2006 Code of Virginia § 13.1-518.1 - Broker-dealers and investment advisors to file certain reports with Commission

13.1-518.1. Broker-dealers and investment advisors to file certain reportswith Commission.

Every broker-dealer and investment advisor registered under this chaptershall file all reports made by such broker-dealers or investment advisors asthe Commission, by rule, may require.

(1974, c. 381; 1997, c. 279.)

Disclaimer: These codes may not be the most recent version. Virginia may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.