There Is a Newer Version of the Utah Code
2011 Utah Code
Title 70A Uniform Commercial Code
Chapter 8 Uniform Commercial Code - Investment Securities
- Section 100 Title.
- Section 101 Definitions.
- Section 102 Rules for determining whether certain obligations and interests are securities or financial assets.
- Section 103 Acquisition of security or financial asset or interest therein.
- Section 104 Notice of adverse claim.
- Section 105 Control.
- Section 106 Whether indorsement, instruction, or entitlement order is effective.
- Section 107 Warranties in direct holding.
- Section 108 Warranties in indirect holding.
- Section 109 Applicability -- Choice of law.
- Section 110 Clearing corporation rules.
- Section 111 Creditor's legal process.
- Section 112 Statute of frauds inapplicable.
- Section 113 Evidentiary rules concerning certificated securities.
- Section 114 Securities intermediary and others not liable to adverse claimant.
- Section 115 Securities intermediary as purchaser for value.
- Section 201 Issuer.
- Section 202 Issuer's responsibility and defenses -- Notice of defect or defense.
- Section 203 Staleness as notice of defect or defense.
- Section 204 Effect of issuer's restriction on transfer.
- Section 205 Effect of unauthorized signature on security certificate.
- Section 206 Completion or alteration of security certificate.
- Section 207 Rights and duties of issuer with respect to registered owners.
- Section 208 Effect of signature of authenticating trustee, registrar, or transfer agent.
- Section 209 Issuer's lien.
- Section 210 Overissue.
- Section 301 Delivery.
- Section 302 Rights of purchaser.
- Section 303 Protected purchaser.
- Section 304 Indorsement.
- Section 305 Instruction.
- Section 306 Effect of guaranteeing signature, indorsement, or instruction.
- Section 307 Purchaser's right to requisites for registration of transfer.
- Section 401 Duty of issuer to register transfer.
- Section 402 Assurance that indorsement or instruction is effective.
- Section 403 Demand that issuer not register transfer.
- Section 404 Wrongful registration.
- Section 405 Replacement of lost, destroyed, or wrongfully taken security certificate.
- Section 406 Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate.
- Section 407 Authenticating trustee, transfer agent, and registrar.
- Section 409 Application to water company.
- Section 409.1 Replacement of lost, destroyed, or wrongfully taken share certificate of a water company.
- Section 501 Securities account -- Acquisition of security entitlement from securities intermediary.
- Section 502 Assertion of adverse claim against entitlement holder.
- Section 503 Property interest of entitlement holder in financial asset held by securities intermediary.
- Section 504 Duty of securities intermediary to maintain financial asset.
- Section 505 Duty of securities intermediary with respect to payments and distributions.
- Section 506 Duty of securities intermediary to exercise rights as directed by entitlement holder.
- Section 507 Duty of securities intermediary to comply with entitlement order.
- Section 508 Duty of securities intermediary to change entitlement holder's position to other form of security holding.
- Section 509 Specification of duties of securities intermediary by other statute or regulation -- Manner of performance of duties of securities intermediary and exercise of rights of entitlement holder.
- Section 510 Rights of purchaser of security entitlement from entitlement holder.
- Section 511 Priority among security interests and entitlement holders.
- Section 601 Transition provisions.
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