2019 US Virgin Islands Code
Title 9 - Banking
Chapter 23 - Uniform Securities Act
Subchapter IV - Broker-Dealers, Agents, Investment Advisers, Investment Adviser Representatives, and Federal Covered Investment Advisers
- § 631. Broker-dealer registration requirement and exemptions
- § 632. Agent registration requirement and exemptions
- § 633. Investment adviser registration requirement and exemptions
- § 634. Investment adviser representative registration requirement and exemptions
- § 635. Federal covered investment adviser notice filing requirement
- § 636. Registration by broker-dealers, agents, investment advisers, and investment adviser representatives
- § 637. Succession and change in registration of broker-dealer or investment adviser
- § 638. Termination of employment or association of agents and investment adviser representative and transfer of employment or association
- § 639. Withdrawal of registration of broker-dealers, agents, investment advisers, and investment adviser representatives
- § 640. Filing fees
- § 641. Postregistration requirements
- § 642. Denial, revocation, suspension, cancellation, withdrawal, restriction, condition, or limitation of registration
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