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2020 Revised Code of Washington
Title 21 - Securities and Investments
Chapter 21.30 - Commodity Transactions.
- 21.30.005 Intent.
- 21.30.010 Definitions.
- 21.30.020 Transactions involving commodity contract or option—Prohibition—Exceptions.
- 21.30.030 Transactions conducted by certain persons exempt from prohibition under RCW 21.30.020.
- 21.30.040 Transactions and contracts exempt from prohibition under RCW 21.30.020—Rules.
- 21.30.050 Commodity merchants—Place for trading commodity contract or option—Requirements.
- 21.30.060 Prohibited practices.
- 21.30.070 Responsibility for acts or omissions—Liability—Burden of proof.
- 21.30.080 Offers to sell or buy in this state—Application of RCW 21.30.020, 21.30.050, and 21.30.060.
- 21.30.090 When publications or electronic communications not deemed offers to sell or buy in this state.
- 21.30.100 Investigations—Statements—Publication of information.
- 21.30.107 Subpoena authority—Application—Contents—Notice—Fees.
- 21.30.110 Investigations—Evidence—Subpoenas—Court orders of compliance.
- 21.30.120 Violations—Director's authority—Court actions—Penalties.
- 21.30.130 Violations—Court-ordered remedies—Penalties—Bond by director not required.
- 21.30.140 Willful violations—Penalty—Limitation on actions.
- 21.30.150 No liability under chapter for act in good faith.
- 21.30.160 Unlawful use or disclosure of information.
- 21.30.170 Information—Availability to public—Exceptions.
- 21.30.180 Cooperation with other agencies or organizations.
- 21.30.190 Consent for service of process—Service, how made.
- 21.30.200 Administrative proceedings—Summary order—Notice—Hearing—Final order.
- 21.30.210 Application of chapter 34.05 RCW, the administrative procedure act.
- 21.30.220 Pleading exemptions or exceptions—Burden of proof.
- 21.30.230 Application for licensing.
- 21.30.240 Fees.
- 21.30.250 Examinations—Waiver.
- 21.30.260 Expiration of licenses—Authority under commodity sales representative license—Notification of changes.
- 21.30.270 Multiple licenses, when permitted.
- 21.30.280 Classification of licenses—Limitations and conditions of licenses.
- 21.30.290 Annual report and fee.
- 21.30.300 Minimum net capital and fidelity bond requirements.
- 21.30.310 Financial and other reports.
- 21.30.320 Records.
- 21.30.330 Correcting amendments of information in application or financial and other reports—Exception.
- 21.30.340 Examination of records—Copies—Fees.
- 21.30.350 Denial, suspension, revocation, or limitation of license—Grounds.
- 21.30.360 Violations—Prosecuting attorney may bring criminal proceedings.
- 21.30.370 Penalties in chapter nonexclusive.
- 21.30.380 Administration of chapter under director of financial institutions.
- 21.30.390 Administrator—Appointment—Delegation of duties—Term.
- 21.30.400 Director's powers and duties—Rules, forms, and orders—Fees.
- 21.30.800 Securities laws not affected.
- 21.30.810 Construction and purpose.
- 21.30.901 Effective date—1986 c 14.
NOTES:
Reviser's note: Powers, duties, and functions of the department of licensing relating to chapter 21.30 RCW were transferred to the department of financial institutions by 1993 c 472, effective October 1, 1993. See RCW 43.320.011.
Agricultural commodities: Chapter 22.09 RCW.
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