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2018 Vermont Statutes
Title 9 - Commerce and Trade
Chapter 150 - Securities Act
§ 5301 Securities registration requirement
Universal Citation: 9 V.S.A. § 5301
§ 5301. Securities registration requirement
It is unlawful for a person to offer or sell a security in this State unless:
(1) the security is a federal covered security;
(2) the security, transaction, or offer is exempted from registration under sections 5201 through 5203 of this chapter; or
(3) the security is registered under this chapter. (Added 2005, No. 11, § 1, eff. July 1, 2006.)
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