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2025 Utah Code
Title 51 - Public Funds and Accounts
Chapter 7 - State Money Management Act
Section 11.5 - Certified investment advisers -- Scope of and limits to authority.
Universal Citation:
UT Code § 51-7-11.5 (2025)
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Effective 5/9/2017
51-7-11.5. Certified investment advisers -- Scope of and limits to authority.
Amended by Chapter 338, 2017 General Session
51-7-11.5. Certified investment advisers -- Scope of and limits to authority.
- (1) A certified investment adviser may not make any investments that are inconsistent with this chapter or rules of the council.
- (2) Except as provided in Subsection (3), a certified investment adviser acting on behalf of a public treasurer shall conduct investment transactions only through qualified depositories, certified dealers, or directly with issuers of the investment securities.
- (3) Subject to rules of the council, a certified investment adviser may use the adviser's own approved list of brokers and dealers.
Amended by Chapter 338, 2017 General Session
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