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2005 West Virginia Code - CHAPTER 32. — UNIFORM SECURITIES ACT
- CHAPTER 32. — UNIFORM SECURITIES ACT.
- ARTICLE 1. — FRAUDULENT AND OTHER PROHIBITED PRACTICES.
- §32-1-101. — Sales and purchases.
- §32-1-102. — Advisory activities.
- ARTICLE 2. — REGISTRATION OF BROKER-DEALERS AND AGENTS; REGISTRATION AND NOTICE FILING FOR INVESTMENT ADVISERS.
- §32-2-201. — Registration requirement.
- §32-2-202. — Registration and notice filing procedure.
- §32-2-203. — Post-registration provisions.
- §32-2-204. — Denial, revocation, suspension, otherwise condition, cancellation and withdrawal of registration.
- ARTICLE 3. — REGISTRATION OF SECURITIES.
- §32-3-301. — Registration requirement.
- §32-3-302. — Registration by notification.
- §32-3-303. — Registration by coordination.
- §32-3-304. — Registration by qualification.
- §32-3-304a. — Federal covered securities.
- §32-3-305. — Provisions applicable to registration and notice filing generally.
- §32-3-306. — Denial, suspension and revocation of registration.
- ARTICLE 4. — GENERAL PROVISIONS.
- §32-4-401. — Definitions.
- §32-4-402. — Exemptions.
- §32-4-403. — Filing of sales and advertising literature.
- §32-4-404. — Misleading filings.
- §32-4-405. — Unlawful representations concerning registration, exemption or notice filing.
- §32-4-406. — Administration of chapter; operating fund for securities department.
- §32-4-407. — Sworn investigator, investigations and subpoenas.
- §32-4-407a. — Administrative assessments.
- §32-4-408. — Injunctions.
- §32-4-409. — Criminal penalties.
- §32-4-410. — Civil liabilities.
- §32-4-411. — Judicial review of orders.
- §32-4-412. — Rules, forms, orders and hearings.
- §32-4-413. — Administrative files and opinions.
- §32-4-414. — Scope of the chapter and service of process.
- §32-4-415. — Statutory policy.
- §32-4-416. — Short title.
- §32-4-417. — Severability of provisions.
- §32-4-418. — Saving provisions.
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