View Our Newest Version Here

2005 Vermont Code - § 5301. — Securities registration requirement

§ 5301. Securities registration requirement

It is unlawful for a person to offer or sell a security in this state unless:

(1) the security is a federal covered security;

(2) the security, transaction, or offer is exempted from registration under sections 5201 through 5203 of this chapter; or

(3) the security is registered under this chapter. (Added 2005, No. 11, § 1, eff. July 1, 2006.)

Disclaimer: These codes may not be the most recent version. Vermont may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.