There is a newer version of the Code of Virginia
2011 Code of Virginia
Title 13.1 CORPORATIONS.
Chapter 5 Securities Act (13.1-501 thru 13.1-527.3)
- 13.1-501 Definitions
- 13.1-502 Unlawful offers and sales
- 13.1-503 Unlawful advice
- 13.1-504 Registration
- 13.1-504.1 Brokerage services of savings and loan associations, savings banks or service corporations of eithe...
- 13.1-504.2 Broker-dealer services provided by credit unions; when registration not required
- 13.1-505 Procedure for registration
- 13.1-505.1 Post-registration provisions
- 13.1-506 Revocation of registration
- 13.1-507 Registration requirement; exemptions
- 13.1-508 Registration by notification
- 13.1-509 Registration by coordination
- 13.1-510 Registration by qualification
- 13.1-511 Effectiveness and reports
- 13.1-512 Description unavailable
- 13.1-513 Stop orders
- 13.1-514 Exemptions
- 13.1-514.1 Exemption of certain securities by order of Commission
- 13.1-514.2 Primacy of Virginia law to be maintained
- 13.1-515 Advertising
- 13.1-516 Misleading filings
- 13.1-517 Consent to service of process
- 13.1-518 Investigations; confidentiality of information and documents
- 13.1-518.1 Broker-dealers and investment advisors to file certain reports with Commission
- 13.1-519 Injunctions
- 13.1-520 Crimes
- 13.1-520.1 Commission may transmit record or complaint to locality where violation occurred
- 13.1-521 Violations punishable by the Commission
- 13.1-522 Civil liabilities
- 13.1-523 Rules and forms
- 13.1-523.1 Commission authority to regulate securities and investment advisory activities
- 13.1-524 Certain records of Commission available to public; admissibility of copies; destruction
- 13.1-525 Official interpretations
- 13.1-525.1 Fees to cover expense of regulation
- 13.1-526 Transition
- 13.1-527 Short title
- 13.1-527.01 Severability clause
- 13.1-527.1 Division created; duties
- 13.1-527.2 Attorneys, employees and consultants
- 13.1-527.3 Commission to provide technical assistance
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