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2020 Code of Virginia
Title 13.1 - Corporations
Chapter 5 - Securities Act
Article 1. Definitions
Article 2. Unlawful Practices
Article 3. Brokers-Dealers, Investment Advisors, Investment Advisor Representatives and Agents
- § 13.1-504. Registration
- § 13.1-504.1. Brokerage services of savings and loan associations, savings banks or service corporations of either; when registration not required
- § 13.1-504.2. Broker-dealer services provided by credit unions; when registration not required
- § 13.1-505. Procedure for registration
- § 13.1-505.1. Post-registration provisions
- § 13.1-506. Revocation of registration
Article 4. Registration of Securities
- § 13.1-507. Registration requirement; exemptions
- § 13.1-508. Registration by notification
- § 13.1-509. Registration by coordination
- § 13.1-510. Registration by qualification
- § 13.1-511. Effectiveness and reports
- § 13.1-512. Repealed
- § 13.1-513. Stop orders
Article 5. Miscellaneous
- § 13.1-514. Exemptions
- § 13.1-514.1. Exemption of certain securities by order of Commission
- § 13.1-514.2. Primacy of Virginia law to be maintained
- § 13.1-515. Advertising
- § 13.1-516. Misleading filings
- § 13.1-517. Consent to service of process
- § 13.1-518. Investigations; confidentiality of information and documents
- § 13.1-518.1. Broker-dealers and investment advisors to file certain reports with Commission
- § 13.1-519. Injunctions
- § 13.1-520. Crimes
- § 13.1-520.1. Commission may transmit record or complaint to locality where violation occurred
- § 13.1-521. Violations punishable by the Commission
- § 13.1-522. Civil liabilities
- § 13.1-523. Rules and forms
- § 13.1-523.1. Commission authority to regulate securities and investment advisory activities
- § 13.1-524. Certain records of Commission available to public; admissibility of copies; destruction
- § 13.1-525. Official interpretations
- § 13.1-525.1. Fees to cover expense of regulation
- § 13.1-526. Transition
- § 13.1-527. Short title
- § 13.1-527.01. Repealed
Article 6. Division of Securities Counsel
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