There is a newer version of the Wyoming Statutes
2015 Wyoming Code
TITLE 17 - CORPORATIONS, PARTNERSHIPS AND ASSOCIATIONS
CHAPTER 4 - SECURITIES
- SECTION 17-4-101. - Fraudulent practices prohibited in securities sales and purchases.
- SECTION 17-4-102. - Fraudulent practices prohibited in advisory activities.
- SECTION 17-4-103. - Broker-dealers and agents; registration required; notification when agent begins or terminates activities; expiration of registrations.
- SECTION 17-4-104. - Broker-dealers and agents; registration procedure generally; fees; successors; minimum capital requirements; surety bonds or deposits.
- SECTION 17-4-105. - Broker-dealers and agents; records; financial reports; amendments to documents filed; examinations.
- SECTION 17-4-106. - Broker-dealers and agents; denial, revocation, suspension, cancellation or withdrawal of registration.
- SECTION 17-4-107. - Registration of securities; required; exception for exemptions.
- SECTION 17-4-108. - Registration of securities; registration by notification.
- SECTION 17-4-109. - Registration of securities; registration by coordination.
- SECTION 17-4-110. - Registration of securities; registration by qualification.
- SECTION 17-4-111. - Registration of securities; registration provisions generally.
- SECTION 17-4-112. - Registration of securities; denial, suspension or revocation of registration; stop orders.
- SECTION 17-4-113. - Definitions.
- SECTION 17-4-114. - Exemptions from registration and literature filing requirements.
- SECTION 17-4-115. - Filing of sales and advertising literature.
- SECTION 17-4-116. - False statements in documents or proceedings.
- SECTION 17-4-117. - Unlawful representations concerning approval of registration or exemption.
- SECTION 17-4-118. - Administration of provisions; use or disclosure of information by secretary of state or employees.
- SECTION 17-4-119. - Investigations; subpoenaing witnesses; production of documents.
- SECTION 17-4-120. - Enjoining violations.
- SECTION 17-4-121. - Penalties for violations.
- SECTION 17-4-122. - Civil liability of sellers violating provisions.
- SECTION 17-4-123. - Judicial review of orders of secretary of state.
- SECTION 17-4-124. - Rules, forms and orders.
- SECTION 17-4-125. - When document deemed filed; register of applications, statements and orders; inspection of information; copies of records; interpretative opinions.
- SECTION 17-4-126. - Applicability of provisions; place of offer or acceptance; service of process.
- SECTION 17-4-127. - Uniform construction of provisions.
- SECTION 17-4-128. - Repeal of former provisions; applicability of prior law.
- SECTION 17-4-129. - Short title.
- SECTION 17-4-130. - Clearing corporations; registration required.
- SECTION 17-4-131. - Disposition of fees.
- SECTION 17-4-132. - Federal covered securities.
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