n Cmty. C o l l . , 646 So. 2d 1, 2 ( A l a . 1 9 9 4 ) ; and S h o a l s Cmty. C o l l . v. C o l a g r o s s , 1313 ( A l a . C i v . App. 674 So. 2d 1995). " [ C ] e r t a i n c a u s e s o f a c t i o n a r e n o t b a r r e d by § "'"There are f o u r g e n e r a l c a t e g o r i e s o f a c t i o n s w h i c h i n A l a n d v. Graham, 287 A l a . 226, 250 So. 2d 677 ( 1 9 7 1 ) , we s t a t e d do n o t come w i t h i n t h e p r o h i b i t i o n o f § 14: (1) actions brought to compel State o f f i c i a l s to perform t h e i r l e g a l duties; (2) actions brought to enjoin State officials from enforcing an u n c o n s t i t u t i o n a l l a w ; (3) a c t i o n s t o compel State officials to perform ministerial a c t s ; and (4) a c t i o n s b r o u g h t u n d e r t h e Declaratory Judgments Act ... seeking construction of a statute and its a p p l i c a t i o n i n a given s i t u a t i o n . 287 A l a . a t 229-230, 250 So. 2d 677. Other a c t i o n s w h i c h a r e n o t p r o h i b i t e d by § 14 a r e : (5) v a l i d i n v e r s e condemnation a c t i o n s brought against State officials in their r e p r e s e n t a t i v e c a p a c i t y ; and (6) a c t i o n s f o r i n j u n c t i o n o r damages b r o u g h t a g a i n s t State o f f i c i a l s in their representative 6 14: 1311, 2080475 c a p a c i t y a n d i n d i v i d u a l l y where i t was a l l e g e d t h a t they had acted f r a u d u l e n t l y , i n bad f a i t h , beyond t h e i r a u t h o r i t y o r i n a mistaken i n t e r p r e t a t i o n of law. Wallace v. B o a r d o f E d u c a t i o n o f Montgomery C o u n t y , ... 280 A l a . [635] a t 639, 197 So. 2d 428 [ ( 1 9 6 7 ) ] ; U n z i c k e r v. S t a t e , 346 So. 2d 931, 933 ( A l a . 1977); Engelhardt v. J e n k i n s , 273 A l a . 352, 141 So. 2d 193 (1962)."' "Drummond Co. v . A l a b a m a Dep't o f T r a n s p . , 937 So. 2d 56, 58 ( A l a . 2006) ( q u o t i n g [Ex p a r t e ] C a r t e r , 395 So. 2d [65,] 68 [(Ala. 1980)]) (emphasis omitted). These a c t i o n s a r e s o m e t i m e s r e f e r r e d t o as ' e x c e p t i o n s ' t o § 14; h o w e v e r , i n a c t u a l i t y t h e s e a c t i o n s a r e s i m p l y n o t c o n s i d e r e d t o be a c t i o n s ' " a g a i n s t t h e S t a t e " f o r § 14 p u r p o s e s . ' Patterson v. G l a d w i n C o r p . , 835 So. 2d 137, 142 ( A l a . 2 0 0 2 ) . T h i s C o u r t has q u a l i f i e d those ' e x c e p t i o n s , ' n o t i n g t h a t ' " [ a ] n a c t i o n i s one a g a i n s t t h e [ S ] t a t e when a f a v o r a b l e r e s u l t f o r the p l a i n t i f f would d i r e c t l y a f f e c t a contract or property r i g h t of the State, or w o u l d r e s u l t i n t h e p l a i n t i f f ' s r e c o v e r y o f money f r o m t h e [ S ] t a t e . " ' A l a b a m a A g r i c . & Mech. U n i v . v . J o n e s , 895 So. 2d 867, 873 ( A l a . 2004) (quoting S h o a l s Cmty. C o l l . v. C o l a g r o s s , 674 So. 2d 1 3 1 1 , 1314 ( A l a . C i v . App. 1995)) ( e m p h a s i s a d d e d i n J o n e s ) ." A l a b a m a Dep't o f T r a n s p . v. H a r b e r t 831, 840 ( A l a . 2 0 0 8 ) . barred Int'l, I n c . , 990 So. 2d The c a t e g o r i e s o f a c t i o n s t h a t a r e n o t b y § 14 a r e " r e l e v a n t o n l y as t h e y relate to claims a g a i n s t S t a t e o f f i c i a l s i n t h e i r o f f i c i a l c a p a c i t i e s , n o t as they r e l a t e t o t h e S t a t e agency o r t h e S t a t e i t s e l f . " Dep't o f C o r r . , 11 So. 3d a t 194. 7 Alabama 2080475 In this case, t h e A L J i s s u e d an o r d e r determining that t h e e m p l o y e e s were e m p l o y e d b y t h e C o l l e g e a n d r e s c i n d i n g t h e employees' d i s m i s s a l s . in the c i r c u i t seeking in court review The C o l l e g e a n d t h e C o n s o r t i u m a petition for a writ of the ALJ's order. the c i r c u i t court a counterclaim of filed certiorari The e m p l o y e e s t h e n filed a g a i n s t t h e C o l l e g e and the C o n s o r t i u m s e e k i n g a d e c l a r a t o r y judgment and i n j u n c t i v e relief. Although College and the t h e e m p l o y e e s ' c o u n t e r c l a i m named b o t h t h e Consortium as counterdefendants, the c o u n t e r c l a i m s o u g h t r e l i e f b a s e d on t h e e m p l o y e e s ' employment r e l a t i o n s h i p with the College. As n o t e d , the A L J determined t h a t the C o l l e g e , n o t the Consortium, employed the employees. Therefore, the College, counterdefendant in not the Consortium, interest as to the was the real counterclaim. T h e r e f o r e , we c o n s i d e r o n l y w h e t h e r t h e C o l l e g e i s e n t i t l e d t o S t a t e immunity w i t h r e s p e c t t o t o the employees' c o u n t e r c l a i m . As a s t a t e i n s t i t u t i o n o f h i g h e r l e a r n i n g , t h e C o l l e g e i s absolutely immune f r o m s u i t u n d e r A r t . 1, § 14, A l a . C o n s t . 1901. W i l l i a m s , 646 So. 2d a t 2; a n d C o l a g r o s s , 1313. B e c a u s e t h e e m p l o y e e s ' c o u n t e r c l a i m was f i l e d t h e C o l l e g e a n d n o t a g a i n s t any S t a t e o f f i c i a l 8 674 So. 2d a t against i n h i s or her 2080475 official capacity, the categories of actions b a r r e d by § 14 have no p o s s i b l e a p p l i c a t i o n . Corr., 11 So. 3d at 194. Therefore, e m p l o y e e s ' c o u n t e r c l a i m was In conclusion, jurisdiction over the the b a r r e d by circuit we employees' are not A l a b a m a Dep't o f conclude State court that that the immunity. lacked subject-matter counterclaim. Therefore, t h a t p o r t i o n of the c i r c u i t c o u r t ' s judgment a d j u d i c a t i n g the employees' counterclaim i s v o i d and, Moreover, a v o i d judgment w i l l Props., (Ala. LLC v. 2008). The Commercial Therefore, we concerning support Bank, d i s m i s s the employees' motion s e e k i n g the r e p l y b r i e f seeking First not therefore, i s vacated. an a p p e a l . 988 So. 2d 485, Faith 492 appeal. to s t r i k e t h a t p o r t i o n of S t a t e immunity or, l e a v e to respond to the r e p l y b r i e f alternatively, is denied. JUDGMENT VACATED IN PART; APPEAL DISMISSED. Thompson, concur. Bryan, P.J., and J . , concurs Pittman, specially. 9 Thomas, and Moore, JJ., 2080475 BRYAN, J u d g e , c o n c u r r i n g Article Alabama there 1, § 14, A l a . C o n s t . 1901, a f f o r d s t h e S t a t e o f absolute immunity immunity conflicts should frequently be abrogation a with § from Courts the of jurisdictions); ( J o n L. Actions Craig common-law and Kenneth immunity i n f e d e r a l c o u r t s ) . case, the State immunity employees State that wrong and being Against e d . 1992) Culp State Sovereign unjust and L o c a l in many Immunity (discussing sovereign However, b a r r i n g c o n s t i t u t i o n a l i s t h e law i n Alabama. sued an have (discussing the immunity Davis, (1970) f o r every commentators as sovereign M u s t Go, 22 Admin. L. Rev. 383 amendment, Unfortunately, doctrine See 1 C i v i l 1.8 suit. the p r i n c i p l e remedy. criticized anachronism. Government specially. the this directly, thus T h i s c a s e does n o t p r e s e n t a s i t u a t i o n i n w h i c h o f f i c i a l s were s u e d i n t h e i r i n d i v i d u a l c a p a c i t i e s . State i m p l i c a t i n g the State's absolute 3 10 College In immunity. 3

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