There is a newer version of the Revised Code of Washington
2015 Revised Code of Washington
Title 62A - UNIFORM COMMERCIAL CODE
62A.8 Investment securities.
PART 1
SHORT TITLE AND GENERAL MATTERS
- 62A.8-101 Short title.
- 62A.8-102 Definitions.
- 62A.8-103 Rules for determining whether certain obligations and interests are securities or financial assets.
- 62A.8-104 Acquisition of security or financial asset or interest therein.
- 62A.8-105 Notice of adverse claim.
- 62A.8-106 Control.
- 62A.8-107 Whether indorsement, instruction, or entitlement is effective.
- 62A.8-108 Warranties in direct holding.
- 62A.8-109 Warranties in indirect holding.
- 62A.8-110 Applicability; choice of law.
- 62A.8-111 Clearing corporation rules.
- 62A.8-112 Creditor's legal process.
- 62A.8-113 Statute of frauds inapplicable.
- 62A.8-114 Evidentiary rules concerning certificated securities.
- 62A.8-115 Securities intermediary and others not liable to adverse claimant.
- 62A.8-116 Securities intermediary as purchaser for value.
PART 2
ISSUE AND ISSUER
- 62A.8-201 Issuer.
- 62A.8-202 Issuer's responsibility and defenses; notice of defect or defense.
- 62A.8-203 Staleness as notice of defect or defense.
- 62A.8-204 Effect of issuer's restrictions on transfer.
- 62A.8-205 Effect of unauthorized signature on security certificate.
- 62A.8-206 Completion or alteration of security certificate.
- 62A.8-207 Rights and duties of issuer with respect to registered owners.
- 62A.8-208 Effect of signature of authenticating trustee, registrar, or transfer agent.
- 62A.8-209 Issuer's lien.
- 62A.8-210 Overissue.
PART 3
TRANSFER OF CERTIFICATED AND
UNCERTIFICATED SECURITIES
- 62A.8-301 Delivery.
- 62A.8-302 Rights of purchaser.
- 62A.8-303 Protected purchaser.
- 62A.8-304 Indorsement.
- 62A.8-305 Instruction.
- 62A.8-306 Effect of guaranteeing signature, indorsement, or instruction.
- 62A.8-307 Purchaser's right to requisites for registration of transfer.
PART 4
REGISTRATION
- 62A.8-401 Duty of issuer to register transfer.
- 62A.8-402 Assurance that indorsement or instruction is effective.
- 62A.8-403 Demand that issuer not register transfer.
- 62A.8-404 Wrongful registration.
- 62A.8-405 Replacement of lost, destroyed, or wrongfully taken security certificate.
- 62A.8-406 Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate.
- 62A.8-407 Authenticating trustee, transfer agent, and registrar.
PART 5
SECURITY ENTITLEMENTS
- 62A.8-501 Securities account; acquisition of security entitlement from securities intermediary.
- 62A.8-502 Assertion of adverse claim against entitlement holder.
- 62A.8-503 Property interest of entitlement holder in financial asset held by securities intermediary.
- 62A.8-504 Duty of securities intermediary to maintain financial asset.
- 62A.8-505 Duty of securities intermediary with respect to payments and distributions.
- 62A.8-506 Duty of securities intermediary to exercise rights as directed by entitlement holder.
- 62A.8-507 Duty of securities intermediary to comply with entitlement order.
- 62A.8-508 Duty of securities intermediary to change entitlement holder's position to other form of security holding.
- 62A.8-509 Specification of duties of securities intermediary by other statute or regulation; manner of performance of duties of securities intermediary and exercise of rights of entitlement holder.
- 62A.8-510 Rights of purchaser of security entitlement from entitlement holder.
- 62A.8-511 Priority among security interests and entitlement holders.
PART 6
TRANSITION PROVISIONS FOR REVISED ARTICLE 8 AND
CONFORMING AMENDMENTS TO ARTICLES 1, 5, 9, AND 10
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