2009 West Virginia Code
CHAPTER 32. UNIFORM SECURITIES ACT

ARTICLE 1. FRAUDULENT AND OTHER PROHIBITED PRACTICES. 

• §32-1-101 Sales and purchases.
• §32-1-102 Advisory activities.

ARTICLE 2. REGISTRATION OF BROKER-DEALERS AND AGENTS; REGISTRATION AND NOTICE FILING FOR INVESTMENT ADVISERS. 

• §32-2-201 Registration requirement.
• §32-2-202 Registration and notice filing procedure.
• §32-2-203 Post-registration provisions.
• §32-2-204 Denial, revocation, suspension, otherwise condition, cancellation and withdrawal of registration.

ARTICLE 3. REGISTRATION OF SECURITIES. 

• §32-3-301 Registration requirement.
• §32-3-302 Registration by notification.
• §32-3-303 Registration by coordination.
• §32-3-304 Registration by qualification.
• §32-3-304a Federal covered securities.
• §32-3-305 Provisions applicable to registration and notice filing generally.
• §32-3-306 Denial, suspension and revocation of registration.

ARTICLE 4. GENERAL PROVISIONS. 

• §32-4-401 Definitions.
• §32-4-402 Exemptions.
• §32-4-403 Filing of sales and advertising literature.
• §32-4-404 Misleading filings.
• §32-4-405 Unlawful representations concerning registration, exemption or notice filing.
• §32-4-406 Administration of chapter; operating fund for securities department.
• §32-4-407 Sworn investigator, investigations and subpoenas.
• §32-4-407a Administrative assessments.
• §32-4-408 Injunctions.
• §32-4-409 Criminal penalties.
• §32-4-410 Civil liabilities.
• §32-4-411 Judicial review of orders.
• §32-4-412 Rules, forms, orders and hearings.
• §32-4-413 Administrative files and opinions.
• §32-4-414 Scope of the chapter and service of process.
• §32-4-415 Statutory policy.
• §32-4-416 Short title.
• §32-4-417 Severability of provisions.
• §32-4-418 Saving provisions.