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2025 Wisconsin Statutes & Annotations
Chapter 408 - Uniform commercial code — investment securities.
GENERAL MATTERS
- 408.101 - Short title.
- 408.102 - Definitions.
- 408.103 - Rules for determining whether certain obligations and interests are securities or financial assets.
- 408.104 - Acquisition of security or financial asset or interest therein.
- 408.105 - Notice of adverse claim.
- 408.106 - Control.
- 408.107 - Whether endorsement, instruction or entitlement order is effective.
- 408.108 - Warranties in direct holding.
- 408.109 - Warranties in indirect holding.
- 408.110 - Applicability; choice of law.
- 408.111 - Clearing corporation rules.
- 408.112 - Creditor’s legal process.
- 408.113 - Statute of frauds inapplicable.
- 408.114 - Evidentiary rules concerning certificated securities.
- 408.115 - Securities intermediary and others not liable to adverse claimant.
- 408.116 - Securities intermediary as purchaser for value.
- 408.201 - Issuer.
- 408.202 - Issuer’s responsibility and defenses; notice of defect or defense.
- 408.203 - Staleness as notice of defect or defense.
- 408.204 - Effect of issuer’s restriction on transfer.
- 408.205 - Effect of unauthorized signature on security certificate.
- 408.206 - Completion or alteration of security certificate.
- 408.207 - Rights and duties of issuer with respect to registered owners.
- 408.208 - Effect of signature of authenticating trustee, registrar or transfer agent.
- 408.209 - Issuer’s lien.
- 408.210 - Overissue.
- 408.301 - Delivery.
- 408.302 - Rights of purchaser.
- 408.303 - Protected purchaser.
- 408.304 - Endorsement.
- 408.305 - Instruction.
- 408.306 - Effect of guaranteeing signature, endorsement or instruction.
- 408.307 - Purchaser’s right to requisites for registration of transfer.
- 408.401 - Duty of issuer to register transfer.
- 408.402 - Assurance that endorsement or instruction is effective.
- 408.403 - Demand that issuer not register transfer.
- 408.404 - Wrongful registration.
- 408.405 - Replacement of lost, destroyed or wrongfully taken security certificate.
- 408.406 - Obligation to notify issuer of lost, destroyed or wrongfully taken security certificate.
- 408.407 - Authenticating trustee, transfer agent and registrar.
- 408.501 - Securities account; acquisition of security entitlement from securities intermediary.
- 408.502 - Assertion of adverse claim against entitlement holder.
- 408.503 - Property interest of entitlement holder in financial asset held by securities intermediary.
- 408.504 - Duty of securities intermediary to maintain financial asset.
- 408.505 - Duty of securities intermediary with respect to payments and distributions.
- 408.506 - Duty of securities intermediary to exercise rights as directed by entitlement holder.
- 408.507 - Duty of securities intermediary to comply with entitlement order.
- 408.508 - Duty of securities intermediary to change entitlement holder’s position to other form of security holding.
- 408.509 - Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary; and exercise of rights of entitlement holder.
- 408.510 - Rights of purchaser of security entitlement from entitlement holder.
- 408.511 - Priority among security interests and entitlement holders.
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